BANK OF AMERICA CORP /DE/
CIK 70858 · last filed 2026-06-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.03B
Companies
195
Total Filings
639
Lifetime Open-Market Net
-$8.25B
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EFR | 10%+ Owner | 513 | $10.57 | $5.4K | $756 | 3 | 2026-06-02 |
| PML | 10%+ Owner | 680 | $7.46 | $5.1K | $183.4K | 4 | 2026-05-22 |
| NBH | 10%+ Owner | 1,200 | $10.39 | $12.5K | $12.2K | 6 | 2026-05-22 |
| VKI | 10%+ Owner | 1,469 | $9.25 | $13.6K | $1.7K | 5 | 2026-05-04 |
| FMN | 10%+ Owner | 1,147 | $11.26 | $12.9K | $0 | 2 | 2026-04-06 |
| PMO | 10%+ Owner | 50 | $10.53 | $526 | $159 | 5 | 2026-03-23 |
| NMCO | 10%+ Owner | 1,400 | $10.78 | $15.1K | $11.8K | 3 | 2026-02-19 |
| NZF | 10%+ Owner | 0 | $12.64 | $0 | $216.7K | 5 | 2026-01-05 |
| NAD | 10%+ Owner | 6,374 | $11.95 | $76.2K | $46.8K | 4 | 2026-01-05 |
| NMZ | 10%+ Owner | 0 | $10.37 | $0 | $214.7K | 8 | 2025-12-22 |
| BMN | 10%+ Owner | 0 | $26.26 | $0 | $466 | 2 | 2025-11-20 |
| BAC | 10%+ Owner | — | $56.02 | — | $0 | 1 | 2025-10-03 |
| PNI | 10%+ Owner | 105 | $7.03 | $738 | $0 | 3 | 2025-08-13 |
| PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | 10%+ Owner | 36,169 | $7.76 | $280.7K | $478.8K | 3 | 2025-06-13 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted | 10%+ Owner | 75 | $5.27 | $395 | $0 | 1 | 2025-06-13 |
| NAN | 10%+ Owner | 1,900 | $11.49 | $21.8K | $457 | 2 | 2025-02-06 |
| IQI | 10%+ Owner | 425 | $10.04 | $4.3K | $0 | 2 | 2024-12-20 |
| GUTpC | 10%+ Owner | 50 | $21.97 | $1.1K | -$6.07B | 2 | 2024-12-20 |
| BlackRock Municipal Credit Alpha Portfolio, Inc. (MUI) Delisted | 10%+ Owner | 0 | $12.09 | $0 | $96.5K | 6 | 2024-12-13 |
| VPV | 10%+ Owner | 0 | $11.37 | $0 | -$42.2K | 2 | 2024-12-13 |
| LEO | 10%+ Owner | 6,034 | $6.38 | $38.5K | -$4.9K | 4 | 2024-12-13 |
| NMS | 10%+ Owner | 29 | $12.33 | $358 | -$6 | 5 | 2024-12-13 |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | 10%+ Owner | 0 | $8.95 | $0 | $163 | 1 | 2024-11-20 |
| BlackRock Long-Term Municipal Advantage Trust (BTA) Delisted | 10%+ Owner | 0 | $9.72 | $0 | $0 | 1 | 2024-11-18 |
| UAVS | 10%+ Owner | 2 | $0.93 | $2 | -$769.5K | 1 | 2024-10-30 |
| AFB | 10%+ Owner | 0 | $11.33 | $0 | -$104.5K | 4 | 2024-06-10 |
| OIA | 10%+ Owner | 0 | $6.04 | $0 | $0 | 1 | 2024-05-02 |
| MUA | 10%+ Owner | 1,500 | $10.74 | $16.1K | $117.9K | 5 | 2023-12-29 |
| VCV | 10%+ Owner | 900 | $10.66 | $9.6K | -$126 | 2 | 2023-12-15 |
| PTY | 10%+ Owner | 0 | $11.73 | $0 | $375.8K | 8 | 2023-09-20 |
| PHK | 10%+ Owner | 0 | $4.53 | $0 | $133 | 2 | 2023-09-20 |
| PFL | 10%+ Owner | 0 | $7.67 | $0 | $1.7K | 3 | 2023-09-20 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | 10%+ Owner | 0 | $6.80 | $0 | $73 | 2 | 2023-09-20 |
| BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | 10%+ Owner | 0 | $6.93 | $0 | $86 | 2 | 2023-07-20 |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND (NUO) Delisted | 10%+ Owner | 0 | $12.66 | $0 | $6.2K | 5 | 2023-03-31 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | 0 | $10.58 | $0 | -$14.72M | 1 | 2022-11-21 | |
| SBI | 0 | $7.81 | $0 | -$190.0K | 1 | 2022-11-21 | |
| MUJ | 10%+ Owner | 4,171 | $12.36 | $51.6K | $252 | 2 | 2022-04-13 |
| BNY | 10%+ Owner | 1,794 | $143.98 | $258.3K | $42 | 2 | 2021-04-14 |
| MQY | 10%+ Owner | 0 | $11.42 | $0 | -$2.0K | 6 | 2021-04-01 |
| BLACKROCK NEW YORK MUNICIPAL BOND TRUST (BQH) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2020-10-05 |
| NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. (NBW) Delisted | 10%+ Owner | 550 | $9.49 | $5.2K | $938 | 2 | 2019-04-03 |
| NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted | 10%+ Owner | 463 | $8.48 | $3.9K | $0 | 2 | 2019-04-03 |
| GABELLI MULTIMEDIA TRUST INC. (GGTrw) Delisted | 10%+ Owner | 598 | — | — | -$19.0K | 1 | 2018-05-23 |
| GABELLI UTILITY TRUST (GUTrw) Delisted | 10%+ Owner | 0 | — | — | $16 | 3 | 2018-04-26 |
| EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND (MAB) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (EMI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EVO | 10%+ Owner | 0 | $2.72 | $0 | $48 | 2 | 2018-03-28 |
| EATON VANCE OHIO MUNICIPAL BOND FUND (EIO) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE NEW YORK MUNICIPAL BOND FUND II (NYH) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| EATON VANCE MICHIGAN MUNICIPAL BOND FUND (MIW) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-28 |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2018-03-15 |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | 10%+ Owner | 1,750 | $13.00 | $22.8K | $0 | 1 | 2018-02-27 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 7 | — | — | -$17 | 9 | 2017-11-30 |
| NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND (NOM) Delisted | 10%+ Owner | 180 | $11.00 | $2.0K | $0 | 1 | 2017-10-18 |
| FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND (FPT) Delisted | 10%+ Owner | 0 | — | — | $5 | 1 | 2017-03-22 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 3,450 | $8.08 | $27.9K | $1.7K | 3 | 2016-07-26 |
| DMB | 10%+ Owner | 0 | $10.98 | $0 | $50.00M | 2 | 2016-07-26 |
| NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (NNC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2016-07-06 |
| GABELLI DIVIDEND & INCOME TRUST (GDVpD) Delisted | 10%+ Owner | 2 | — | — | $2.2K | 6 | 2016-03-29 |
| NIQ | 10%+ Owner | 0 | $8.27 | $0 | $0 | 1 | 2015-10-05 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 834 | — | — | $80.25M | 1 | 2015-09-03 |
| BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (BLH) Delisted | 10%+ Owner | 0 | — | — | $151 | 3 | 2015-03-19 |
| DENALI FUND INC. (DNY) Delisted | 10%+ Owner | 0 | — | — | $1.3K | 2 | 2015-03-12 |
| BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (BFO) Delisted | 10%+ Owner | 0 | — | — | $56 | 4 | 2014-11-12 |
| BLACKROCK MUNICIPAL 2018 TERM TRUST (BPK) Delisted | 10%+ Owner | 840 | — | — | $1 | 7 | 2014-11-10 |
| DNP | 10%+ Owner | 0 | $10.77 | $0 | -$1.67M | 15 | 2014-03-20 |
| BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (BJZ) Delisted | 10%+ Owner | 425 | — | — | $0 | 1 | 2014-01-03 |
| HTZ | 22,333 | $5.13 | $114.6K | -$1.23B | 54 | 2013-09-25 | |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2013-09-23 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 5 | — | — | $1 | 1 | 2013-08-02 |
| SRH Total Return Fund, Inc. (BIF) Delisted | 10%+ Owner | 0 | $14.75 | $0 | $0 | 1 | 2013-04-24 |
| BTF | 10%+ Owner | 0 | $16.42 | $0 | $0 | 1 | 2013-04-11 |
| EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (EVJ) Delisted | 10%+ Owner | 0 | — | — | -$1 | 1 | 2013-03-28 |
| HCA | 10%+ Owner | 2,652,364 | $387.18 | $1.03B | -$630.59M | 25 | 2013-01-11 |
| PIONEER HIGH INCOME TRUST (PHT) Delisted | 10%+ Owner | 0 | $8.32 | $0 | -$924 | 4 | 2012-11-19 |
| BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST (BPS) Delisted | 10%+ Owner | 0 | — | — | -$447 | 2 | 2012-07-09 |
| BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST (MHE) Delisted | 10%+ Owner | 69 | $13.64 | $941 | $0 | 1 | 2012-06-22 |
| Invesco Value Municipal Trust (IMT) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-18 |
| Invesco New York Quality Municipal Securities (IQN) Delisted | 10%+ Owner | 0 | — | — | $0 | 2 | 2012-06-18 |
| VTN | 10%+ Owner | 0 | $11.30 | $0 | -$13 | 5 | 2012-06-04 |
| VMO | 10%+ Owner | 0 | $9.75 | $0 | -$1.5K | 7 | 2012-06-01 |
| Invesco Van Kampen Select Sector Municipal Trust (VKL) Delisted | 10%+ Owner | 756 | — | — | $1 | 2 | 2012-05-25 |
| Invesco Van Kampen Massachusetts Value Municipal Income Trust (VMV) Delisted | 10%+ Owner | 0 | — | — | $1.1K | 3 | 2012-05-25 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (BFZ) Delisted | 10%+ Owner | 582 | $11.11 | $6.5K | $3.1K | 3 | 2012-04-16 |
| Invesco Van Kampen Trust for Investment Grade New Jersey Municipals (VTJ) Delisted | 10%+ Owner | 441 | — | — | $16 | 2 | 2012-02-10 |
| Invesco Quality Municipal Investment Trust (IQT) Delisted | 10%+ Owner | 537 | — | — | $0 | 1 | 2012-02-07 |
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. (MQT) Delisted | 10%+ Owner | 0 | $10.29 | $0 | $174 | 4 | 2012-01-25 |
| VGM | 10%+ Owner | 2,537 | $10.21 | $25.9K | -$46 | 6 | 2012-01-23 |
| BLACKROCK MUNICIPAL INCOME TRUST II (BLE) Delisted | 10%+ Owner | 0 | $10.54 | $0 | $919 | 2 | 2012-01-17 |
| BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (MFT) Delisted | 10%+ Owner | 0 | $14.54 | $0 | $2.0K | 3 | 2012-01-12 |
| MHD | 10%+ Owner | 651 | $11.74 | $7.6K | -$495 | 3 | 2012-01-10 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. (MUE) Delisted | 10%+ Owner | 1,747 | $10.07 | $17.6K | -$7 | 3 | 2012-01-09 |
| PFN | 10%+ Owner | 0 | $6.81 | $0 | $12 | 4 | 2012-01-05 |
| BLK | Director | 586 | $1032.00 | $604.8K | -$380.18M | 90 | 2012-01-04 |
| BLACKROCK MUNICIPAL INCOME TRUST (BFK) Delisted | 10%+ Owner | 3,025 | $10.09 | $30.5K | $1.4K | 4 | 2011-12-02 |
| NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted | 10%+ Owner | 0 | $8.20 | $0 | -$2.9K | 5 | 2011-11-07 |
| AVK | 10%+ Owner | 100 | $12.84 | $1.3K | $4.7K | 5 | 2011-10-31 |
| BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | 10%+ Owner | 0 | — | — | $63 | 2 | 2011-10-12 |
| BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (BSE) Delisted | 10%+ Owner | 0 | $14.79 | $0 | $0 | 1 | 2011-10-11 |
| BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. (MNE) Delisted | 10%+ Owner | 0 | — | — | $575 | 3 | 2011-10-05 |
| AMERICAN MUNICIPAL INCOME PORTFOLIO INC (XAA) Delisted | 10%+ Owner | 143 | — | — | -$75 | 3 | 2011-09-22 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | 10%+ Owner | 1,431 | — | — | $3.0K | 4 | 2011-08-26 |
| NMP | 10%+ Owner | 0 | $10.24 | $0 | $1.3K | 2 | 2011-08-19 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 10%+ Owner | 0 | $11.01 | $0 | $1.2K | 4 | 2011-08-09 |
| BLACKROCK MUNIVEST FUND II, INC. (MVT) Delisted | 10%+ Owner | 0 | $11.00 | $0 | $1.7K | 3 | 2011-08-09 |
| Uni-Pixel (UNXL) Delisted | 10%+ Owner | 645,273 | — | — | -$8.1K | 1 | 2011-07-18 |
| Pioneer Floating Rate Trust (PHD) Delisted | 10%+ Owner | 0 | $9.95 | $0 | -$21 | 1 | 2011-07-11 |
| MYI | 10%+ Owner | 150 | $10.95 | $1.6K | $4.7K | 3 | 2011-07-11 |
| BLACKROCK MUNIYIELD ARIZONA FUND, INC. (MZA) Delisted | 10%+ Owner | 2,241 | $14.63 | $32.8K | $1.1K | 1 | 2011-07-11 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) Delisted | 10%+ Owner | 30 | $10.77 | $323 | $6.7K | 3 | 2011-07-11 |
| BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) Delisted | 10%+ Owner | 16 | $11.84 | $189 | $399 | 4 | 2011-07-11 |
| VKQ | 10%+ Owner | 0 | $9.83 | $0 | $598 | 3 | 2011-07-11 |
| BLACKROCK MUNIYIELD INVESTMENT FUND (MYF) Delisted | 10%+ Owner | 0 | $14.32 | $0 | $0 | 1 | 2011-06-06 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (NVJpA) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-27 |
| MYN | 10%+ Owner | 1,784 | $10.03 | $17.9K | $0 | 1 | 2011-05-20 |
| Nuveen Quality Municipal Income Fund (NADpC) Delisted | 10%+ Owner | 11 | — | — | $2 | 1 | 2011-05-13 |
| BLACKROCK MUNIENHANCED FUND, INC. (MEN) Delisted | 10%+ Owner | 0 | $12.08 | $0 | $783 | 2 | 2011-05-13 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted | 10%+ Owner | 0 | — | — | -$6 | 2 | 2011-05-13 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | 10%+ Owner | 20 | — | — | -$5 | 2 | 2011-05-03 |
| BLACKROCK MUNIVEST FUND, INC. (MVF) Delisted | 10%+ Owner | 4,000 | $7.07 | $28.3K | $7.3K | 2 | 2011-05-03 |
| NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND (NFZpC) Delisted | 10%+ Owner | 0 | — | — | -$859 | 1 | 2011-05-03 |
| TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (TYW) Delisted | 10%+ Owner | 125 | — | — | $148 | 2 | 2011-05-03 |
| BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) Delisted | 10%+ Owner | 0 | $12.51 | $0 | -$1.5K | 2 | 2011-05-03 |
| BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (BBF) Delisted | 10%+ Owner | 0 | $14.42 | $0 | $399 | 1 | 2011-05-03 |
| NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJpA) Delisted | 10%+ Owner | 0 | — | — | $949 | 2 | 2011-05-03 |
| MIY | 10%+ Owner | 0 | $12.27 | $0 | $64 | 1 | 2011-05-03 |
| BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. (MYJ) Delisted | 10%+ Owner | 400 | $13.07 | $5.2K | $164 | 1 | 2011-05-03 |
| BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. (MYM) Delisted | 10%+ Owner | 0 | — | — | $845 | 1 | 2011-05-03 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. (PSY) Delisted | 10%+ Owner | 0 | $5.90 | $0 | $585 | 2 | 2011-05-03 |
| BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (MYC) Delisted | 10%+ Owner | 1 | $12.50 | $12 | $0 | 1 | 2011-05-03 |
| UTG | 10%+ Owner | 901 | $40.77 | $36.7K | $619 | 4 | 2011-05-03 |
| NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NKL) Delisted | 10%+ Owner | 400 | — | — | $201 | 1 | 2011-05-03 |
| NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NVXpC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-04-21 |
| NPV | 10%+ Owner | 0 | $11.54 | $0 | $150 | 3 | 2011-03-30 |
| NUVEEN QUALITY MUNICIPAL FUND INC (NQI) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-23 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST I, INC. (PSW) Delisted | 10%+ Owner | 2,700 | — | — | $720 | 1 | 2011-03-21 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted | 10%+ Owner | 2,900 | $5.15 | $14.9K | $819 | 1 | 2011-03-21 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | 10%+ Owner | 250 | — | — | $396 | 2 | 2011-03-21 |
| VVR | 10%+ Owner | 0 | $3.00 | $0 | $242 | 1 | 2011-03-21 |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NXKpC) Delisted | 10%+ Owner | 190 | — | — | $121 | 1 | 2011-03-21 |
| WEA | 10%+ Owner | 1 | $10.60 | $11 | -$1 | 1 | 2011-03-21 |
| Invesco Van Kampen Ohio Quality Municipal Trust (VOQ) Delisted | 10%+ Owner | 10 | — | — | -$1 | 1 | 2011-03-21 |
| NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (NVN) Delisted | 10%+ Owner | 0 | — | — | $370 | 1 | 2011-03-18 |
| KYN | 10%+ Owner | 2 | $14.07 | $28 | -$9.2K | 5 | 2011-03-18 |
| NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (NMTpD) Delisted | 10%+ Owner | 100 | — | — | $996 | 1 | 2011-03-18 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 10%+ Owner | 0 | — | — | $3.1K | 2 | 2011-03-18 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | 10%+ Owner | 0 | — | — | $950 | 2 | 2011-03-18 |
| BANK OF AMERICA CORP /DE/ (IKR) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-18 |
| BLACKROCK MUNIHOLDINGS FUND II, INC. (MUH) Delisted | 10%+ Owner | 800 | — | — | -$77 | 1 | 2011-03-18 |
| Nuveen AMT-Free Municipal Credit Income Fund (NVGpC) Delisted | 10%+ Owner | 2,263 | — | — | $1.3K | 1 | 2011-03-18 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NBJ) Delisted | 10%+ Owner | 1,378 | — | — | -$425 | 1 | 2011-03-18 |
| NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC (NNJ) Delisted | 10%+ Owner | 2,200 | — | — | $512 | 1 | 2011-03-18 |
| NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (NNP) Delisted | 10%+ Owner | 1,300 | — | — | $167 | 1 | 2011-03-18 |
| MPA | 10%+ Owner | 100 | $11.29 | $1.1K | $362 | 1 | 2011-03-18 |
| NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND (NTCpD) Delisted | 10%+ Owner | 2,500 | — | — | $100 | 1 | 2011-03-18 |
| NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (NMO) Delisted | 10%+ Owner | 50 | — | — | -$774 | 1 | 2011-03-18 |
| NIO | 10%+ Owner | 25 | $5.21 | $130 | -$105 | 3 | 2011-03-18 |
| NRO | 10%+ Owner | 0 | $2.99 | $0 | $1.2K | 1 | 2011-03-18 |
| NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS) Delisted | 10%+ Owner | 0 | — | — | $6 | 1 | 2011-03-18 |
| NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (NQJ) Delisted | 10%+ Owner | 0 | — | — | -$0 | 1 | 2011-03-18 |
| NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC (NQN) Delisted | 10%+ Owner | 0 | — | — | $216 | 2 | 2011-03-18 |
| NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND (NMYpC) Delisted | 10%+ Owner | 500 | — | — | -$20 | 1 | 2011-03-18 |
| NCV | 10%+ Owner | 0 | $17.20 | $0 | -$5 | 1 | 2011-03-18 |
| NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND (NQP) Delisted | 10%+ Owner | 640 | $12.03 | $7.7K | $38 | 1 | 2011-03-18 |
| NPT | 10%+ Owner | 1,150 | $2.17 | $2.5K | -$76 | 1 | 2011-03-18 |
| NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NUJpC) Delisted | 10%+ Owner | 0 | — | — | $161 | 1 | 2011-03-18 |
| BTZ | 10%+ Owner | 200 | $10.14 | $2.0K | $812 | 4 | 2011-03-17 |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 10%+ Owner | 1,000 | — | — | $780 | 1 | 2011-03-17 |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. (BKN) Delisted | 10%+ Owner | 0 | $11.54 | $0 | $365 | 1 | 2011-03-17 |
| BLACKROCK DIVIDEND INCOME TRUST (BQY) Delisted | 10%+ Owner | 875 | — | — | $206 | 1 | 2011-03-17 |
| Global Income & Currency Fund Inc. (GCF) Delisted | 10%+ Owner | 1,000 | — | — | $115 | 1 | 2011-03-17 |
| ERC | 10%+ Owner | 0 | $8.94 | $0 | $3.7K | 2 | 2011-03-17 |
| DSM | 10%+ Owner | 0 | $6.11 | $0 | $0 | 2 | 2011-03-17 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | 10%+ Owner | 0 | $10.74 | $0 | $174 | 1 | 2011-03-17 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 10%+ Owner | 0 | $15.17 | $0 | $79 | 2 | 2011-03-17 |
| EATON VANCE NEW JERSEY MUNICIPAL BOND FUND (EMJ) Delisted | 10%+ Owner | 731 | — | — | -$264 | 1 | 2011-03-17 |
| BLACKROCK MARYLAND MUNICIPAL BOND TRUST (BZM) Delisted | 10%+ Owner | 0 | $15.00 | $0 | $34 | 1 | 2011-03-17 |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST III (BPP) Delisted | 10%+ Owner | 0 | — | — | $271 | 3 | 2011-03-17 |
| Invesco California Municipal Income Trust (IIC) Delisted | 10%+ Owner | 0 | — | — | -$30 | 1 | 2011-03-17 |
| BGT | 10%+ Owner | 0 | $10.75 | $0 | $2 | 1 | 2011-03-17 |
| NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (NWIpC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-01 |
| NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC (NCP) Delisted | 10%+ Owner | 65 | — | — | $0 | 1 | 2011-01-21 |
| VALIDUS HOLDINGS LTD (VR) Delisted | Director | 5,714,281 | $25.61 | $146.34M | $10.7K | 16 | 2011-01-03 |
| LIBBEY INC (LBY) Delisted | 10%+ Owner | 3,188,618 | — | — | $0 | 1 | 2010-08-17 |
| EAD | 10%+ Owner | 0 | $6.42 | $0 | $370 | 2 | 2009-12-02 |
| NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (NUN) Delisted | 10%+ Owner | 0 | — | — | -$164 | 2 | 2009-11-16 |
| Invesco Van Kampen Trust for Value Municipals (VIM) Delisted | 10%+ Owner | 0 | — | — | $156 | 1 | 2009-10-30 |
| GABELLI EQUITY TRUST INC (GABrw) Delisted | 10%+ Owner | 0 | — | — | -$5 | 1 | 2009-10-21 |
| TORTOISE ENERGY CAPITAL CORP (TYY) Delisted | 10%+ Owner | 0 | — | — | -$246.9K | 3 | 2009-10-13 |
| CHI | 10%+ Owner | 200 | $12.59 | $2.5K | -$100 | 1 | 2009-10-09 |
| RNP | 10%+ Owner | 250 | $20.51 | $5.1K | $497 | 3 | 2009-10-09 |
| BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST (BZA) Delisted | 10%+ Owner | 62 | — | — | -$21 | 1 | 2009-10-09 |
| COHEN & STEERS REIT & UTILITY INCOME FUND INC (RTU) Delisted | 10%+ Owner | 200 | — | — | -$4 | 1 | 2009-08-21 |
| IPC Healthcare, Inc. (OPTR) Delisted | Director | 1,318,535 | — | — | -$46.20M | 3 | 2008-08-28 |
Recent Filings · Page 8 of 64
639 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-09-20 | PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) Delisted | Other (J) | −502 | -$11.86M | EDGAR |
| 2023-09-18 | AFB | Other (J) | −7,062 | $0 | EDGAR |
| 2023-07-24 | LEO | Other (J) | −320 | -$8.00M | EDGAR |
| 2023-07-20 | BNY MELLON MUNICIPAL INCOME, INC. (DMF) Delisted | Other (J) | −390 | -$9.75M | EDGAR |
| 2023-07-19 | LEO | Other (J) | −810 | -$20.25M | EDGAR |
| 2023-03-31 | NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND (NUO) Delisted | Other (J) | −2,960 | $0 | EDGAR |
| 2022-11-30 | NMS | Other (J) | −60 | $0 | EDGAR |
| 2022-11-21 | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | Sell (S) | −310 | -$14.72M | EDGAR |
| 2022-11-21 | SBI | Sell (S) | −8 | -$190.0K | EDGAR |
| 2022-04-13 | MUJ | Other (J) | +3,600 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.