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OPTIMA CAPITAL LLC — 13F Holdings & Portfolio

CIK 2070972 · latest 13F-HR filed 2026-05-05

Backtest portfolio

OPTIMA CAPITAL LLC manages $215.4M in 13F-reported U.S. long-equity assets across 269 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPYM (3.71%), DFAC (3.63%), SPBU (3.18%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 5 new positions, exited 1,256, added to 56, and trimmed 36.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$215.4M

Long-equity book

Holdings

269

Distinct positions

Period

2026-03-31

Filed 2026-05-05

Q/Q Activity

+5 / −1256 / ↑56 / ↓36

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • DBX ETF TR$4.1M +882.2%
  • AIM ETF PRODUCTS TRUST$4.1M +144.0%
  • BARCLAYS BANK PLC$1.4M +1655.7%
  • INVESCO EXCH TRADED FD TR II$1.3M +36.8%
  • CAMBRIA ETF TR$910.1K +19.3%
Show all 56 →

Top Trims

  • ISHARES TR-$4.6M -89.3%
  • SPDR SERIES TRUST-$1.7M -17.7%
  • INVESCO EXCH TRADED FD TR II-$1.1M -62.4%
  • BITWISE BITCOIN ETF TR-$513.6K -16.5%
  • ORACLE CORP-$423.5K -22.4%
Show all 36 →

New Positions

  • VANGUARD BD INDEX FDS$1.2M
  • CAPITAL GROUP DIVIDEND VALUE$749.5K
  • DIMENSIONAL ETF TRUST$277.8K
  • ISHARES TR$268.2K
  • VANGUARD INTL EQUITY INDEX F$255.0K
Show all 5 →

Exited Positions

  • INNOVATOR ETFS TRUST$2.5M
  • ISHARES SILVER TR$925.3K
  • SPDR SERIES TRUST$686.6K
  • SPDR INDEX SHS FDS$411.7K
  • BOEING CO$397.2K
Show all 1256 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $8.0M 3.71% 104,478 SH
2 DIMENSIONAL ETF TRUST DFAC 25434V708 $7.8M 3.63% 201,214 SH
3 AIM ETF PRODUCTS TRUST SPBU 00888H455 $6.9M 3.18% 252,212 SH
4 J P MORGAN EXCHANGE TRADED F JPIE 46641Q159 $5.9M 2.75% 128,688 SH
5 DOUBLELINE ETF TRUST DBND 25861R105 $5.8M 2.71% 127,454 SH
6 VANGUARD INDEX FDS VTI 922908769 $5.8M 2.68% 17,960 SH
7 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $5.7M 2.64% 29,618 SH
8 CAMBRIA ETF TR GVAL 132061409 $5.6M 2.61% 169,253 SH
9 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $5.4M 2.49% 99,640 SH
10 INVESCO EXCH TRADED FD TR II RWL 46138G698 $4.7M 2.17% 40,705 SH
11 DBX ETF TR DBEF 233051200 $4.6M 2.12% 92,337 SH
12 DIMENSIONAL ETF TRUST DFAI 25434V203 $4.5M 2.07% 114,399 SH
13 WISDOMTREE TR AGGY 97717X511 $4.4M 2.04% 101,290 SH
14 VANGUARD SPECIALIZED FUNDS VIG 921908844 $4.0M 1.87% 18,777 SH
15 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $4.0M 1.86% 79,126 SH
16 SPDR INDEX SHS FDS SPDW 78463X889 $3.8M 1.77% 83,365 SH
17 ISHARES TR IJR 464287804 $3.7M 1.73% 29,946 SH
18 ISHARES TR GARP 46436E403 $3.7M 1.70% 57,125 SH
19 WISDOMTREE TR WTV 97717W547 $3.6M 1.68% 38,194 SH
20 INVESCO QQQ TR QQQ 46090E103 $3.4M 1.60% 5,956 SH
21 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.3M 1.55% 5,129 SH
22 INVESCO EXCH TRADED FD TR II IDMO 46138E222 $2.8M 1.30% 51,208 SH
23 EXXON MOBIL CORP XOM 30231G102 $2.8M 1.28% 16,289 SH
24 VANGUARD INDEX FDS VOO 922908363 $2.6M 1.22% 4,405 SH
25 BITWISE BITCOIN ETF TR BITB 09174C104 $2.6M 1.20% 70,455 SH
26 SCHWAB STRATEGIC TR SCHB 808524102 $2.6M 1.20% 103,050 SH
27 INNOVATOR ETFS TRUST BUFB 45783Y756 $2.4M 1.13% 67,484 SH
28 WISDOMTREE TR DDWM 97717X263 $2.4M 1.10% 53,850 SH
29 ISHARES TR IGIB 464288638 $2.3M 1.06% 42,789 SH
30 VANGUARD INDEX FDS VBR 922908611 $2.2M 1.04% 10,288 SH
31 INNOVATOR ETFS TRUST IBUF 45783Y178 $2.2M 1.01% 73,435 SH
32 WISDOMTREE TR USFR 97717Y527 $2.2M 1.00% 42,783 SH
33 WISDOMTREE TR GDE 97717Y568 $2.1M 0.99% 34,036 SH
34 GOLDMAN SACHS PHYSICAL GOLD AAAU 38150K103 $2.1M 0.99% 46,210 SH
35 PACER FDS TR PSFF 69374H568 $2.0M 0.92% 62,110 SH
36 ALPHABET INC GOOGL 02079K305 $1.9M 0.88% 6,613 SH
37 ISHARES TR IWM 464287655 $1.8M 0.85% 7,361 SH
38 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $1.7M 0.80% 17,300 SH
39 AMAZON COM INC AMZN 023135106 $1.7M 0.80% 8,298 SH
40 VANGUARD INDEX FDS VUG 922908736 $1.6M 0.77% 3,775 SH
41 BARCLAYS BANK PLC VXX 06748M196 $1.5M 0.70% 42,058 SH
42 INNOVATOR ETFS TRUST QBUF 45783Y160 $1.5M 0.69% 51,180 SH
43 SPDR SERIES TRUST IBND 78464A151 $1.4M 0.67% 46,335 SH
44 ORACLE CORP ORCL 68389X105 $1.4M 0.66% 9,702 SH
45 WISDOMTREE TR EES 97717W562 $1.4M 0.65% 24,245 SH
46 VANGUARD INDEX FDS VO 922908629 $1.4M 0.64% 4,813 SH
47 APPLE INC AAPL 037833100 $1.3M 0.62% 5,246 SH
48 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $1.3M 0.62% 9,088 SH
49 VANGUARD BD INDEX FDS VUSB 92203C303 $1.2M 0.57% 24,598 SH
50 SSGA ACTIVE TR SPIN 78470P838 $1.1M 0.52% 36,720 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-05 $215.4M 269 0002070972-26-000002
2025-12-31 2026-01-23 $230.9M 1,937 0002070972-26-000001