NRO (Neuberger Real Estate Securities Income Fund Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by NRO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2018-01-12 | FAITH COLISH | — | Sell | — | — |
| 2017-06-06 | SUN LIFE FINANCIAL INC | 10%+ Owner | J | — | — |
| 2016-12-16 | Steven Samuels | 10%+ Owner | Sell | — | — |
| 2016-12-15 | PHILLIP GOLDSTEIN | 10%+ Owner | Sell | — | — |
| 2016-05-11 | Steven Samuels | 10%+ Owner | Buy | — | — |
| 2016-05-09 | Bulldog Investors, LLC | 10%+ Owner | Buy | — | — |
| 2015-07-17 | PETER P TRAPP | Director | Sell | — | — |
| 2014-10-10 | PETER P TRAPP | Director | Buy | — | — |
| 2013-12-04 | LIFE INSURANCE & ANNUITY CO OF NEW YORK SUN | 10%+ Owner | J | — | — |
| 2013-11-21 | SUN LIFE FINANCIAL INC | 10%+ Owner | MIXED | — | — |
| 2013-11-21 | Life Assurance Co of Canada (U.S.) Sun | — | Sell | — | — |
| 2013-06-05 | JACK L RIVKIN | Director | Sell | — | — |
| 2013-05-10 | PETER P TRAPP | Director | Buy | — | — |
| 2011-04-08 | BANK OF AMERICA NA | 10%+ Owner | J | — | — |
| 2011-03-18 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2010-09-03 | JACK L RIVKIN | Director | Buy | — | — |
| 2008-03-21 | MARTHA CLARK GOSS | Director | Sell | — | — |
| 2008-03-11 | FAITH COLISH | Director | J | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 4,413,719 | — |
| — | 10%+ Owner | 4,363,851 | — |
| — | 10%+ Owner | 4,295,140 | — |
| — | Director | 3,796 | — |
| — | — | 1,600 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NRO quote page; the site-wide leaderboard is on the insider transactions hub.