Ellsworth Advisors, LLC — 13F Holdings & Portfolio

CIK 1843553 · latest 13F-HR filed 2026-10-15

Ellsworth Advisors, LLC manages $620.1M in 13F-reported U.S. long-equity assets across 193 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are HGER (3.84%), NVDA (2.90%), GLD (2.87%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 48 new positions and exited 37; 54 existing positions rose in reported value and 35 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$620.1M

Long-equity book

Holdings

193

Distinct positions

Period

2026-09-30

Filed 2026-10-15

Q/Q Activity

+48 / −37 / ↑54 / ↓35

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

HGER3.8% · +5%NVDA2.9% · +1%GLD2.9% · +0%FTSM2.4% · +4%MSFT2.2% · +3%AAPL2.1% · -14%JNJ2.1% · +1%AMD2.1% · -6%AVGO1.8% · +2%ETN1.7% · +2%GOOG1.7% · -0%CVX1.7% · +3%CSCO1.6% · +0%EPD1.6% · +4%AMGN1.5% · +2%BRK.B1.4% · +1%GS1.4% · +0%AMZN1.3% · +6%PKG1.3% · +2%USB1.3% · +2%BMY1.3% · +4%PBR1.3% · +0%WES1.3% · +4%PEP1.3% · +7%PNC1.3% · +3%AEP1.2% · +5%EME1.2% · new MO1.2% · -14%DRI1.2% · +4%UHS1.1% · new DUK1.1% · +6%PSA1.1% · +4%MDT1.1% · +4%ORI1.1% · +5%BP1.1% · +2%ED1.1% · +6%CNM1.0% · new LLY1.0% · +10%EOG1.0% · +4%MCK1.0% · +1477%JBL0.9% · new AMKR0.9% · new LRCX0.9% · -6%JLL0.9% · +3%HLMN0.9% · new TTMI0.9% · new CMI0.8% · +2036%HPE0.8% · -3%TMO0.7% · +14%REIT0.7% · +3%XOM0.7% · +0%APH0.7% · +100%SAIC0.7% · +2%CAT0.7% · +3%FCX0.6% · +2%VTI0.6% · +791%NUE0.6% · -2%COST0.6% · +8%LNG0.6% · +5%ET0.6% · +6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 23, 2026.

Assets Under Management

$1.41B

Discretionary

$1.39B

Employees

Accounts

2,088

Address

1764 GEORGETOWN ROAD
HUDSON, OH 44236

Phone

(234) 200-0703

Website

WWW.ELLSWORTHADVISORS.COM
www.linkedin.com/company/ellsworth-advisors

Name	Title / Status	Ownership	Type
BASKIN, BRETT, DAVID Control	DIRECTOR since Jan 2025	Less than 5%	Individual
Clepper, Timothy, Banks Control	MANAGING PARTNER since Apr 2018	Less than 5%	Individual
ELLSWORTH ADVISORS HOLDINGS, LLC Control	MEMBER since Apr 2018	75% or more	Domestic Entity
JUSTICE, PATRICK, AARON Control	MANAGING DIRECTOR since Jan 2025	Less than 5%	Individual
KUENNEN, KELLY, MICHAEL Control	PRESIDENT since Sep 2018	Less than 5%	Individual
Miele, Cameron, Shields Control	MANAGING DIRECTOR since Apr 2018	Less than 5%	Individual
SCHINDLER, MICHAEL, MAXWELL Control	MANAGING DIRECTOR since Mar 2021	Less than 5%	Individual
SCHWAB, MICHELLE, MARIE Control	CHIEF COMPLIANCE OFFICER since Sep 2018	Less than 5%	Individual
Martin, Paul, A	CHIEF FINANCIAL OFFICER since Nov 2018	Less than 5%	Individual
Kaulig, Matthew, John Control Indirect owner via ELLSWORTH ADVISORS HOLDINGS, LLC	MEMBER since Apr 2018	75% or more	Individual

Ownership & leadership changes · 8 filings with changes since Jun 18, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 23, 2026 filing

AddedBASKIN, BRETT, DAVID · DIRECTOR · Less than 5% · control person
AddedJUSTICE, PATRICK, AARON · MANAGING DIRECTOR · Less than 5% · control person
AddedSCHINDLER, MICHAEL, MAXWELL · MANAGING DIRECTOR · Less than 5% · control person

Mar 7, 2024 filing

ChangedKUENNEN, KELLY, MICHAEL · title MANAGING DIRECTOR → PRESIDENT

Jan 24, 2019 filing

ChangedSCHWAB, MICHELLE, MARIE · title MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER

Dec 3, 2018 filing

AddedMartin, Paul, A · CHIEF FINANCIAL OFFICER · Less than 5%

Nov 30, 2018 filing

AddedClepper, Timothy, Banks · MANAGING PARTNER · Less than 5% · control person
AddedMiele, Cameron, Shields · MANAGING DIRECTOR · Less than 5% · control person

Nov 15, 2018 filing

ChangedKUENNEN, KELLY, MICHAEL · title MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR
ChangedSCHWAB, MICHELLE, MARIE · title MANAGING DIRECTOR → MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER

Nov 8, 2018 filing

AddedSCHWAB, MICHELLE, MARIE · MANAGING DIRECTOR · Less than 5% · control person

Oct 8, 2018 filing

No longer listedCAVANAUGH, MICHAEL, RYAN · MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2018
AddedKUENNEN, KELLY, MICHAEL · MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Jun 18, 2018 filing (earliest on record)

ListedCAVANAUGH, MICHAEL, RYAN · MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ListedELLSWORTH ADVISORS HOLDINGS, LLC · MEMBER · 75% or more · control person
ListedKaulig, Matthew, John · MEMBER · 75% or more · indirect via ELLSWORTH ADVISORS HOLDINGS, LLC · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

MCKESSON CORP$5.6M +1589.4%
CUMMINS INC$4.8M +1556.2%
MICROSOFT CORP$3.4M +33.2%
VANGUARD INDEX FDS$3.4M +795.2%
HARBOR ETF TRUST$3.3M +16.1%

Show all 54 →

Top Trims

META PLATFORMS INC-$7.3M -71.0%
NEUROCRINE BIOSCIENCES INC-$6.5M -95.8%
GOLDMAN SACHS GROUP INC-$2.4M -21.5%
APPLE INC-$2.0M -12.8%
ALTRIA GROUP INC-$1.7M -18.2%

Show all 35 →

New Positions

Show all 48 →

Exited Positions

Show all 37 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Ellsworth Advisors, LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	HARBOR ETF TRUST	HGER	41151J505	$23.8M	3.84%	675,656	SH
2	NVIDIA CORPORATION	NVDA	67066G104	$18.0M	2.90%	78,799	SH
3	SPDR GOLD TR	GLD	78463V107	$17.8M	2.87%	46,795	SH
4	FIRST TR EXCHANGE-TRADED FD	FTSM	33739Q408	$14.6M	2.36%	245,440	SH
5	MICROSOFT CORP	MSFT	594918104	$13.6M	2.20%	26,580	SH
6	APPLE INC	AAPL	037833100	$13.3M	2.15%	39,990	SH
7	JOHNSON & JOHNSON	JNJ	478160104	$13.1M	2.11%	49,531	SH
8	ADVANCED MICRO DEVICES INC	AMD	007903107	$12.9M	2.08%	21,106	SH
9	BROADCOM INC	AVGO	11135F101	$10.9M	1.76%	31,112	SH
10	EATON CORP PLC	ETN	G29183103	$10.7M	1.73%	25,003	SH
11	ALPHABET INC	GOOG	02079K107	$10.4M	1.68%	30,603	SH
12	CHEVRON CORPORATION	CVX	166764100	$10.3M	1.66%	50,269	SH
13	CISCO SYS INC	CSCO	17275R102	$10.1M	1.62%	93,390	SH
14	ENTERPRISE PRODS PARTNERS L	EPD	293792107	$10.0M	1.61%	279,836	SH
15	AMGEN INC	AMGN	031162100	$9.6M	1.55%	22,754	SH
16	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$8.7M	1.40%	17,427	SH
17	GOLDMAN SACHS GROUP INC	GS	38141G104	$8.6M	1.39%	9,578	SH
18	AMAZON COM INC	AMZN	023135106	$8.3M	1.35%	33,498	SH
19	PACKAGING CORP AMER	PKG	695156109	$8.3M	1.34%	36,313	SH
20	US BANCORP	USB	902973304	$8.2M	1.33%	142,772	SH
21	BRISTOL-MYERS SQUIBB CO	BMY	110122108	$8.1M	1.31%	130,334	SH
22	PETROLEO BRASILEIRO S A	PBR	71654V408	$8.0M	1.29%	381,919	SH
23	WESTERN MIDSTREAM PARTNERS L	WES	958669103	$8.0M	1.28%	179,385	SH
24	PEPSICO INC	PEP	713448108	$7.9M	1.28%	62,725	SH
25	PNC FINL SVCS GROUP INC	PNC	693475105	$7.9M	1.28%	35,759	SH
26	AMERICAN ELEC PWR CO INC	AEP	025537101	$7.6M	1.23%	64,128	SH
27	EMCOR GROUP INC	EME	29084Q100	$7.5M	1.20%	9,895	SH
28	ALTRIA GROUP INC	MO	02209S103	$7.4M	1.20%	110,502	SH
29	DARDEN RESTAURANTS INC	DRI	237194105	$7.3M	1.18%	37,992	SH
30	UNIVERSAL HLTH SVCS INC	UHS	913903100	$7.0M	1.13%	40,364	SH
31	DUKE ENERGY CORP NEW	DUK	26441C204	$7.0M	1.13%	61,618	SH
32	PUBLIC STORAGE	PSA	74460D109	$6.9M	1.11%	24,364	SH
33	MEDTRONIC PLC	MDT	G5960L103	$6.7M	1.09%	78,115	SH
34	OLD REP INTL CORP	ORI	680223104	$6.7M	1.08%	180,280	SH
35	BP PLC	BP	055622104	$6.6M	1.06%	149,075	SH
36	CONSOLIDATED EDISON INC	ED	209115104	$6.5M	1.05%	63,822	SH
37	CORE & MAIN INC	CNM	21874C102	$6.4M	1.03%	154,690	SH
38	ELI LILLY & CO	LLY	532457108	$6.2M	1.00%	5,339	SH
39	EOG RES INC	EOG	26875P101	$6.0M	0.96%	43,295	SH
40	MCKESSON CORP	MCK	58155Q103	$5.9M	0.95%	6,909	SH
41	JABIL INC	JBL	466313103	$5.8M	0.94%	20,216	SH
42	AMKOR TECHNOLOGY INC	AMKR	031652100	$5.8M	0.93%	110,201	SH
43	LAM RESEARCH CORP	LRCX	512807306	$5.6M	0.91%	17,091	SH
44	JONES LANG LASALLE INC	JLL	48020Q107	$5.6M	0.90%	18,362	SH
45	HILLMAN SOLUTIONS CORP	HLMN	431636109	$5.4M	0.87%	775,671	SH
46	TTM TECHNOLOGIES INC	TTMI	87305R109	$5.4M	0.87%	43,853	SH
47	CUMMINS INC	CMI	231021106	$5.1M	0.83%	9,931	SH
48	HEWLETT PACKARD ENTERPRISE C	HPE	42824C109	$5.1M	0.82%	79,529	SH
49	THERMO FISHER SCIENTIFIC INC	TMO	883556102	$4.6M	0.75%	6,874	SH
50	ALPS ETF TR	REIT	00162Q445	$4.6M	0.75%	163,286	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-15	$620.1M	193	0001843553-26-000005
2026-06-30	2026-07-16	$608.6M	182	0001843553-26-000004
2026-03-31	2026-04-16	$532.2M	164	0001843553-26-000003
2025-12-31	2026-01-16	$506.0M	165	0001843553-26-000001

Filer Information

Address

1764 GEORGETOWN ROAD
HUDSON, OH 44236

Phone

(234) 901-2831

Filing Manager

Ellsworth Advisors, LLC

HUDSON, OH

Signatory

MICHELLE SCHWAB

Chief Compliance Officer