Marshall & Sterling Wealth Advisors Inc. — 13F Holdings & Portfolio
CIK 2056315 · latest 13F-HR filed 2026-05-07
Marshall & Sterling Wealth Advisors Inc. manages $152.8M in 13F-reported U.S. long-equity assets across 344 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VCIT (8.10%), DGRW (6.86%), SPYI (5.57%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 27 new positions, exited 21, added to 99, and trimmed 128.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$152.8M
Long-equity book
344
Distinct positions
2026-03-31
Filed 2026-05-07
+27 / −21 / ↑99 / ↓128
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- NEOS S&P$4.0M +90.5%
- INVESCO S&P$3.6M +6517.7%
- ISHARES 7-10YR$1.8M +135.9%
- TORTOISE NORTH$847.2K +24.9%
- U S TREASURY$702.9K +32.7%
Top Trims
- VANGUARD DIVIDEND-$4.5M -75.0%
- PACER METAURUS-$3.6M -79.7%
- VANECK MORNINGSTAR-$1.9M -22.4%
- VANGUARD INFORMATION-$1.8M -25.5%
- WISDOMTREE US-$1.6M -78.9%
New Positions
- NEOS RUSSELL$2.3M
- INVESCO MSCI$2.0M
- HARBOR COMMODITY$1.3M
- INNOVATOR EQUITY$1.1M
- ABRDN GLOBAL$451.8K
Exited Positions
- ABRDN GLOBAL$509.8K
- SERVICENOW INC$486.5K
- S&P GLOBAL$210.1K
- NUVEEN DOW$43.3K
- COPART INC$30.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INTERMEDIATE | VCIT | 92206C870 | $12.4M | 8.10% | 149,600 | SH |
| 2 | WISDOMTREE US | DGRW | 97717X669 | $10.5M | 6.86% | 119,404 | SH |
| 3 | NEOS S&P | SPYI | 78433H303 | $8.5M | 5.57% | 172,485 | SH |
| 4 | VANECK MORNINGSTAR | MOAT | 92189F643 | $6.7M | 4.37% | 69,144 | SH |
| 5 | FIDELITY HIGH | FDVV | 316092840 | $5.8M | 3.81% | 105,300 | SH |
| 6 | VANGUARD INFORMATION | VGT | 92204A702 | $5.3M | 3.44% | 7,542 | SH |
| 7 | ISHARES MSCI | GARP | 46436E403 | $4.4M | 2.91% | 69,517 | SH |
| 8 | INVESCO S&P | RWK | 46138G672 | $4.4M | 2.85% | 33,967 | SH |
| 9 | VANGUARD MID | VO | 922908629 | $4.3M | 2.79% | 14,865 | SH |
| 10 | TORTOISE NORTH | TPYP | 890930308 | $4.2M | 2.78% | 100,229 | SH |
| 11 | SWAN HEDGED | HEGD | 53656F599 | $3.7M | 2.45% | 151,741 | SH |
| 12 | VANGUARD GROWTH | VUG | 922908736 | $3.7M | 2.39% | 8,371 | SH |
| 13 | INVESCO S&P | IDMO | 46138E222 | $3.6M | 2.38% | 66,411 | SH |
| 14 | JPMORGAN HEDGED | HELO | 46654Q724 | $3.6M | 2.37% | 56,620 | SH |
| 15 | INVESCO S&P | RSPU | 46137V274 | $3.2M | 2.08% | 39,157 | SH |
| 16 | ISHARES 7-10YR | IEF | 464287440 | $3.1M | 2.04% | 32,652 | SH |
| 17 | U S TREASURY | UTWO | 74933W486 | $2.9M | 1.87% | 59,113 | SH |
| 18 | NEOS RUSSELL | IWMI | 78433H634 | $2.3M | 1.51% | 48,665 | SH |
| 19 | STATE STREET | FEZ | 78463X202 | $2.2M | 1.47% | 36,084 | SH |
| 20 | ISHARES AEROSPACE | ITA | 464288760 | $2.1M | 1.35% | 9,405 | SH |
| 21 | INVESCO MSCI | EFAA | 46090A713 | $2.0M | 1.33% | 38,479 | SH |
| 22 | APPLE INC | AAPL | 037833100 | $1.8M | 1.19% | 7,147 | SH |
| 23 | F/M U S | TBIL | 74933W452 | $1.7M | 1.14% | 35,008 | SH |
| 24 | GLOBAL X | SHLD | 37960A529 | $1.7M | 1.13% | 24,480 | SH |
| 25 | INTL BUSINESS | IBM | 459200101 | $1.6M | 1.02% | 6,401 | SH |
| 26 | VANGUARD DIVIDEND | VIG | 921908844 | $1.5M | 0.98% | 6,969 | SH |
| 27 | VANGUARD SHORT | VCSH | 92206C409 | $1.4M | 0.93% | 17,907 | SH |
| 28 | U S TREASURY | OBIL | 74933W478 | $1.4M | 0.88% | 27,011 | SH |
| 29 | BERKSHIRE HATHAWAY | BRK.B | 084670702 | $1.3M | 0.86% | 2,746 | SH |
| 30 | HARBOR COMMODITY | HGER | 41151J505 | $1.3M | 0.85% | 41,732 | SH |
| 31 | NORFOLK SOUTHERN | NSC | 655844108 | $1.3M | 0.82% | 4,361 | SH |
| 32 | STATE STREET | SPY | 78462F103 | $1.2M | 0.81% | 1,913 | SH |
| 33 | INNOVATOR EQUITY | SFLR | 45783Y673 | $1.1M | 0.72% | 31,204 | SH |
| 34 | ISHARES 1-3YR | SHY | 464287457 | $1.1M | 0.72% | 13,340 | SH |
| 35 | U S TREASURY | XBIL | 74933W460 | $1.1M | 0.69% | 21,181 | SH |
| 36 | MICROSOFT CORP | MSFT | 594918104 | $992.0K | 0.65% | 2,680 | SH |
| 37 | PACER METAURUS | QDPL | 69374H436 | $920.7K | 0.60% | 22,938 | SH |
| 38 | INVESCO S&P | RSP | 46137V357 | $899.1K | 0.59% | 4,685 | SH |
| 39 | PROCTER & GAMBLE | PG | 742718109 | $871.0K | 0.57% | 6,030 | SH |
| 40 | INVESCO QQQ | QQQ | 46090E103 | $768.2K | 0.50% | 1,331 | SH |
| 41 | NUVEEN ESG | NULG | 67092P201 | $734.1K | 0.48% | 8,073 | SH |
| 42 | ISHARES SEMICONDUCTOR | SOXX | 464287523 | $702.5K | 0.46% | 2,138 | SH |
| 43 | AMGEN INC | AMGN | 031162100 | $666.6K | 0.44% | 1,894 | SH |
| 44 | SPDR GOLD | GLDM | 98149E303 | $664.8K | 0.43% | 7,173 | SH |
| 45 | AMAZON COM | AMZN | 023135106 | $628.8K | 0.41% | 3,019 | SH |
| 46 | NVIDIA CORP | NVDA | 67066G104 | $605.4K | 0.40% | 3,472 | SH |
| 47 | CBOE GLOBAL | CBOE | 12503M108 | $604.4K | 0.40% | 2,150 | SH |
| 48 | FIRST TRUST | CIBR | 33734X846 | $582.6K | 0.38% | 9,294 | SH |
| 49 | BALCHEM CORP | BCPC | 057665200 | $572.0K | 0.37% | 3,375 | SH |
| 50 | LOCKHEED MARTIN | LMT | 539830109 | $552.0K | 0.36% | 913 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-07 | $152.8M | 344 | 0002056315-26-000002 |
| 2025-12-31 | 2026-02-10 | $151.5M | 338 | 0002056315-26-000001 |