Top Institutional Investors

Trifecta Capital Advisors, LLC — 13F Holdings & Portfolio

CIK 1962615 · latest 13F-HR filed 2026-10-21

Backtest portfolio

Trifecta Capital Advisors, LLC manages $807.9M in 13F-reported U.S. long-equity assets across 315 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QQQ (7.52%), NVDA (6.91%), AAPL (5.13%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 185; 92 existing positions rose in reported value and 124 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$807.9M

Long-equity book

Holdings
315

Distinct positions

Period
2026-09-30

Filed 2026-10-21

Q/Q Activity
+7 / −185 / ↑92 / ↓124

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
QQQ7.5% · +0%NVDA6.9% · +1%AAPL5.1% · +1%MSFT4.6% · +1%AMZN4.1% · +1%LLY3.7% · 0%IJR3.5% · +1%PANW3.4% · -1%GOOG3.2% · +2%CRWD3.2% · +300%IJH3.0% · +3%IVV2.6% · +3%SPY2.6% · -3%CAT2.5% · +1%AMD2.5% · +0%META2.2% · +2%AVGO2.1% · +2%COST1.9% · -1%LRCX1.7% · +1%PLTR1.6% · +2%GS1.5% · +2%MDY1.5% · -0%MS1.4% · +2%ABBV1.4% · +3%V1.3% · +2%ETN1.3% · +3%JPM1.2% · +2%VRTX1.1% · +3%UBER1.1% · +5%TMO1.0% · +1%VRT1.0% · +6%AMGN0.9% · +6%BRK.A0.8% · 0%BLK0.8% · +2%TJX0.8% · +0%ISRG0.8% · +1%HD0.8% · +1%LMT0.7% · +1%WMT0.7% · -0%NOW0.7% · +1%GOOGL0.6% · +0%ORCL0.6% · +2%ANET0.6% · +12%HOOD0.6% · +1%NFLX0.5% · +2%IWM0.5% · +2%XLK0.5% · 0%LHX0.5% · +1%GLW0.5% · +15%VTI0.4% · 0%SBUX0.4% · +1%DVY0.3% · 0%XLV0.3% · 0%VOO0.2% · 0%GRAL0.2% · -23%BRK.B0.2% · -4%VIG0.2% · +3%CSCO0.2% · 0%XOM0.2% · +15%SPOT0.1% · -3%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 45.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$927.4M
Discretionary
$927.4M
Employees
3
Accounts
504
Address
400 SKOKIE BLVD
SUITE 455
NORTHBROOK, IL 60062
Phone
(847) 495-2464
Website
Name Title / Status Ownership Type
BERMAN, JEFFREY, BRENT ControlMANAGING MEMBER
since Sep 2021
25–50%Individual
Oleari, Susan, G ControlMANAGING MEMBER, CCO
since Sep 2021
25–50%Individual
TROMP, PAUL, A. ControlMANAGING MEMBER
since Sep 2021
25–50%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 92 →

Top Trims

Show all 124 →

New Positions

Show all 7 →

Exited Positions

Show all 185 →

Trifecta Capital Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TR QQQ 46090E103 $60.8M 7.52% 82,177 SH
2 NVIDIA CORPORATION NVDA 67066G104 $55.8M 6.91% 244,407 SH
3 APPLE INC AAPL 037833100 $41.4M 5.13% 124,350 SH
4 MICROSOFT CORP MSFT 594918104 $37.2M 4.61% 72,618 SH
5 AMAZON COM INC AMZN 023135106 $33.3M 4.12% 133,663 SH
6 ELI LILLY & CO LLY 532457108 $29.7M 3.68% 25,670 SH
7 ISHARES TR IJR 464287804 $28.2M 3.50% 207,652 SH
8 PALO ALTO NETWORKS INC PANW 697435105 $27.6M 3.42% 69,568 SH
9 ALPHABET INC GOOG 02079K107 $26.2M 3.24% 76,873 SH
10 CROWDSTRIKE HLDGS INC CRWD 22788C105 $25.7M 3.18% 97,050 SH
11 ISHARES TR IJH 464287507 $24.2M 3.00% 336,648 SH
12 ISHARES TR IVV 464287200 $21.0M 2.59% 27,368 SH
13 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $20.8M 2.57% 27,228 SH
14 CATERPILLAR INC CAT 149123101 $20.4M 2.53% 25,202 SH
15 ADVANCED MICRO DEVICES INC AMD 007903107 $19.8M 2.46% 32,447 SH
16 META PLATFORMS INC META 30303M102 $18.0M 2.22% 24,788 SH
17 BROADCOM INC AVGO 11135F101 $16.9M 2.10% 48,218 SH
18 COSTCO WHOLESALE CORPORATION COST 22160K105 $15.6M 1.93% 17,086 SH
19 LAM RESEARCH CORP LRCX 512807306 $13.8M 1.71% 41,987 SH
20 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $13.3M 1.64% 71,037 SH
21 GOLDMAN SACHS GROUP INC GS 38141G104 $12.0M 1.48% 13,323 SH
22 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $11.9M 1.47% 18,057 SH
23 MORGAN STANLEY MS 617446448 $11.3M 1.40% 60,223 SH
24 ABBVIE INC ABBV 00287Y109 $11.1M 1.38% 42,555 SH
25 VISA INC V 92826C839 $10.2M 1.26% 28,417 SH
26 EATON CORP PLC ETN G29183103 $10.1M 1.26% 23,610 SH
27 JPMORGAN CHASE & CO JPM 46625H100 $9.6M 1.19% 29,021 SH
28 VERTEX PHARMACEUTICALS INC VRTX 92532F100 $9.0M 1.12% 17,267 SH
29 UBER TECHNOLOGIES INC UBER 90353T100 $8.5M 1.05% 124,106 SH
30 THERMO FISHER SCIENTIFIC INC TMO 883556102 $8.2M 1.01% 12,076 SH
31 VERTIV HOLDINGS CO VRT 92537N108 $7.7M 0.96% 31,990 SH
32 AMGEN INC AMGN 031162100 $7.4M 0.91% 17,513 SH
33 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $6.7M 0.83% 9 SH
34 BLACKROCK INC BLK 09290D101 $6.4M 0.79% 6,008 SH
35 TJX COS INC NEW TJX 872540109 $6.3M 0.78% 47,414 SH
36 INTUITIVE SURGICAL INC ISRG 46120E602 $6.1M 0.75% 14,921 SH
37 HOME DEPOT INC HD 437076102 $6.1M 0.75% 21,315 SH
38 LOCKHEED MARTIN CORP LMT 539830109 $5.8M 0.72% 11,407 SH
39 WALMART INC WMT 931142103 $5.7M 0.70% 54,736 SH
40 SERVICENOW INC NOW 81762P102 $5.5M 0.68% 41,274 SH
41 ALPHABET INC GOOGL 02079K305 $5.2M 0.65% 15,165 SH
42 ORACLE CORP ORCL 68389X105 $4.7M 0.59% 34,518 SH
43 ARISTA NETWORKS INC ANET 040413205 $4.5M 0.56% 22,192 SH
44 ROBINHOOD MKTS INC HOOD 770700102 $4.5M 0.55% 39,646 SH
45 NETFLIX INC. NFLX 64110L106 $4.2M 0.52% 60,258 SH
46 ISHARES TR IWM 464287655 $4.1M 0.51% 14,840 SH
47 SELECT SECTOR SPDR TR XLK 81369Y803 $4.0M 0.49% 20,187 SH
48 L3HARRIS TECHNOLOGIES INC LHX 502431109 $3.9M 0.49% 16,609 SH
49 CORNING INC GLW 219350105 $3.9M 0.48% 25,110 SH
50 VANGUARD INDEX FDS VTI 922908769 $3.3M 0.40% 8,701 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-21 $807.9M 315 0001962615-26-000005
2026-06-30 2026-08-03 $776.3M 493 0001962615-26-000003
2026-03-31 2026-05-01 $646.0M 274 0001962615-26-000002
2025-12-31 2026-01-30 $675.8M 261 0001962615-26-000001
Filer Information
Address
400 SKOKIE BLVD, SUITE 455
NORTHBROOK, IL 60062
Phone
(847) 495-2464
Filing Manager
Trifecta Capital Advisors, LLC
NORTHBROOK, IL
Signatory
Sue Oleari
CCO