PQOC PGIM Nasdaq-100 Buffer 12 ETF - October
ETFETF quote, holdings, sector allocation, technicals, and options analytics. Fibonacci levels
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PGIM Nasdaq-100 Buffer 12 ETF - October (PQOC) ETF
No description available.
- Exchange
- XNAS
- Inception
- 2024-12-27
- Has Options
- No
- Expense ratio
- 0.50% prospectus, filed Apr 1, 2026
- Assets
- $27M shares × price, Oct 9, 2026
- Trailing yield
- 0.00% paid annual
- Average daily volume
- $105K 30 sessions
- Holdings
- 10 top 10 are 103.2%
- Listed
- Dec 27, 2024 Nasdaq
Moves with. US large-cap stocks (67% of its variance, beta 0.50); Value over growth (14% of its variance, beta -0.12); High yield over Treasuries (5% of its variance, beta 0.28). These factors explain 90% of its daily moves over the last year.
Stated objective. The Funds investment objective is to provide investors with returns that match the price return of the Invesco QQQ Trust?, Series 1 up to a predetermined upside cap while providing a downside buffer against the first 12% (before fees and expenses) of the Invesco QQQ Trust?, Series 1 losses over the one-year Target Outcome Period. In seeking to achieve this investment objective, the Funds upside cap over the period October 1, 2025 through September 30, 2026 is 16.25% (before fees and expenses). (from the fund's prospectus)
- Jul 2026
- +$3.4M latest reported month
- Latest 3 months
- +$3.4M +15.4% of assets
- Latest 12 months
- +$17M +76.4% of assets
View as a table
| Month | Net flow |
|---|---|
| Jul 2026 | +$3.4M |
| Jun 2026 | +$1.9M |
| May 2026 | −$1.8M |
| Apr 2026 | +$819K |
| Mar 2026 | +$570K |
| Feb 2026 | +$3.7M |
| Jan 2026 | $0 |
| Dec 2025 | +$4.0M |
| Nov 2025 | +$846K |
| Oct 2025 | +$3.4M |
| Sep 2025 | +$279K |
| Aug 2025 | $0 |
Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 21 months ago
| Fund | Overlap | Fee | Assets | 1Y | |
|---|---|---|---|---|---|
| BUFRFT Vest Laddered Buffer ETF | — | 0.95% | $10.9B | +13.2% | compare |
| BALTInnovator Defined Wealth Shield ETF | — | 0.69% | $3.0B | +6.8% | compare |
| BUFDFT Vest Laddered Deep Buffer ETF | — | 0.95% | $2.2B | +10.5% | compare |
| BUFQFT Vest Laddered Nasdaq Buffer ETF | — | 1.00% | $1.7B | +16.7% | compare |
| FJANFT Vest U.S. Equity Buffer ETF - January | — | 0.85% | $1.5B | +13.8% | compare |
The largest other funds in the Buffer category.
- Authorized participants
- 4 active of 4 with agreements; top 3 did 96%
- Created · redeemed
- $9.1M · $4.2M over the fiscal year
- Redemptions in kind
- 99% creations 0% in kind
- Creation unit
- 10,000 shares
- Securities lending
- not authorized
- Diversification status
- Non-diversified may concentrate in fewer issuers
From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.
| Ex-Date | Pay Date | Amount | Type |
|---|---|---|---|
| 2025-12-30 | 2026-01-02 | $0.0013 | CD |
| Symbol | Name | Weight % | Asset Class | Country |
|---|---|---|---|---|
| — | CBOE GLOBAL MARKETS, INC. | 94.13% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | 4.63% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | 2.48% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | 2.48% | Derivative (equity) | US |
| — | (PIPA070) PGIM Core Government Money Market Fund | 1.06% | Short-term investment | US |
| — | CBOE GLOBAL MARKETS, INC. | 0.12% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | 0.12% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | -0.06% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | -0.06% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | -0.07% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | -0.07% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | -2.26% | Derivative (equity) | US |
| — | CBOE GLOBAL MARKETS, INC. | -2.47% | Derivative (equity) | US |
| Category | Weight | Value | Positions |
|---|---|---|---|
| Derivative (equity) | 99.61% | $22.3M | 9 |
| Short-term investment | 0.43% | $96713 | 1 |
| Month | '25 | '26 | Avg |
|---|---|---|---|
| Jan | 1.65% | 0.90% | 1.27% |
| Feb | -0.55% | -1.44% | -0.99% |
| Mar | -2.80% | -2.77% | -2.79% |
| Apr | 0.49% | 7.92% | 4.21% |
| May | 4.79% | 2.92% | 3.85% |
| Jun | 3.35% | 0.16% | 1.76% |
| Jul | 2.18% | -0.56% | 0.81% |
| Aug | 2.03% | 2.05% | 2.04% |
| Sep | 2.74% | 1.71% | 2.23% |
| Oct | 1.60% | 0.85%* | 1.23% |
| Nov | -0.21% | -- | -0.21% |
| Dec | 0.66% | -- | 0.66% |
| Total | 16.90% | 11.97% | 14.43% |
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
Momentum Oscillators
Volume & Volatility
Data Summary
LLM Stock Analysis Report
Executive Summary
BULLISH (Confidence Level: 8/10)
Key Drivers:
- Strong technical momentum with MACD and Stochastic indicators in bullish zones
- Trend strength indicators (ADX) indicating a strong uptrend
- Low volatility and beta, suggesting less risk
Primary Risks:
- Overbought RSI levels may lead to short-term correction
- Lack of recent news headlines may impact sentiment
Investment Thesis: PQOC is likely to continue its upward trend in the near term, driven by technical momentum and low volatility. However, overbought conditions may lead to a short-term pullback.
Recent News Sentiment Impact: No recent news headlines available, which may affect sentiment going forward.
Technical Analysis
Trend Direction: Short-term (1-4 weeks): Bullish; Medium-term (1-3 months): Bullish; Long-term (3-12 months): Neutral
Support/Resistance Levels:
- Upper Bollinger Band: $31.27
- Middle Bollinger Band: $30.77
- Lower Bollinger Band: $30.27
- SMA 20: $30.77
- SMA 50: $29.59
- SMA 200: $28.59
Momentum Signals:
- RSI (14): 80.01 (overbought)
- MACD signal: Bullish crossover
- Bollinger Bands position: Neutral (squeeze)
Volume Analysis: Volume trends and institutional interest signals:
- Volume SMA 20: 3495.25
- On-Balance Volume (OBV): 510307.43
- Volume Rate of Change: 455.03%
News & Sentiment Analysis
Recent Headlines Summary: No recent news headlines available.
Sentiment Assessment: Neutral (lack of recent news headlines)
Catalyst Identification: No upcoming events or earnings releases announced.
Market Narrative: The absence of recent news headlines may impact sentiment and lead to a short-term pullback, but the technical momentum remains strong.
Risk & Volatility Assessment
Beta Interpretation: Beta 0.68 (low risk)
Volatility Regime: Low volatility relative to historical levels
Options Market Signals: IV premium vs HV30: N/A (positive = implied richer than realized)
Downside Protection: Support levels at SMA 20, 50, and 200.
Market Context & Positioning
Sector Performance: PQOC's performance is strong within its sector.
Institutional Activity: Institutional interest signals are weak due to lack of recent news headlines.
Correlation Analysis: PQOC has a high correlation with the market (R-squared interpretation).
Relative Valuation: PQOC is positioned within a trading range, with support and resistance levels nearby.
Key Levels & Action Items
Critical Price Levels: Support at SMA 20, 50, and 200; Resistance at Upper Bollinger Band ($31.27)
Breakout/Breakdown Levels: No specific levels identified due to lack of recent price action.
Time-Sensitive Catalysts: Earnings release scheduled for [insert date].
Risk Management: Stop-loss levels should be set around SMA 20 and 50 levels, with position sizing considering the low volatility.
Please note that this analysis is based on the provided data and may not reflect actual market conditions or future performance. It is essential to continuously monitor and update the analysis as new information becomes available.
PQOC Options Activity & IV Rank
Each spread is ranked by a composite score built in three stages. Full documentation →
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Enter a ticker to render the implied volatility surface.
Enter a ticker to render the implied volatility smile.
Risk Metrics
Analysis Details
Data Points: 251
Period: 252 trading days
Low volatility - stock moves less than market
PQOC Institutional Ownership (13F)
Latest filings — 2026-06-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
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| # | Filer | Notional Value | % of Total | Period |
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| Symbol | Name | Weight % | Price | 1 Day | 1 Week | 1 Month |
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