NRO · Insider Trading

Neuberger Real Estate Securities Income Fund Inc.

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Every open-market purchase and sale reported by NRO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

NRO — Recent Form 4 Transactions (latest 2018-01-12)

Filed	Insider	Role	Type	Shares	Value
2018-01-12	Faith Colish	—	Sell	−240	−$1.30K
2017-06-06	SUN LIFE FINANCIAL INC	10%+ Owner	J	−400	−$50.00K
2016-12-16	Steven Samuels	10%+ Owner	Sell	−180,384	−$955.22K
2016-12-15	Phillip Goldstein	10%+ Owner	Sell	−364,536	−$1.94M
2016-05-11	Steven Samuels	10%+ Owner	Buy	+195,868	+$1.05M
2016-05-09	Bulldog Investors, LLC	10%+ Owner	Buy	+118,380	+$626.84K
2015-07-17	Peter P Trapp	Director	Sell	−6,000	−$29.10K
2014-10-10	Peter P Trapp	Director	Buy	+2,000	+$9.74K
2013-12-04	SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK	10%+ Owner	J	−3,200	—
2013-11-21	SUN LIFE FINANCIAL INC	10%+ Owner	MIXED	−760	+$42.40M
2013-11-21	Sun Life Assurance Co of Canada (U.S.)	—	Sell	−160	−$84.80M
2013-06-05	Jack L Rivkin	Director	Sell	−25,296	−$126.40K
2013-05-10	Peter P Trapp	Director	Buy	+4,000	+$22.04K
2011-04-08	BANK OF AMERICA NA	10%+ Owner	J	−3,285	—
2011-03-18	BANK OF AMERICA CORP /DE/	10%+ Owner	MIXED	—	+$1.23K
2010-09-03	Jack L Rivkin	Director	Buy	+25,296	+$92.08K
2008-03-21	Martha Clark Goss	Director	Sell	−2	−$50.00K
2008-03-11	Faith Colish	Director	J	+140	—

NRO Insider Trading FAQ

Who are the insiders at NRO?

No current Form 4 beneficial owners are on file for NRO.

Are NRO insiders buying or selling?

Across the 18 most recent Form 4 filings for NRO, 5 were open-market purchases (code P) and 7 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is NRO insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent NRO filing is dated 2018-01-12.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NRO quote page; the site-wide leaderboard is on the insider transactions hub.