STT · Insider Trading

State Street Corporation

Every open-market purchase and sale reported by STT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
11
code S
Reporting Insiders
8
current holders
STT — Recent Form 4 Transactions (latest 2026-10-28)
FiledInsiderRole TypeSharesValue
2026-10-28 W. Bradford Hu EVP and Chief Risk Officer Sell −7,099 −$1.20M
2026-10-22 Karl Alexander Vollert Director F −118 −$20.65K
2026-10-22 Hanley Ronald P O Chairman, CEO and President Sell −14,554 −$2.40M
2026-10-13 Karl Alexander Vollert Director A +784 —
2026-09-04 Michael L Richards EVP and Chief Admin Officer G −1,009 —
2026-09-02 Craig Jack Read EVP, Global Controller and CAO A +9,408 —
2026-08-18 Hanley Ronald P O Chairman, CEO and President MIXED −10,500 −$404.99K
2026-08-18 Michael L Richards EVP and Chief Admin Officer F −196 −$37.58K
2026-08-18 Mostapha Tahiri EVP and COO F −54 −$10.35K
2026-08-04 Elizabeth Schaefer SVP, Chief Accounting Officer Sell −500 −$90.59K
2026-07-28 W. Bradford Hu EVP and Chief Risk Officer Sell −9,758 −$1.80M
2026-07-23 Kathryn M Horgan Executive Vice President Sell −5,523 −$1.02M
2026-07-23 Hanley Ronald P O Chairman, CEO and President Sell −14,553 −$2.68M
2016-05-17 Sean P Newth SVP, CAO and Controller F −227 −$13.45K
2016-05-17 Hanley Ronald P O EVP; President and CEO of SSGA F −2,210 −$130.90K
2016-05-17 Jeff D Conway Executive Vice President F −2,417 −$143.16K
2016-04-05 Jeffrey N Carp EVP, CLO and Secretary Sell −25,000 −$1.45M
2016-03-02 Michael W Bell EVP and CFO A +28,324 —
2016-03-02 Jeffrey N Carp EVP, CLO and Secretary A +24,784 —
2016-03-02 Hanley Ronald P O EVP; President and CEO of SSGA A +37,529 —
2016-03-02 James S Phalen Vice Chairman A +36,821 —
2016-03-02 Andrew P Kuritzkes EVP and Chief Risk Officer A +17,702 —
2016-03-02 Alison A. Quirk Executive Vice President A +14,162 —
2016-03-02 Gunjan Kedia Executive Vice President A +15,736 —
2016-03-02 Joseph L Hooley Chairman and CEO A +70,810 —
2016-03-02 Wai-Kwong Seck Executive Vice President A +12,746 —
2016-03-02 Sean P Newth SVP, CAO and Controller A +6,307 —
2016-03-02 Michael F Rogers President and COO A +47,925 —
2016-03-02 Jeff D Conway Executive Vice President A +781 —
2016-02-17 Jeff D Conway Executive Vice President F −2,889 −$157.97K
2016-02-17 Jeffrey N Carp EVP, CLO and Secretary F −31,584 −$1.73M
2016-02-17 Michael W Bell EVP and CFO F −9,049 −$494.80K
2016-02-17 James S Phalen Vice Chairman F −39,430 −$2.16M
2016-02-17 Alison A. Quirk Executive Vice President MIXED −33,408 −$1.84M
2016-02-17 Gunjan Kedia Executive Vice President F −2,926 −$159.99K
2016-02-17 Andrew P Kuritzkes EVP and Chief Risk Officer MIXED −34,101 −$1.87M
2016-02-17 Michael F Rogers President and COO F −40,122 −$2.19M
2016-02-17 Joseph L Hooley Chairman and CEO F −75,218 −$4.11M
2016-02-17 Sean P Newth SVP, CAO and Controller F −618 −$33.79K
2016-02-01 Sean P Newth SVP, CAO and Controller Sell −500 −$26.82K
2016-01-06 Jeffrey N Carp EVP, CLO and Secretary Sell −25,000 −$1.61M
2015-12-21 Lynn A Dugle Director A +942 —
2015-11-24 Joseph L Hooley Chairman and CEO Sell −36,871 −$2.69M
2015-11-16 Gunjan Kedia Executive Vice President F −2,382 −$166.64K
2015-11-16 Christopher Perretta Executive Vice President F −2,475 −$173.15K
2015-11-16 Sean P Newth SVP, CAO and Controller F −214 −$14.97K
2015-11-16 Jeff D Conway Executive Vice President F −4,074 −$285.02K
2015-11-13 Jeffrey N Carp EVP, CLO and Secretary MIXED — −$653.33K
2015-10-30 Joseph L Hooley Chairman and CEO Sell −36,308 −$2.54M
2015-10-29 Alison A. Quirk Executive Vice President G −750 —
STT — Current Insider Holders
InsiderRole Shares HeldValue
Hanley Ronald P O Chairman, CEO and President 286,232 $49.64M
Kathryn M Horgan Executive Vice President 103,171 $17.89M
Mostapha Tahiri EVP and COO 64,497 $11.18M
W. Bradford Hu EVP and Chief Risk Officer 42,695 $7.40M
Michael L Richards EVP and Chief Admin Officer 41,270 $7.16M
Craig Jack Read EVP, Global Controller and CAO 9,408 $1.63M
Elizabeth Schaefer SVP, Chief Accounting Officer 8,073 $1.40M
Karl Alexander Vollert Director 666 $115.49K
STT Insider Trading FAQ
Who are the insiders at STT?
8 officers, directors and 10%+ beneficial owners currently report holdings in STT via SEC Form 4.
Are STT insiders buying or selling?
Across the 50 most recent Form 4 filings for STT, 0 were open-market purchases (code P) and 11 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is STT insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent STT filing is dated 2026-10-28.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the STT quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.