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DHJJ Financial Advisors, Ltd. — 13F Holdings & Portfolio

CIK 1844716 · latest 13F-HR filed 2026-07-24

Backtest portfolio

DHJJ Financial Advisors, Ltd. manages $346.9M in 13F-reported U.S. long-equity assets across 1,082 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (11.77%), IJH (6.38%), SCHD (3.71%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 40 new positions and exited 39; 628 existing positions rose in reported value and 139 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$346.9M

Long-equity book

Holdings
1,082

Distinct positions

Period
2026-06-30

Filed 2026-07-24

Q/Q Activity
+40 / −39 / ↑628 / ↓139

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
QQQ11.8% · +0%IJH6.4% · -0%SCHD3.7% · +8%SCHG3.3% · +2%JPST3.1% · +23%IWM2.7% · -0%XMHQ2.4% · +3%SCHM2.2% · +4%VIG2.2% · +2%IWF2.1% · +290%SCHA1.5% · +8%SPY1.5% · -1%DFAI1.4% · +9%RDVY1.3% · -0%SCHF1.3% · +0%AAPL1.3% · -0%BJAN1.1% · -1%RSPT1.0% · -0%FVD1.0% · -4%FNOV1.0% · -2%XSHQ0.9% · -21%SCHB0.9% · -4%NOBL0.8% · +97%USFR0.8% · +170%DGRW0.7% · +0%IHDG0.7% · -3%PAUG0.6% · -1%TDIV0.6% · -1%NJAN0.6% · -1%FTCS0.6% · -7%IJR0.5% · -1%KOCT0.5% · -0%BSEP0.5% · -1%NVDA0.5% · +1%UPS0.5% · -0%KJAN0.5% · -0%CAT0.5% · -66%BUFR0.5% · -2%BFEB0.5% · 0%FNX0.4% · +0%PMAY0.4% · -6%PAPR0.4% · -3%VDC0.4% · -0%FNDF0.4% · +0%IWB0.4% · 0%AVGO0.4% · +1%IWO0.4% · 0%IJAN0.4% · 0%SDVY0.4% · +7%VOO0.4% · +6%BJUL0.3% · -4%BAPR0.3% · +5%BOCT0.3% · -1%NOCT0.3% · -2%NJUL0.3% · -5%FDN0.3% · -0%KAPR0.3% · +8%BJUN0.3% · -10%QQQM0.3% · +17%BAUG0.3% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 39.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 13, 2026.

Assets Under Management
$623.4M
Discretionary
$598.4M
Employees
11
Accounts
1,413
Address
184 SHUMAN BOULEVARD
SUITE 200
NAPERVILLE, IL 60563
Phone
(630) 420-1360
Website
Name Title / Status Ownership Type
BROOKS, EDWIN, JAMES ControlVICE PRESIDENT
since Sep 1997
10–25%Individual
BYRNE, KATHERINE, THERESA ControlVICE PRESIDENT
since Jul 2022
10–25%Individual
CICERO, TERRENCE, JOHN ControlVICE PRESIDENT
since Jul 2012
10–25%Individual
CORSO, CAMILLA, CATHERINE ControlCHIEF COMPLIANCE OFFICER
since Jun 2023
10–25%Individual
KOLZOW, PATRICK, W. ControlVICE PRESIDENT
since Jan 2025
10–25%Individual
MAQUET, REBECCA ControlPRESIDENT
since Jul 2021
10–25%Individual
MINTA, PAUL, ANTHONY ControlVICE PRESIDENT
since Jan 2025
10–25%Individual
MULLIGAN, KEVIN, PATRICK ControlTREASURER
since Jan 2025
10–25%Individual
OCHENKOWSKI, RICHARD, EDMUND ControlVICE PRESIDENT
since Jul 2021
10–25%Individual
SHAW, COLIN, PATRICK ControlVICE PRESIDENT
since Jul 2020
10–25%Individual
Ownership & leadership changes · 13 filings with changes since Mar 14, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 14, 2025 filing
  • ChangedKOLZOW, PATRICK, W. · title CHIEF FINANCIAL OFFICER → VICE PRESIDENT
  • ChangedMINTA, PAUL, ANTHONY · title TREASURER → VICE PRESIDENT
  • ChangedMULLIGAN, KEVIN, PATRICK · title VICE PRESIDENT → TREASURER
Jul 5, 2023 filing
  • No longer listedBONAMASSA, SAMANTHA, NMN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2020
  • ChangedCORSO, CAMILLA, CATHERINE · title SECRETARY → CHIEF COMPLIANCE OFFICER
Mar 15, 2023 filing
  • AddedBYRNE, KATHERINE, THERESA · VICE PRESIDENT · 10–25% · control person
Jan 31, 2022 filing
  • AddedOCHENKOWSKI, RICHARD, EDMUND · VICE PRESIDENT · 10–25% · control person
  • ChangedKOLZOW, PATRICK, W. · title PRESIDENT → CHIEF FINANCIAL OFFICER
  • ChangedMAQUET, REBECCA · title VICE PRESIDENT → PRESIDENT
Mar 30, 2021 filing
  • No longer listedJORDAN, THOMAS, JOSEPH · EXECUTIVE VICE PRESIDENT · 10–25% · control person · listed since Apr 1988
  • No longer listedOVERHOLT, KENNETH, JAMES · SECRETARY · 10–25% · control person · listed since Jul 2017
  • AddedSHAW, COLIN, PATRICK · VICE PRESIDENT · 10–25% · control person
  • ChangedCORSO, CAMILLA, CATHERINE · title VICE PRESIDENT → SECRETARY
Mar 20, 2020 filing
  • AddedBONAMASSA, SAMANTHA, NMN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMINTA, PAUL, ANTHONY · title CHIEF COMPLIANCE OFFICER, TREASURER → TREASURER
Mar 18, 2019 filing
  • No longer listedJOHNSON, TIMOTHY, OWEN · VICE PRESIDENT · 10–25% · control person · listed since Apr 1988
  • No longer listedPOWERS, MARY, ANNE · VICE PRESIDENT · 10–25% · control person · listed since Jul 2000
  • AddedMULLIGAN, KEVIN, PATRICK · VICE PRESIDENT · 10–25% · control person
  • ChangedJORDAN, THOMAS, JOSEPH · title VICE PRESIDENT → EXECUTIVE VICE PRESIDENT
Mar 22, 2018 filing
  • ChangedJOHNSON, TIMOTHY, OWEN · title TREASURER → VICE PRESIDENT
  • ChangedJORDAN, THOMAS, JOSEPH · title PRESIDENT → VICE PRESIDENT
  • ChangedKOLZOW, PATRICK, W. · title VICE PRESIDENT → PRESIDENT
  • ChangedMINTA, PAUL, ANTHONY · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, TREASURER
  • ChangedOVERHOLT, KENNETH, JAMES · title VICE PRESIDENT → SECRETARY
  • ChangedPOWERS, MARY, ANNE · title SECRETARY → VICE PRESIDENT
Oct 7, 2016 filing
  • ChangedBROOKS, EDWIN, JAMES · title OWNER → VICE PRESIDENT
  • ChangedCICERO, TERRENCE, JOHN · title PRINCIPAL → VICE PRESIDENT
  • ChangedCORSO, CAMILLA, CATHERINE · title PRINCIPAL → VICE PRESIDENT
  • ChangedJOHNSON, TIMOTHY, OWEN · title OWNER → TREASURER
  • ChangedJORDAN, THOMAS, JOSEPH · title OWNER → PRESIDENT
  • ChangedKOLZOW, PATRICK, W. · title OWNER → VICE PRESIDENT
  • ChangedMAQUET, REBECCA · title OWNER → VICE PRESIDENT
  • ChangedMINTA, PAUL, ANTHONY · title MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
  • ChangedOVERHOLT, KENNETH, JAMES · title OWNER → VICE PRESIDENT
  • ChangedPOWERS, MARY, ANNE · title OWNER → SECRETARY
Oct 5, 2016 filing
  • ChangedBROOKS, EDWIN, JAMES · title VICE PRESIDENT → OWNER
  • ChangedCICERO, TERRENCE, JOHN · title VICE PRESIDENT → PRINCIPAL
  • ChangedCORSO, CAMILLA, CATHERINE · title VICE PRESIDENT → PRINCIPAL
  • ChangedJOHNSON, TIMOTHY, OWEN · title TREASURER → OWNER
  • ChangedJORDAN, THOMAS, JOSEPH · title PRESIDENT → OWNER
  • ChangedKOLZOW, PATRICK, W. · title VICE PRESIDENT → OWNER
  • ChangedMAQUET, REBECCA · title VICE PRESIDENT → OWNER
  • ChangedMINTA, PAUL, ANTHONY · title CHIEF COMPLIANCE OFFICER → MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER
  • ChangedOVERHOLT, KENNETH, JAMES · title VICE PRESIDENT → OWNER
  • ChangedPOWERS, MARY, ANNE · title SECRETARY → OWNER
Older changes (4 more filings)
Aug 11, 2015 filing
  • AddedCORSO, CAMILLA, CATHERINE · VICE PRESIDENT · 10–25% · control person
Jul 24, 2013 filing
  • AddedKOLZOW, PATRICK, W. · VICE PRESIDENT · 10–25% · control person
Jul 31, 2012 filing
  • AddedCICERO, TERRENCE, JOHN · VICE PRESIDENT · 10–25% · control person
Mar 14, 2012 filing (earliest on record)
  • ListedBROOKS, EDWIN, JAMES · VICE PRESIDENT · 10–25% · control person
  • ListedJOHNSON, TIMOTHY, OWEN · TREASURER · 10–25% · control person
  • ListedJORDAN, THOMAS, JOSEPH · PRESIDENT · 10–25% · control person
  • ListedMAQUET, REBECCA · VICE PRESIDENT · 10–25% · control person
  • ListedMINTA, PAUL, ANTHONY · CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • ListedOVERHOLT, KENNETH, JAMES · VICE PRESIDENT · 10–25% · control person
  • ListedPOWERS, MARY, ANNE · SECRETARY · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 628 →

Top Trims

Show all 139 →

New Positions

Show all 40 →

Exited Positions

Show all 39 →

DHJJ Financial Advisors, Ltd. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TR QQQ 46090E103 $40.8M 11.77% 55,467 SH
2 ISHARES TR IJH 464287507 $22.1M 6.38% 287,252 SH
3 SCHWAB STRATEGIC TR SCHD 808524797 $12.9M 3.71% 405,666 SH
4 SCHWAB STRATEGIC TR SCHG 808524300 $11.3M 3.25% 333,458 SH
5 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $10.6M 3.06% 210,052 SH
6 ISHARES TR IWM 464287655 $9.3M 2.67% 30,830 SH
7 INVESCO EXCHANGE TRADED FD T XMHQ 46137V472 $8.4M 2.42% 74,376 SH
8 SCHWAB STRATEGIC TR SCHM 808524508 $7.7M 2.21% 208,299 SH
9 VANGUARD SPECIALIZED FUNDS VIG 921908844 $7.7M 2.21% 32,335 SH
10 ISHARES TR IWF 464287614 $7.4M 2.12% 59,210 SH
11 SCHWAB STRATEGIC TR SCHA 808524607 $5.3M 1.53% 146,548 SH
12 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $5.3M 1.52% 7,059 SH
13 DIMENSIONAL ETF TRUST DFAI 25434V203 $4.8M 1.38% 116,080 SH
14 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $4.6M 1.34% 57,154 SH
15 SCHWAB STRATEGIC TR SCHF 808524805 $4.6M 1.32% 164,804 SH
16 APPLE INC AAPL 037833100 $4.4M 1.27% 15,244 SH
17 INNOVATOR ETFS TRUST BJAN 45782C409 $3.8M 1.11% 65,282 SH
18 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $3.5M 1.02% 54,721 SH
19 FIRST TR EXCHANGE-TRADED FD FVD 33734H106 $3.4M 0.99% 71,345 SH
20 FIRST TR EXCHNG TRADED FD VI FNOV 33740F847 $3.4M 0.98% 57,902 SH
21 INVESCO EXCH TRADED FD TR II XSHQ 46138G300 $3.2M 0.92% 65,853 SH
22 SCHWAB STRATEGIC TR SCHB 808524102 $3.1M 0.89% 106,371 SH
23 PROSHARES TR NOBL 74348A467 $2.9M 0.84% 51,876 SH
24 WISDOMTREE TR USFR 97717Y527 $2.9M 0.83% 56,871 SH
25 WISDOMTREE TR DGRW 97717X669 $2.4M 0.68% 24,814 SH
26 WISDOMTREE TR IHDG 97717X594 $2.3M 0.65% 43,028 SH
27 INNOVATOR ETFS TRUST PAUG 45782C680 $2.2M 0.64% 48,486 SH
28 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $2.2M 0.63% 19,084 SH
29 INNOVATOR ETFS TRUST NJAN 45782C466 $2.0M 0.58% 33,995 SH
30 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $1.9M 0.56% 20,681 SH
31 ISHARES TR IJR 464287804 $1.9M 0.54% 12,597 SH
32 INNOVATOR ETFS TRUST KOCT 45782C599 $1.9M 0.53% 49,663 SH
33 INNOVATOR ETFS TRUST BSEP 45782C664 $1.8M 0.53% 35,065 SH
34 NVIDIA CORPORATION NVDA 67066G104 $1.8M 0.53% 9,160 SH
35 UNITED PARCEL SVCS INC UPS 911312106 $1.8M 0.52% 16,784 SH
36 INNOVATOR ETFS TRUST KJAN 45782C474 $1.7M 0.48% 36,440 SH
37 CATERPILLAR INC CAT 149123101 $1.7M 0.48% 1,557 SH
38 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $1.6M 0.47% 44,491 SH
39 INNOVATOR ETFS TRUST BFEB 45782C433 $1.6M 0.46% 30,210 SH
40 FIRST TR EXCHANGE-TRADED ALP FNX 33735B108 $1.5M 0.44% 10,513 SH
41 INNOVATOR ETFS TRUST PMAY 45782C318 $1.5M 0.42% 35,138 SH
42 INNOVATOR ETFS TRUST PAPR 45782C870 $1.4M 0.40% 32,756 SH
43 VANGUARD WORLD FD VDC 92204A207 $1.3M 0.39% 5,934 SH
44 SCHWAB STRATEGIC TR FNDF 808524755 $1.3M 0.38% 25,092 SH
45 ISHARES TR IWB 464287622 $1.3M 0.38% 3,228 SH
46 BROADCOM INC AVGO 11135F101 $1.3M 0.38% 3,493 SH
47 ISHARES TR IWO 464287648 $1.3M 0.38% 3,348 SH
48 INNOVATOR ETFS TRUST IJAN 45782C524 $1.3M 0.38% 34,596 SH
49 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $1.3M 0.37% 29,589 SH
50 VANGUARD INDEX FDS VOO 922908363 $1.3M 0.36% 1,837 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-24 $346.9M 1,082 0001844716-26-000004
2026-03-31 2026-04-09 $301.8M 1,081 0001844716-26-000002
2025-12-31 2026-01-23 $301.1M 1,039 0001844716-26-000001
Filer Information
Address
184 SHUMAN BOULEVARD, SUITE 200
NAPERVILLE, IL 60563
Phone
(630) 420-1360
Filing Manager
DHJJ Financial Advisors, Ltd.
NAPERVILLE, IL
Signatory
Camilla Corso
Chief Compliance Officer