AVK · Insider Trading
Advent Convertible and Income Fund
Every open-market purchase and sale reported by AVK officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-05-01 | Nancy E. Stuebe | Director | Buy | +600 | +$6.73K |
| 2025-02-14 | Nancy E. Stuebe | Director | Buy | +500 | +$6.14K |
| 2024-10-21 | Ronald Nyberg | Trustee | Buy | +3,671 | +$41.41K |
| 2024-10-21 | Nancy E. Stuebe | Director | Buy | +1,576 | +$17.78K |
| 2024-10-21 | Tracy V Maitland | CHAIRMAN, PRESIDENT & CEO | Buy | +13,179 | +$148.66K |
| 2024-10-21 | Gerald L Seizert | Director | Buy | +1,227 | +$13.84K |
| 2024-10-21 | Randall C Barnes | Director | Buy | +3,785 | +$42.69K |
| 2024-10-18 | Daniel Black | Director | Buy | +1,000 | +$11.28K |
| 2024-10-18 | Tony Huang | V.P. & Assistant Secretary | Buy | +2,300 | +$25.94K |
| 2024-05-02 | Nancy E. Stuebe | Director | Buy | +500 | +$5.85K |
| 2024-02-02 | Nancy E. Stuebe | Director | Buy | +400 | +$4.75K |
| 2023-12-22 | Tracy V Maitland | CHAIRMAN, PRESIDENT & CEO | Sell | −7,163 | −$80.01K |
| 2023-11-08 | Nancy E. Stuebe | Director | Buy | +400 | +$4.10K |
| 2023-08-02 | Nancy E. Stuebe | Director | Buy | +375 | +$4.44K |
| 2023-07-18 | Tracy V Maitland | CHAIRMAN, PRESIDENT & CEO | Sell | −59,048 | −$690.28K |
| 2023-07-18 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Sell | −59,048 | −$690.28K |
| 2023-06-13 | Nancy E. Stuebe | Director | Buy | +345 | +$4.00K |
| 2023-05-17 | Nancy E. Stuebe | Director | Buy | +345 | +$4.00K |
| 2023-01-26 | Nancy E. Stuebe | Director | Buy | +400 | +$4.95K |
| 2022-10-24 | Nancy E. Stuebe | Director | Buy | +450 | +$4.82K |
| 2022-05-13 | Nancy E. Stuebe | Director | Buy | +275 | +$3.53K |
| 2022-03-14 | Nancy E. Stuebe | Director | Buy | +258 | +$3.80K |
| 2022-01-13 | Randall C Barnes | Director | Buy | +1,370 | +$24.48K |
| 2022-01-11 | Randall C Barnes | Director | Buy | +1,000 | +$18.20K |
| 2022-01-07 | Nancy E. Stuebe | Director | Buy | +549 | +$10.29K |
| 2022-01-06 | Gerald L Seizert | Director | J | +1,500 | — |
| 2022-01-05 | Randall C Barnes | Director | Buy | +1,000 | +$18.25K |
| 2021-12-30 | Randall C Barnes | Director | Buy | +1,000 | +$17.75K |
| 2021-12-29 | Tracy V Maitland | CHAIRMAN, PRESIDENT & CEO | Sell | −94,000 | −$1.67M |
| 2021-12-29 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Sell | −94,000 | −$1.67M |
| 2021-11-24 | Gerald L Seizert | Director | Sell | −23,890 | −$442.52K |
| 2021-07-20 | Randall C Barnes | Director | Buy | +640 | +$11.63K |
| 2020-02-05 | Gerald L Seizert | Director | Sell | −28,519 | −$441.35K |
| 2020-01-31 | Gerald L Seizert | Director | Sell | −59,610 | −$926.59K |
| 2019-12-23 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | +21,000 | +$285.76K |
| 2019-12-23 | Tracy V Maitland | Chairman, President & CEO | Buy | +21,000 | +$285.76K |
| 2019-09-10 | Michael A Smart | Director | Buy | +3 | +$43 |
| 2019-09-03 | Michael A Smart | Director | Buy | +4,697 | +$66.87K |
| 2019-04-15 | Michael A Smart | Director | Sell | −1,400 | −$20.98K |
| 2019-03-01 | Gerald L Seizert | Director | — | — | — |
| 2019-02-13 | Michael A Smart | Director | Sell | −1,500 | −$21.75K |
| 2019-01-30 | Gerald L Seizert | Director | J | — | — |
| 2019-01-16 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | +21,000 | +$285.76K |
| 2019-01-16 | Tracy V Maitland | Chairman, President & CEO | Buy | +21,000 | +$285.76K |
| 2019-01-11 | Tracy V Maitland | Chairman, President & CEO | Buy | +15,000 | +$203.01K |
| 2019-01-11 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | +15,000 | +$203.01K |
| 2018-12-31 | Michael A Smart | Director | Sell | −140 | −$1.74K |
| 2018-12-28 | Derek Medina | Director | Buy | +4,099 | +$51.47K |
| 2018-12-27 | Michael A Smart | Director | Sell | −500 | −$6.14K |
| 2018-10-12 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | +20,000 | +$293.96K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Nancy E. Stuebe | Director | 7,905 | $85.82K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AVK quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.