Marshall & Sterling Wealth Advisors Inc. — 13F Holdings & Portfolio
CIK 2056315 · latest 13F-HR filed 2026-07-21
Marshall & Sterling Wealth Advisors Inc. manages $168.9M in 13F-reported U.S. long-equity assets across 339 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VCIT (7.55%), DGRW (7.25%), SPYI (6.05%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions, exited 18, added to 202, and trimmed 58.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 301
POUGHKEEPSIE, NY 12601
$168.9M
Long-equity book
339
Distinct positions
2026-06-30
Filed 2026-07-21
+13 / −18 / ↑202 / ↓58
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO S&P$4.8M +537.1%
- WISDOMTREE US$1.8M +16.7%
- NEOS S&P$1.7M +19.9%
- SWAN HEDGED$1.3M +34.9%
- VANGUARD SHORT$1.2M +829.5%
Top Trims
- VANECK MORNINGSTAR-$6.2M -92.7%
- GLOBAL X-$1.5M -84.1%
- JPMORGAN HEDGED-$1.4M -37.9%
- LEIDOS HOLDINGS-$433.3K -96.1%
- VANGUARD DIVIDEND-$397.3K -26.5%
New Positions
- STATE STREET$407.8K
- HONEYWELL INTL$156.0K
- HONEYWELL AEROSPACE$138.6K
- STATE STREET$87.9K
- STATE STREET$82.9K
Exited Positions
- HONEYWELL INTL$182.3K
- STATE STREET$28.2K
- SMUCKER JM$24.9K
- STATE STREET$3.7K
- COLGATE-PALMOLIVE$3.4K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INTERMEDIATE | VCIT | 92206C870 | $12.7M | 7.55% | 154,193 | SH |
| 2 | WISDOMTREE US | DGRW | 97717X669 | $12.2M | 7.25% | 128,005 | SH |
| 3 | NEOS S&P | SPYI | 78433H303 | $10.2M | 6.05% | 192,330 | SH |
| 4 | FIDELITY HIGH | FDVV | 316092840 | $6.5M | 3.85% | 107,749 | SH |
| 5 | VANGUARD INFORMATION | VGT | 92204A702 | $5.7M | 3.39% | 47,930 | SH |
| 6 | INVESCO S&P | RSP | 46137V357 | $5.7M | 3.39% | 26,923 | SH |
| 7 | ISHARES MSCI | GARP | 46436E403 | $5.3M | 3.12% | 63,815 | SH |
| 8 | VANGUARD MID | VO | 922908629 | $5.3M | 3.12% | 65,306 | SH |
| 9 | INVESCO S&P | RWK | 46138G672 | $5.1M | 3.03% | 34,972 | SH |
| 10 | SWAN HEDGED | HEGD | 53656F599 | $5.1M | 2.99% | 189,652 | SH |
| 11 | TORTOISE NORTH | TPYP | 890930308 | $4.5M | 2.66% | 107,250 | SH |
| 12 | VANGUARD GROWTH | VUG | 922908736 | $4.1M | 2.43% | 47,651 | SH |
| 13 | INVESCO S&P | IDMO | 46138E222 | $3.8M | 2.26% | 63,204 | SH |
| 14 | ISHARES 7-10YR | IEF | 464287440 | $3.7M | 2.18% | 38,958 | SH |
| 15 | NEOS RUSSELL | IWMI | 78433H634 | $3.1M | 1.81% | 57,258 | SH |
| 16 | INVESCO S&P | RSPU | 46137V274 | $3.1M | 1.81% | 37,648 | SH |
| 17 | STATE STREET | FEZ | 78463X202 | $3.0M | 1.75% | 43,002 | SH |
| 18 | U S TREASURY | UTWO | 74933W486 | $2.9M | 1.70% | 59,825 | SH |
| 19 | INVESCO MSCI | EFAA | 46090A713 | $2.6M | 1.52% | 45,938 | SH |
| 20 | ISHARES AEROSPACE | ITA | 464288760 | $2.5M | 1.48% | 10,335 | SH |
| 21 | JPMORGAN HEDGED | HELO | 46654Q724 | $2.2M | 1.33% | 33,238 | SH |
| 22 | APPLE INC | AAPL | 037833100 | $2.0M | 1.21% | 7,045 | SH |
| 23 | INTL BUSINESS | IBM | 459200101 | $1.9M | 1.12% | 6,710 | SH |
| 24 | F/M U S | TBIL | 74933W452 | $1.8M | 1.04% | 35,320 | SH |
| 25 | STATE STREET | SPY | 78462F103 | $1.6M | 0.97% | 2,198 | SH |
| 26 | HARBOR COMMODITY | HGER | 41151J505 | $1.6M | 0.97% | 55,725 | SH |
| 27 | VANGUARD SHORT | VCSH | 92206C409 | $1.5M | 0.87% | 18,645 | SH |
| 28 | VANGUARD SHORT | VTIP | 922020805 | $1.4M | 0.82% | 27,730 | SH |
| 29 | NORFOLK SOUTHERN | NSC | 655844108 | $1.4M | 0.81% | 4,361 | SH |
| 30 | BERKSHIRE HATHAWAY | BRK.B | 084670702 | $1.4M | 0.81% | 2,736 | SH |
| 31 | U S TREASURY | OBIL | 74933W478 | $1.4M | 0.80% | 27,152 | SH |
| 32 | ISHARES SEMICONDUCTOR | SOXX | 464287523 | $1.3M | 0.74% | 1,961 | SH |
| 33 | NVIDIA CORP | NVDA | 67066G104 | $1.2M | 0.73% | 6,124 | SH |
| 34 | INVESCO QQQ | QQQ | 46090E103 | $1.2M | 0.69% | 1,583 | SH |
| 35 | ISHARES 1-3YR | SHY | 464287457 | $1.1M | 0.65% | 13,459 | SH |
| 36 | VANGUARD DIVIDEND | VIG | 921908844 | $1.1M | 0.65% | 4,654 | SH |
| 37 | INNOVATOR EQUITY | SFLR | 45783Y673 | $1.1M | 0.64% | 27,985 | SH |
| 38 | U S TREASURY | XBIL | 74933W460 | $1.1M | 0.63% | 21,432 | SH |
| 39 | MICROSOFT CORP | MSFT | 594918104 | $1.1M | 0.63% | 2,830 | SH |
| 40 | NUVEEN ESG | NULG | 67092P201 | $895.2K | 0.53% | 7,648 | SH |
| 41 | PROCTER & GAMBLE | PG | 742718109 | $884.4K | 0.52% | 6,031 | SH |
| 42 | CROWDSTRIKE HOLDINGS | CRWD | 22788C105 | $800.5K | 0.47% | 1,049 | SH |
| 43 | GLOBAL X | AIQ | 37954Y632 | $788.7K | 0.47% | 12,020 | SH |
| 44 | AMAZON COM | AMZN | 023135106 | $751.0K | 0.44% | 3,151 | SH |
| 45 | AMGEN INC | AMGN | 031162100 | $750.1K | 0.44% | 2,071 | SH |
| 46 | PACER METAURUS | QDPL | 69374H436 | $657.3K | 0.39% | 14,583 | SH |
| 47 | EATON CORP | ETN | G29183103 | $648.0K | 0.38% | 1,521 | SH |
| 48 | HOME DEPOT | HD | 437076102 | $645.2K | 0.38% | 1,829 | SH |
| 49 | ARISTA NETWORKS | ANET | 040413205 | $643.8K | 0.38% | 3,790 | SH |
| 50 | AMERICAN EXPRESS | AXP | 025816109 | $622.5K | 0.37% | 1,840 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-21 | $168.9M | 339 | 0002056315-26-000003 |
| 2026-03-31 | 2026-05-07 | $152.8M | 344 | 0002056315-26-000002 |
| 2025-12-31 | 2026-02-10 | $151.5M | 338 | 0002056315-26-000001 |