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Ferguson Shapiro LLC — 13F Holdings & Portfolio

CIK 1767433 · latest 13F-HR filed 2026-10-16

Backtest portfolio

Ferguson Shapiro LLC manages $343.8M in 13F-reported U.S. long-equity assets across 87 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are RSSB (12.26%), WCMI (6.77%), SPYM (6.26%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 11; 26 existing positions rose in reported value and 24 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$343.8M

Long-equity book

Holdings
87

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+7 / −11 / ↑26 / ↓24

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
RSSB12.4% · -2%WCMI6.8% · +2%SPYM6.3% · +4%RFEM6.1% · -0%SCIO5.8% · +2%CGGR5.5% · +4%CLOA4.8% · +15%VEA4.5% · +2%MOAT3.7% · +16%QQQM3.7% · newCTA3.6% · +12%RAAX3.2% · +33%FLTR3.1% · +59%BOXX2.5% · -5%CLOI2.3% · +55%FRDM1.9% · +5%SMH1.6% · +30%GRID1.5% · -16%AAPL1.5% · -7%SPTL1.4% · newANGL1.4% · +45%IEF1.2% · +167%OUNZ1.2% · +26%ITA1.1% · newHD1.0% · +1%EMBX0.8% · -7%WDRN0.7% · +27%NLR0.7% · +28%BIZD0.7% · +3%HYEM0.7% · +45%VT0.5% · +0%LLY0.5% · 0%TUA0.5% · -84%LIN0.5% · -0%MSFT0.4% · +4%QJUN0.4% · -78%GPZ0.4% · +23%AMZN0.4% · 0%AYI0.3% · +0%XVV0.3% · +0%KO0.2% · +1%CVX0.2% · +2%DJUL0.2% · -31%GOOGL0.2% · +0%VUG0.2% · -21%NVDA0.2% · 0%MCK0.2% · +0%VSGX0.2% · +32%JNJ0.2% · -2%BRK.B0.1% · 0%VCEB0.1% · +1%CSCO0.1% · -3%BMY0.1% · +1%TMO0.1% · +0%SOXS0.1% · newT0.1% · +1%FDX0.1% · +0%SO0.1% · +0%VYM0.1% · +0%XOM0.1% · +13%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 59.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 20, 2026.

Assets Under Management
$415.2M
Discretionary
$415.2M
Employees
9
Accounts
996
Address
120 N CANDLER ST
#2
DECATUR, GA 30030
Phone
(404) 567-6771
Website
Name Title / Status Ownership Type
FERGUSON, KEVIN, MICHAEL ControlPRINCIPAL/CHIEF COMPLIANCE OFFICER
since Jul 2018
75% or moreIndividual
Florence, Ryan, James ControlPRINCIPAL
since Sep 2025
Less than 5%Individual
SHAPIRO, MAURY, ALAN ControlPARTNER
since Jan 2019
10–25%Individual
Ownership & leadership changes · 4 filings with changes since Jun 8, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 28, 2025 filing
  • AddedFlorence, Ryan, James · PRINCIPAL · Less than 5% · control person
Mar 26, 2019 filing
  • AddedSHAPIRO, MAURY, ALAN · PARTNER · 10–25% · control person
Jul 25, 2018 filing
  • No longer listedSECURITIES COMPLIANCE MANAGEMENT, INC. · OWNER · 75% or more · control person · listed since Jun 2018
Jul 23, 2018 filing
  • No longer listedWEEKS, KYLE, AARON · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2018
  • No longer listedWEEKS, KYLE, AARON · PRESIDENT · 75% or more · indirect via SECURITIES COMPLIANCE MANAGEMENT, INC. · control person · listed since Jun 2018
  • AddedFERGUSON, KEVIN, MICHAEL · PRINCIPAL/CHIEF COMPLIANCE OFFICER · 75% or more · control person
Jun 8, 2018 filing (earliest on record)
  • ListedSECURITIES COMPLIANCE MANAGEMENT, INC. · OWNER · 75% or more · control person
  • ListedWEEKS, KYLE, AARON · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedWEEKS, KYLE, AARON · PRESIDENT · 75% or more · indirect via SECURITIES COMPLIANCE MANAGEMENT, INC. · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Ferguson Shapiro LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 TIDAL TRUST II RSSB 88636J204 $42.2M 12.26% 1,420,230 SH
2 FIRST TR EXCHANGE-TRADED FD WCMI 33733E732 $23.3M 6.77% 1,219,774 SH
3 SPDR SERIES TRUST SPYM 78464A854 $21.5M 6.26% 239,675 SH
4 FIRST TR EXCH TRADED FD III RFEM 33739P707 $20.8M 6.06% 212,848 SH
5 FIRST TR EXCHANGE-TRADED FD SCIO 33738D770 $19.8M 5.76% 993,262 SH
6 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $18.6M 5.40% 391,443 SH
7 BLACKROCK ETF TRUST II CLOA 092528504 $16.1M 4.70% 311,234 SH
8 VANGUARD TAX-MANAGED FDS VEA 921943858 $15.3M 4.46% 216,960 SH
9 VANECK ETF TRUST MOAT 92189F643 $12.7M 3.69% 119,867 SH
10 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $12.6M 3.66% 41,266 SH
11 SIMPLIFY EXCHANGE TRADED FUN CTA 82889N699 $12.1M 3.51% 418,536 SH
12 VANECK ETF TRUST RAAX 92189F130 $10.9M 3.16% 272,877 SH
13 VANECK ETF TRUST FLTR 92189F486 $10.5M 3.07% 412,208 SH
14 EA SERIES TRUST BOXX 02072L565 $8.5M 2.47% 71,624 SH
15 VANECK ETF TRUST CLOI 92189H748 $7.9M 2.30% 149,097 SH
16 EA SERIES TRUST FRDM 02072L607 $6.4M 1.87% 91,820 SH
17 VANECK ETF TRUST SMH 92189F676 $5.5M 1.59% 8,958 SH
18 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $5.3M 1.53% 29,680 SH
19 APPLE INC AAPL 037833100 $5.2M 1.50% 15,515 SH
20 SPDR SERIES TRUST SPTL 78464A664 $4.7M 1.36% 195,536 SH
21 VANECK ETF TRUST ANGL 92189F437 $4.6M 1.34% 165,528 SH
22 ISHARES TR IEF 464287440 $4.2M 1.22% 46,770 SH
23 VANECK MERK GOLD ETF OUNZ 921078101 $4.0M 1.16% 99,661 SH
24 ISHARES TR ITA 464288760 $3.8M 1.10% 18,280 SH
25 HOME DEPOT INC HD 437076102 $3.5M 1.02% 12,329 SH
26 VANECK FDS EMBX 92107P772 $2.8M 0.81% 56,107 SH
27 WISDOMTREE TR WDRN 97717Y188 $2.4M 0.69% 91,046 SH
28 VANECK ETF TRUST NLR 92189F601 $2.3M 0.68% 22,541 SH
29 VANECK ETF TRUST BIZD 92189F411 $2.3M 0.68% 180,609 SH
30 VANECK ETF TRUST HYEM 92189F353 $2.3M 0.67% 119,481 SH
31 VANGUARD INTL EQUITY INDEX F VT 922042742 $1.8M 0.52% 11,344 SH
32 APPLE INC Put AAPL 037833100 $1.7M 0.49% 5,100 SH
33 ELI LILLY & CO LLY 532457108 $1.7M 0.48% 1,439 SH
34 SIMPLIFY EXCHANGE TRADED FUN TUA 82889N657 $1.7M 0.48% 87,224 SH
35 ELI LILLY & CO Put LLY 532457108 $1.6M 0.47% 1,400 SH
36 LINDE PLC LIN G54950103 $1.5M 0.45% 3,240 SH
37 MICROSOFT CORP MSFT 594918104 $1.5M 0.44% 2,929 SH
38 FIRST TR EXCHNG TRADED FD VI QJUN 33740F557 $1.4M 0.40% 39,720 SH
39 VANECK ETF TRUST GPZ 92189H649 $1.3M 0.36% 58,559 SH
40 AMAZON COM INC AMZN 023135106 $1.2M 0.36% 4,930 SH
41 ACUITY INC AYI 00508Y102 $899.4K 0.26% 2,903 SH
42 ISHARES TR XVV 46436E569 $872.9K 0.25% 14,972 SH
43 COCA COLA CO KO 191216100 $763.9K 0.22% 8,875 SH
44 CHEVRON CORPORATION CVX 166764100 $745.6K 0.22% 3,651 SH
45 FIRST TR EXCHNG TRADED FD VI DJUL 33740F698 $732.2K 0.21% 14,304 SH
46 ALPHABET INC GOOGL 02079K305 $626.9K 0.18% 1,822 SH
47 VANGUARD INDEX FDS VUG 922908736 $606.0K 0.18% 6,725 SH
48 NVIDIA CORPORATION NVDA 67066G104 $582.2K 0.17% 2,549 SH
49 MICROSOFT CORP Put MSFT 594918104 $564.2K 0.16% 1,100 SH
50 MCKESSON CORP MCK 58155Q103 $537.1K 0.16% 629 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $343.8M 87 0001062993-26-005373
2026-06-30 2026-07-09 $341.8M 91 0001062993-26-003579
2026-03-31 2026-04-23 $328.3M 87 0001062993-26-002119
2025-12-31 2026-01-26 $325.0M 81 0001062993-26-000428
Filer Information
Address
120 N CANDLER ST, #2
DECATUR, GA 30030
Phone
(404) 567-6771
Filing Manager
Ferguson Shapiro LLC
DECATUR, GA
Signatory
Kevin Ferguson
Principal