BANK OF AMERICA CORP /DE/
CIK 70858 · last filed 2026-08-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.07B
Companies
193
Total Filings
641
Lifetime Open-Market Net
-$8.25B
Filer Profile
Reported Address
BANK OF AMERICA CORPORATE CENTER100 N TRYON ST
CHARLOTTE, NC 28255
Phone
(704) 386-8486
State of Incorporation
DE
Formerly Known As
BANKAMERICA CORP/DE/ (1998–1999)
NATIONSBANK CORP (1994–1998)
Related Filers
BANK OF AMERICA NA — 8 joint filings, latest 2026-09-01
BOFA SECURITIES, INC. — 6 joint filings, latest 2026-07-22
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — 6 joint filings, latest 2026-08-20
BRIAN T MOYNIHAN — 3 joint filings, latest 2026-08-18
Banc of America Preferred Funding Corp — 2 joint filings, latest 2026-08-26
Liberty Live Holdings, Inc. — 1 joint filings, latest 2026-08-12
Pierre J.P. de Weck — 1 joint filings, latest 2026-06-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNI | 10%+ Owner | 760 | $6.67 | $5.1K | $0 | 4 | 2026-08-26 |
| NMZ | 10%+ Owner | 21 | $9.77 | $205 | $214.7K | 9 | 2026-08-04 |
| EFR | 10%+ Owner | 513 | $10.46 | $5.4K | $756 | 3 | 2026-06-02 |
| PML | 10%+ Owner | 680 | $7.21 | $4.9K | $183.4K | 4 | 2026-05-22 |
| NBH | 10%+ Owner | 1,200 | $10.03 | $12.0K | $12.2K | 6 | 2026-05-22 |
| VKI | 10%+ Owner | 1,469 | $8.69 | $12.8K | $1.7K | 5 | 2026-05-04 |
| FMN | 10%+ Owner | 1,147 | $10.83 | $12.4K | $0 | 2 | 2026-04-06 |
| PMO | 10%+ Owner | 50 | $10.09 | $504 | $159 | 5 | 2026-03-23 |
| NMCO | 10%+ Owner | 1,400 | $9.94 | $13.9K | $11.8K | 3 | 2026-02-19 |
| NZF | 10%+ Owner | 0 | $11.84 | $0 | $216.7K | 5 | 2026-01-05 |
| NAD | 10%+ Owner | 6,374 | $11.37 | $72.5K | $46.8K | 5 | 2026-01-05 |
| BMN | 10%+ Owner | 0 | $25.07 | $0 | $466 | 2 | 2025-11-20 |
| BAC | 10%+ Owner | — | $62.40 | — | $0 | 1 | 2025-10-03 |
| PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | 10%+ Owner | 36,169 | $7.76 | $280.7K | $478.8K | 3 | 2025-06-13 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | 10%+ Owner | 75 | $5.27 | $395 | $0 | 1 | 2025-06-13 |
| NAN | 10%+ Owner | 1,900 | $10.70 | $20.3K | $457 | 2 | 2025-02-06 |
| IQI | 10%+ Owner | 425 | $9.98 | $4.2K | $0 | 2 | 2024-12-20 |
| GUT | 10%+ Owner | 50 | $6.55 | $328 | -$6.07B | 5 | 2024-12-20 |
| BlackRock Municipal Credit Alpha Portfolio, Inc. (MUI) Delisted | 10%+ Owner | 0 | $12.09 | $0 | $96.5K | 6 | 2024-12-13 |
| VPV | 10%+ Owner | 0 | $11.18 | $0 | -$42.2K | 2 | 2024-12-13 |
| LEO | 10%+ Owner | 6,034 | $6.05 | $36.5K | -$4.9K | 4 | 2024-12-13 |
| NMS | 10%+ Owner | 29 | $10.64 | $309 | -$6 | 5 | 2024-12-13 |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | 10%+ Owner | 0 | $8.95 | $0 | $163 | 1 | 2024-11-20 |
| BTA | 10%+ Owner | 0 | $25.10 | $0 | $0 | 1 | 2024-11-18 |
| UAVS | 10%+ Owner | 2 | $1.06 | $2 | -$769.5K | 1 | 2024-10-30 |
| AFB | 10%+ Owner | 0 | $10.57 | $0 | -$104.5K | 4 | 2024-06-10 |
| OIA | 10%+ Owner | 0 | $5.96 | $0 | $0 | 1 | 2024-05-02 |
| MUA | 10%+ Owner | 1,500 | $9.86 | $14.8K | $117.9K | 5 | 2023-12-29 |
| VCV | 10%+ Owner | 900 | $10.19 | $9.2K | -$126 | 2 | 2023-12-15 |
| PTY | 10%+ Owner | 0 | $11.75 | $0 | $375.8K | 8 | 2023-09-20 |
| PHK | 10%+ Owner | 0 | $4.53 | $0 | $133 | 2 | 2023-09-20 |
| PFL | 10%+ Owner | 0 | $7.56 | $0 | $1.7K | 3 | 2023-09-20 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | 10%+ Owner | 0 | $6.80 | $0 | $73 | 2 | 2023-09-20 |
| BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | 10%+ Owner | 0 | $6.93 | $0 | $86 | 2 | 2023-07-20 |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND (NUO) Delisted | 10%+ Owner | 0 | $12.66 | $0 | $6.2K | 5 | 2023-03-31 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | 0 | $10.58 | $0 | -$14.72M | 1 | 2022-11-21 | |
| SBI | 0 | $7.54 | $0 | -$190.0K | 1 | 2022-11-21 | |
| MUJ | 10%+ Owner | 4,171 | $12.07 | $50.4K | $252 | 2 | 2022-04-13 |
| BNY | 10%+ Owner | 1,794 | $162.80 | $292.1K | $42 | 2 | 2021-04-14 |
| MQY | 10%+ Owner | 0 | $10.84 | $0 | -$2.0K | 6 | 2021-04-01 |
| BLACKROCK NEW YORK MUNICIPAL BOND TRUST (BQH) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2020-10-05 |
| NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted | 10%+ Owner | 550 | $9.49 | $5.2K | $938 | 2 | 2019-04-03 |
| NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted | 10%+ Owner | 463 | $8.48 | $3.9K | $0 | 2 | 2019-04-03 |
| GGT | 10%+ Owner | 598 | $4.04 | $2.4K | -$19.0K | 1 | 2018-05-23 |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND (MAB) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (EMI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EVO | 10%+ Owner | 0 | $1.82 | $0 | $48 | 2 | 2018-03-28 |
| EATON VANCE OHIO MUNICIPAL BOND FUND (EIO) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II (NYH) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MICHIGAN MUNICIPAL BOND FUND (MIW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-15 |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | 10%+ Owner | 1,750 | $13.00 | $22.8K | $0 | 1 | 2018-02-27 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 7 | — | — | -$17 | 9 | 2017-11-30 |
| NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND (NOM) Delisted | 10%+ Owner | 180 | $11.00 | $2.0K | $0 | 1 | 2017-10-18 |
| FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND (FPT) Delisted | 10%+ Owner | 0 | — | — | $5 | 1 | 2017-03-22 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 3,450 | $8.08 | $27.9K | $1.7K | 3 | 2016-07-26 |
| DMB | 10%+ Owner | 0 | $10.38 | $0 | $50.00M | 2 | 2016-07-26 |
| NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (NNC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2016-07-06 |
| GDV | 10%+ Owner | 2 | $29.88 | $60 | $2.2K | 6 | 2016-03-29 |
| NIQ | 10%+ Owner | 0 | $18.41 | $0 | $0 | 1 | 2015-10-05 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 834 | — | — | $80.25M | 1 | 2015-09-03 |
| BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (BLH) Delisted | 10%+ Owner | 0 | — | — | $151 | 3 | 2015-03-19 |
| DENALI FUND INC. (DNY) Delisted | 10%+ Owner | 0 | — | — | $1.3K | 2 | 2015-03-12 |
| BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (BFO) Delisted | 10%+ Owner | 0 | — | — | $56 | 4 | 2014-11-12 |
| BLACKROCK MUNICIPAL 2018 TERM TRUST (BPK) Delisted | 10%+ Owner | 840 | — | — | $1 | 7 | 2014-11-10 |
| DNP | 10%+ Owner | 0 | $10.71 | $0 | -$1.67M | 15 | 2014-03-20 |
| BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (BJZ) Delisted | 10%+ Owner | 425 | — | — | $0 | 1 | 2014-01-03 |
| HTZ | 22,333 | $2.19 | $48.8K | -$1.23B | 54 | 2013-09-25 | |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2013-09-23 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 5 | — | — | $1 | 1 | 2013-08-02 |
| SRH Total Return Fund, Inc. (BIF) Delisted | 10%+ Owner | 0 | $14.75 | $0 | $0 | 1 | 2013-04-24 |
| BTF | 10%+ Owner | 0 | $22.16 | $0 | $0 | 1 | 2013-04-11 |
| EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (EVJ) Delisted | 10%+ Owner | 0 | — | — | -$1 | 1 | 2013-03-28 |
| HCA | 10%+ Owner | 2,652,364 | $402.77 | $1.07B | -$630.59M | 25 | 2013-01-11 |
| PIONEER HIGH INCOME TRUST (PHT) Delisted | 10%+ Owner | 0 | $8.32 | $0 | -$924 | 4 | 2012-11-19 |
| BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST (BPS) Delisted | 10%+ Owner | 0 | — | — | -$447 | 2 | 2012-07-09 |
| BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST (MHE) Delisted | 10%+ Owner | 69 | $13.64 | $941 | $0 | 1 | 2012-06-22 |
| Invesco Value Municipal Trust (IMT) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-18 |
| Invesco New York Quality Municipal Securities (IQN) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-18 |
| VTN | 10%+ Owner | 0 | $10.40 | $0 | -$13 | 5 | 2012-06-04 |
| VMO | 10%+ Owner | 0 | $9.51 | $0 | -$1.5K | 7 | 2012-06-01 |
| Invesco Van Kampen Select Sector Municipal Trust (VKL) Delisted | 10%+ Owner | 756 | — | — | $1 | 2 | 2012-05-25 |
| Invesco Van Kampen Massachusetts Value Municipal Income Trust (VMV) Delisted | 10%+ Owner | 0 | — | — | $1.1K | 3 | 2012-05-25 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (BFZ) Delisted | 10%+ Owner | 582 | $11.11 | $6.5K | $3.1K | 3 | 2012-04-16 |
| Invesco Van Kampen Trust for Investment Grade New Jersey Municipals (VTJ) Delisted | 10%+ Owner | 441 | — | — | $16 | 2 | 2012-02-10 |
| Invesco Quality Municipal Investment Trust (IQT) Delisted | 10%+ Owner | 537 | — | — | $0 | 1 | 2012-02-07 |
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. (MQT) Delisted | 10%+ Owner | 0 | $10.29 | $0 | $174 | 4 | 2012-01-25 |
| VGM | 10%+ Owner | 2,537 | $10.03 | $25.4K | -$46 | 6 | 2012-01-23 |
| BLACKROCK MUNICIPAL INCOME TRUST II (BLE) Delisted | 10%+ Owner | 0 | $10.54 | $0 | $919 | 2 | 2012-01-17 |
| BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (MFT) Delisted | 10%+ Owner | 0 | $14.54 | $0 | $2.0K | 3 | 2012-01-12 |
| MHD | 10%+ Owner | 651 | $11.21 | $7.3K | -$495 | 3 | 2012-01-10 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. (MUE) Delisted | 10%+ Owner | 1,747 | $10.07 | $17.6K | -$7 | 3 | 2012-01-09 |
| PFN | 10%+ Owner | 0 | $6.90 | $0 | $12 | 4 | 2012-01-05 |
| BLK | Director | 586 | $1094.62 | $641.4K | -$380.18M | 90 | 2012-01-04 |
| BLACKROCK MUNICIPAL INCOME TRUST (BFK) Delisted | 10%+ Owner | 3,025 | $10.09 | $30.5K | $1.4K | 4 | 2011-12-02 |
| NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted | 10%+ Owner | 0 | $8.20 | $0 | -$2.9K | 5 | 2011-11-07 |
| AVK | 10%+ Owner | 100 | $12.39 | $1.2K | $4.7K | 5 | 2011-10-31 |
| BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | 10%+ Owner | 0 | — | — | $63 | 2 | 2011-10-12 |
| BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (BSE) Delisted | 10%+ Owner | 0 | $14.79 | $0 | $0 | 1 | 2011-10-11 |
| BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. (MNE) Delisted | 10%+ Owner | 0 | — | — | $575 | 3 | 2011-10-05 |
| AMERICAN MUNICIPAL INCOME PORTFOLIO INC (XAA) Delisted | 10%+ Owner | 143 | — | — | -$75 | 3 | 2011-09-22 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | 10%+ Owner | 1,431 | — | — | $3.0K | 4 | 2011-08-26 |
| NMP | 10%+ Owner | 0 | $10.37 | $0 | $1.3K | 2 | 2011-08-19 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 10%+ Owner | 0 | $11.01 | $0 | $1.2K | 4 | 2011-08-09 |
| BLACKROCK MUNIVEST FUND II, INC. (MVT) Delisted | 10%+ Owner | 0 | $11.00 | $0 | $1.7K | 3 | 2011-08-09 |
| Uni-Pixel (UNXL) Delisted | 10%+ Owner | 645,273 | — | — | -$8.1K | 1 | 2011-07-18 |
| Pioneer Floating Rate Trust (PHD) Delisted | 10%+ Owner | 0 | $9.95 | $0 | -$21 | 1 | 2011-07-11 |
| MYI | 10%+ Owner | 150 | $10.50 | $1.6K | $4.7K | 3 | 2011-07-11 |
| BLACKROCK MUNIYIELD ARIZONA FUND, INC. (MZA) Delisted | 10%+ Owner | 2,241 | $14.63 | $32.8K | $1.1K | 1 | 2011-07-11 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) Delisted | 10%+ Owner | 30 | $10.77 | $323 | $6.7K | 3 | 2011-07-11 |
| BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) Delisted | 10%+ Owner | 16 | $11.84 | $189 | $399 | 4 | 2011-07-11 |
| VKQ | 10%+ Owner | 0 | $9.59 | $0 | $598 | 3 | 2011-07-11 |
| BLACKROCK MUNIYIELD INVESTMENT FUND (MYF) Delisted | 10%+ Owner | 0 | $14.32 | $0 | $0 | 1 | 2011-06-06 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (NVJ) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-27 |
| MYN | 10%+ Owner | 1,784 | $9.45 | $16.9K | $0 | 1 | 2011-05-20 |
| BLACKROCK MUNIENHANCED FUND, INC. (MEN) Delisted | 10%+ Owner | 0 | $12.08 | $0 | $783 | 2 | 2011-05-13 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted | 10%+ Owner | 0 | — | — | -$6 | 2 | 2011-05-13 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | 10%+ Owner | 20 | — | — | -$5 | 2 | 2011-05-03 |
| BLACKROCK MUNIVEST FUND, INC. (MVF) Delisted | 10%+ Owner | 4,000 | $7.07 | $28.3K | $7.3K | 2 | 2011-05-03 |
| NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND (NFZ) Delisted | 10%+ Owner | 0 | — | — | -$859 | 1 | 2011-05-03 |
| TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (TYW) Delisted | 10%+ Owner | 125 | — | — | $148 | 2 | 2011-05-03 |
| BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) Delisted | 10%+ Owner | 0 | $12.51 | $0 | -$1.5K | 2 | 2011-05-03 |
| BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (BBF) Delisted | 10%+ Owner | 0 | $14.42 | $0 | $399 | 1 | 2011-05-03 |
| NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJ) Delisted | 10%+ Owner | 0 | $12.41 | $0 | $949 | 2 | 2011-05-03 |
| MIY | 10%+ Owner | 0 | $12.48 | $0 | $64 | 1 | 2011-05-03 |
| BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. (MYJ) Delisted | 10%+ Owner | 400 | $13.07 | $5.2K | $164 | 1 | 2011-05-03 |
| BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. (MYM) Delisted | 10%+ Owner | 0 | — | — | $845 | 1 | 2011-05-03 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. (PSY) Delisted | 10%+ Owner | 0 | $5.90 | $0 | $585 | 2 | 2011-05-03 |
| BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (MYC) Delisted | 10%+ Owner | 1 | $12.50 | $12 | $0 | 1 | 2011-05-03 |
| UTG | 10%+ Owner | 901 | $38.89 | $35.0K | $619 | 4 | 2011-05-03 |
| NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NKL) Delisted | 10%+ Owner | 400 | — | — | $201 | 1 | 2011-05-03 |
| NVX | 10%+ Owner | 0 | $2.76 | $0 | $0 | 1 | 2011-04-21 |
| NPV | 10%+ Owner | 0 | $10.23 | $0 | $150 | 3 | 2011-03-30 |
| NUVEEN QUALITY MUNICIPAL FUND INC (NQI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-23 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST I, INC. (PSW) Delisted | 10%+ Owner | 2,700 | — | — | $720 | 1 | 2011-03-21 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted | 10%+ Owner | 2,900 | $5.15 | $14.9K | $819 | 1 | 2011-03-21 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | 10%+ Owner | 250 | — | — | $396 | 2 | 2011-03-21 |
| VVR | 10%+ Owner | 0 | $2.93 | $0 | $242 | 1 | 2011-03-21 |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NXK) Delisted | 10%+ Owner | 190 | — | — | $121 | 1 | 2011-03-21 |
| WEA | 10%+ Owner | 1 | $10.41 | $10 | -$1 | 1 | 2011-03-21 |
| Invesco Van Kampen Ohio Quality Municipal Trust (VOQ) Delisted | 10%+ Owner | 10 | — | — | -$1 | 1 | 2011-03-21 |
| NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (NVN) Delisted | 10%+ Owner | 0 | — | — | $370 | 1 | 2011-03-18 |
| KYN | 10%+ Owner | 2 | $14.99 | $30 | -$9.2K | 5 | 2011-03-18 |
| NMT | 10%+ Owner | 100 | $12.10 | $1.2K | $996 | 1 | 2011-03-18 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 10%+ Owner | 0 | — | — | $3.1K | 2 | 2011-03-18 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | 10%+ Owner | 0 | — | — | $950 | 2 | 2011-03-18 |
| BANK OF AMERICA CORP /DE/ (IKR) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-18 |
| BLACKROCK MUNIHOLDINGS FUND II, INC. (MUH) Delisted | 10%+ Owner | 800 | — | — | -$77 | 1 | 2011-03-18 |
| NVG | 10%+ Owner | 2,263 | $11.91 | $26.9K | $1.3K | 1 | 2011-03-18 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NBJ) Delisted | 10%+ Owner | 1,378 | — | — | -$425 | 1 | 2011-03-18 |
| NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC (NNJ) Delisted | 10%+ Owner | 2,200 | — | — | $512 | 1 | 2011-03-18 |
| NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (NNP) Delisted | 10%+ Owner | 1,300 | — | — | $167 | 1 | 2011-03-18 |
| MPA | 10%+ Owner | 100 | $10.69 | $1.1K | $362 | 1 | 2011-03-18 |
| NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND (NTC) Delisted | 10%+ Owner | 2,500 | — | — | $100 | 1 | 2011-03-18 |
| NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (NMO) Delisted | 10%+ Owner | 50 | — | — | -$774 | 1 | 2011-03-18 |
| NIO | 10%+ Owner | 25 | $3.77 | $94 | -$105 | 3 | 2011-03-18 |
| NRO | 10%+ Owner | 0 | $2.88 | $0 | $1.2K | 1 | 2011-03-18 |
| NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | 10%+ Owner | 0 | — | — | $6 | 1 | 2011-03-18 |
| NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (NQJ) Delisted | 10%+ Owner | 0 | — | — | -$0 | 1 | 2011-03-18 |
| NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC (NQN) Delisted | 10%+ Owner | 0 | — | — | $216 | 2 | 2011-03-18 |
| NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND (NMY) Delisted | 10%+ Owner | 500 | $14.30 | $7.2K | -$20 | 1 | 2011-03-18 |
| NCV | 10%+ Owner | 0 | $16.46 | $0 | -$5 | 1 | 2011-03-18 |
| NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND (NQP) Delisted | 10%+ Owner | 640 | $12.03 | $7.7K | $38 | 1 | 2011-03-18 |
| NPT | 10%+ Owner | 1,150 | $2.88 | $3.3K | -$76 | 1 | 2011-03-18 |
| NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NUJ) Delisted | 10%+ Owner | 0 | — | — | $161 | 1 | 2011-03-18 |
| BTZ | 10%+ Owner | 200 | $9.96 | $2.0K | $812 | 4 | 2011-03-17 |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 10%+ Owner | 1,000 | — | — | $780 | 1 | 2011-03-17 |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. (BKN) Delisted | 10%+ Owner | 0 | $11.54 | $0 | $365 | 1 | 2011-03-17 |
| BLACKROCK DIVIDEND INCOME TRUST (BQY) Delisted | 10%+ Owner | 875 | — | — | $206 | 1 | 2011-03-17 |
| Global Income & Currency Fund Inc. (GCF) Delisted | 10%+ Owner | 1,000 | — | — | $115 | 1 | 2011-03-17 |
| ERC | 10%+ Owner | 0 | $9.19 | $0 | $3.7K | 2 | 2011-03-17 |
| DSM | 10%+ Owner | 0 | $5.71 | $0 | $0 | 2 | 2011-03-17 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | 10%+ Owner | 0 | $10.74 | $0 | $174 | 1 | 2011-03-17 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 10%+ Owner | 0 | $15.17 | $0 | $79 | 2 | 2011-03-17 |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND (EMJ) Delisted | 10%+ Owner | 731 | — | — | -$264 | 1 | 2011-03-17 |
| BLACKROCK MARYLAND MUNICIPAL BOND TRUST (BZM) Delisted | 10%+ Owner | 0 | $15.00 | $0 | $34 | 1 | 2011-03-17 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST III (BPP) Delisted | 10%+ Owner | 0 | — | — | $271 | 3 | 2011-03-17 |
| Invesco California Municipal Income Trust (IIC) Delisted | 10%+ Owner | 0 | — | — | -$30 | 1 | 2011-03-17 |
| BGT | 10%+ Owner | 0 | $11.06 | $0 | $2 | 1 | 2011-03-17 |
| NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (NWI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-01 |
| NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC (NCP) Delisted | 10%+ Owner | 65 | — | — | $0 | 1 | 2011-01-21 |
| VALIDUS HOLDINGS LTD (VR) Delisted | Director | 5,714,281 | $25.61 | $146.34M | $10.7K | 16 | 2011-01-03 |
| LIBBEY INC (LBY) Delisted | 10%+ Owner | 3,188,618 | — | — | $0 | 1 | 2010-08-17 |
| EAD | 10%+ Owner | 0 | $6.39 | $0 | $370 | 2 | 2009-12-02 |
| NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (NUN) Delisted | 10%+ Owner | 0 | — | — | -$164 | 2 | 2009-11-16 |
| Invesco Van Kampen Trust for Value Municipals (VIM) Delisted | 10%+ Owner | 0 | — | — | $156 | 1 | 2009-10-30 |
| GAB | 10%+ Owner | 0 | $5.66 | $0 | -$5 | 1 | 2009-10-21 |
| TORTOISE ENERGY CAPITAL CORP (TYY) Delisted | 10%+ Owner | 0 | — | — | -$246.9K | 3 | 2009-10-13 |
| CHI | 10%+ Owner | 200 | $12.56 | $2.5K | -$100 | 1 | 2009-10-09 |
| RNP | 10%+ Owner | 250 | $19.95 | $5.0K | $497 | 3 | 2009-10-09 |
| BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST (BZA) Delisted | 10%+ Owner | 62 | — | — | -$21 | 1 | 2009-10-09 |
| COHEN & STEERS REIT & UTILITY INCOME FUND INC (RTU) Delisted | 10%+ Owner | 200 | — | — | -$4 | 1 | 2009-08-21 |
| IPC Healthcare, Inc. (OPTR) Delisted | Director | 1,318,535 | — | — | -$46.20M | 3 | 2008-08-28 |
Recent Filings · Page 14 of 65
641 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-10-01 | GDV | Mixed | — | $0 | EDGAR |
| 2014-07-03 | BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (BLH) Delisted | Other (J) | −111 | $0 | EDGAR |
| 2014-03-20 | DNP | Other (J) | −934 | $0 | EDGAR |
| 2014-03-12 | PMO | Mixed | — | $18 | EDGAR |
| 2014-02-14 | — | Buy (P) | +10,000 | $20.0K | |
| 2014-01-08 | BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (BFO) Delisted | Other (J) | −22 | $0 | EDGAR |
| 2014-01-07 | LEO | Other (J) | −45 | $0 | EDGAR |
| 2014-01-07 | BLACKROCK MUNICIPAL 2018 TERM TRUST (BPK) Delisted | Mixed | — | $12 | EDGAR |
| 2014-01-06 | BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | Other (J) | −42 | $0 | EDGAR |
| 2014-01-03 | BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (BJZ) Delisted | Other (J) | −366 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.