AVK (Advent Convertible and Income Fund)
Insider Trading Activity
Every open-market purchase and sale reported by AVK officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-05-01 | Nancy E. Stuebe | Director | Buy | — | — |
| 2025-02-14 | Nancy E. Stuebe | Director | Buy | — | — |
| 2024-10-21 | RONALD NYBERG | Trustee | Buy | — | — |
| 2024-10-21 | Nancy E. Stuebe | Director | Buy | — | — |
| 2024-10-21 | TRACY V MAITLAND | CHAIRMAN, PRESIDENT & CEO | Buy | — | — |
| 2024-10-21 | GERALD L SEIZERT | Director | Buy | — | — |
| 2024-10-21 | Randall C Barnes | Director | Buy | — | — |
| 2024-10-18 | Daniel Black | Director | Buy | — | — |
| 2024-10-18 | Tony Huang | V.P. & Assistant Secretary | Buy | — | — |
| 2024-05-02 | Nancy E. Stuebe | Director | Buy | — | — |
| 2024-02-02 | Nancy E. Stuebe | Director | Buy | — | — |
| 2023-12-22 | TRACY V MAITLAND | CHAIRMAN, PRESIDENT & CEO | Sell | — | — |
| 2023-11-08 | Nancy E. Stuebe | Director | Buy | — | — |
| 2023-08-02 | Nancy E. Stuebe | Director | Buy | — | — |
| 2023-07-18 | TRACY V MAITLAND | CHAIRMAN, PRESIDENT & CEO | Sell | — | — |
| 2023-07-18 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Sell | — | — |
| 2023-06-13 | Nancy E. Stuebe | Director | Buy | — | — |
| 2023-05-17 | Nancy E. Stuebe | Director | Buy | — | — |
| 2023-01-26 | Nancy E. Stuebe | Director | Buy | — | — |
| 2022-10-24 | Nancy E. Stuebe | Director | Buy | — | — |
| 2022-05-13 | Nancy E. Stuebe | Director | Buy | — | — |
| 2022-03-14 | Nancy E. Stuebe | Director | Buy | — | — |
| 2022-01-13 | Randall C Barnes | Director | Buy | — | — |
| 2022-01-11 | Randall C Barnes | Director | Buy | — | — |
| 2022-01-07 | Nancy E. Stuebe | Director | Buy | — | — |
| 2022-01-06 | GERALD L SEIZERT | Director | J | — | — |
| 2022-01-05 | Randall C Barnes | Director | Buy | — | — |
| 2021-12-30 | Randall C Barnes | Director | Buy | — | — |
| 2021-12-29 | TRACY V MAITLAND | CHAIRMAN, PRESIDENT & CEO | Sell | — | — |
| 2021-12-29 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Sell | — | — |
| 2021-11-24 | GERALD L SEIZERT | Director | Sell | — | — |
| 2021-07-20 | Randall C Barnes | Director | Buy | — | — |
| 2020-02-05 | GERALD L SEIZERT | Director | Sell | — | — |
| 2020-01-31 | GERALD L SEIZERT | Director | Sell | — | — |
| 2019-12-23 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | — | — |
| 2019-12-23 | TRACY V MAITLAND | Chairman, President & CEO | Buy | — | — |
| 2019-09-10 | MICHAEL A SMART | Director | Buy | — | — |
| 2019-09-03 | MICHAEL A SMART | Director | Buy | — | — |
| 2019-04-15 | MICHAEL A SMART | Director | Sell | — | — |
| 2019-03-01 | GERALD L SEIZERT | Director | — | — | — |
| 2019-02-13 | MICHAEL A SMART | Director | Sell | — | — |
| 2019-01-30 | GERALD L SEIZERT | Director | J | — | — |
| 2019-01-16 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | — | — |
| 2019-01-16 | TRACY V MAITLAND | Chairman, President & CEO | Buy | — | — |
| 2019-01-11 | TRACY V MAITLAND | Chairman, President & CEO | Buy | — | — |
| 2019-01-11 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | — | — |
| 2018-12-31 | MICHAEL A SMART | Director | Sell | — | — |
| 2018-12-28 | DEREK MEDINA | Director | Buy | — | — |
| 2018-12-27 | MICHAEL A SMART | Director | Sell | — | — |
| 2018-10-12 | ADVENT CAPITAL MANAGEMENT /DE/ | — | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 2,417,600 | — |
| — | 10%+ Owner | 2,381,114 | — |
| — | CHAIRMAN, PRESIDENT & CEO | 65,749 | — |
| — | Director | 21,998 | — |
| — | — | 19,048 | — |
| — | Director | 15,140 | — |
| — | Trustee | 14,657 | — |
| — | Vice President | 11,812 | — |
| — | Director | 10,140 | — |
| — | V.P. & Assistant Secretary | 9,400 | — |
| — | Director | 7,905 | — |
| — | Director | 4,808 | — |
| — | Director | 4,500 | — |
| — | — | 3,088 | — |
| — | 10%+ Owner | 100 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AVK quote page; the site-wide leaderboard is on the insider transactions hub.