Top Institutional Investors

FIRST FOUNDATION ADVISORS — 13F Holdings & Portfolio

CIK 1086763 · latest 13F-HR filed 2026-08-14

Backtest portfolio

FIRST FOUNDATION ADVISORS manages $2.78B in 13F-reported U.S. long-equity assets across 600 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MSFT (13.04%), IVV (6.87%), GOOG (4.13%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 29 new positions and exited 10; 170 existing positions rose in reported value and 75 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$2.78B

Long-equity book

Holdings
600

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+29 / −10 / ↑170 / ↓75

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
MSFT13.3% · -1%IVV8.1% · +2%GOOG4.7% · -2%IEFA4.1% · +8%AMD3.8% · +0%JEPI3.2% · -0%IEMG2.5% · +9%AMZN2.4% · -3%IWR2.3% · +5%GSLC2.3% · -3%AAPL2.3% · -22%MOAT2.2% · -20%BRK.B1.9% · -1%GSSC1.7% · -1%GSIE1.7% · -0%IWM1.6% · +18%PRFZ1.5% · -3%NVDA1.4% · -0%JPM1.2% · -2%APH1.0% · -6%IAU1.0% · +3%AMAT0.9% · -1%GEM0.8% · +5%IWF0.7% · +270%CMF0.7% · -11%UBER0.7% · +7%SCHW0.7% · +1%RSP0.7% · -0%MA0.6% · -2%CSRE0.6% · +188%PM0.6% · -1%AGG0.6% · -0%INFL0.6% · +29%CMDY0.6% · +113%AGGY0.5% · +3%ITOT0.5% · -1%GOOGL0.5% · -4%COST0.5% · -5%IEF0.4% · -5%GAL0.4% · +0%XYLD0.4% · -0%SPY0.4% · +6%JNJ0.4% · +3%META0.4% · -4%FSUN0.4% · newCOR0.4% · -4%LQD0.4% · +60%DGRO0.4% · +6%ASML0.4% · -16%CP0.4% · -3%JPRE0.4% · -33%QUAL0.4% · -7%IWP0.3% · +0%LOW0.3% · -1%IVW0.3% · +4%PWZ0.3% · +0%QCOM0.3% · -22%FTNT0.3% · -5%IJR0.3% · +10%AVGO0.3% · +15%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 29, 2026.

Assets Under Management
$5.06B
Discretionary
$4.98B
Employees
57
Accounts
3,373
Address
18101 VON KARMAN AVE
SUITE 700
IRVINE, CA 92612-1051
Phone
(949) 476-0300
Website
Name Title / Status Ownership Type
FIRSTSUN CAPITAL BANCORP Control100% STOCK OWNERSHIP
since Apr 2026
75% or moreDomestic Entity
HAKOPIAN, JOHN, AVAK ControlPRESIDENT/CHIEF INVESTMENT OFFICER
since Jun 2009
Less than 5%Individual
Roche, Robert, James ControlCHIEF COMPLIANCE OFFICER
since Oct 2025
Less than 5%Individual
Ownership & leadership changes · 10 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 8, 2026 filing
  • No longer listedBRITTON, JAMES, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Aug 2023
Apr 7, 2026 filing
  • No longer listedFIRST FOUNDATION INC. · 100% STOCK OWNERSHIP · 75% or more · control person · listed since Jun 2007
  • AddedFIRSTSUN CAPITAL BANCORP · 100% STOCK OWNERSHIP · 75% or more · control person
Nov 6, 2025 filing
  • No longer listedBRUCE, GREGORY, STEVEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2004
  • AddedRoche, Robert, James · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 16, 2025 filing
  • ChangedHAKOPIAN, JOHN, AVAK · title PRESIDENT/CO-CHIEF INVESTMENT OFFICER → PRESIDENT/CHIEF INVESTMENT OFFICER
Mar 31, 2025 filing
  • No longer listedCHAN, ANDREW, HAO EN · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Apr 2023
Oct 29, 2024 filing
  • No longer listedKELLER, ULRICH, EMANUEL · CHAIRMAN · Less than 5% · control person · listed since Dec 2002
Nov 1, 2023 filing
  • AddedBRITTON, JAMES, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
May 1, 2023 filing
  • AddedCHAN, ANDREW, HAO EN · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedHAKOPIAN, JOHN, AVAK · title PRESIDENT → PRESIDENT/CO-CHIEF INVESTMENT OFFICER
Feb 6, 2023 filing
  • No longer listedLOWNDES, EDWARD, JOHN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2020
  • No longer listedTHOMPSON, KEVIN · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jun 2020
Jun 29, 2020 filing
  • No longer listedMICHEL, JOHN, MATTHIAS · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2010
  • AddedLOWNDES, EDWARD, JOHN · CHIEF OPERATING OFFICER · Less than 5% · control person
  • AddedTHOMPSON, KEVIN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Older changes (1 more filing)
Mar 30, 2012 filing (earliest on record)
  • ListedBRUCE, GREGORY, STEVEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedFIRST FOUNDATION INC. · 100% STOCK OWNERSHIP · 75% or more · control person
  • ListedHAKOPIAN, JOHN, AVAK · PRESIDENT · Less than 5% · control person
  • ListedKELLER, ULRICH, EMANUEL · CHAIRMAN · Less than 5% · control person
  • ListedMICHEL, JOHN, MATTHIAS · CHIEF FINANCIAL OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 170 →

Top Trims

Show all 75 →

New Positions

Show all 29 →

Exited Positions

Show all 10 →

FIRST FOUNDATION ADVISORS Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MICROSOFT CORP MSFT 594918104 $362.8M 13.04% 972,626 SH
2 ISHARES TR IVV 464287200 $191.2M 6.87% 255,277 SH
3 ALPHABET INC GOOG 02079K107 $114.8M 4.13% 324,983 SH
4 ISHARES TR IEFA 46432F842 $106.5M 3.83% 1,102,632 SH
5 ADVANCED MICRO DEVICES INC AMD 007903107 $105.7M 3.80% 181,909 SH
6 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $79.2M 2.85% 1,401,879 SH
7 ISHARES INC IEMG 46434G103 $64.4M 2.31% 776,855 SH
8 AMAZON COM INC AMZN 023135106 $60.1M 2.16% 252,322 SH
9 ISHARES TR IWR 464287499 $59.2M 2.13% 536,656 SH
10 APPLE INC AAPL 037833100 $57.2M 2.06% 197,821 SH
11 VANECK ETF TRUST MOAT 92189F643 $56.5M 2.03% 543,800 SH
12 GOLDMAN SACHS ETF TR GSLC 381430503 $54.8M 1.97% 386,241 SH
13 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $43.8M 1.57% 87,545 SH
14 GOLDMAN SACHS ETF TR GSSC 381430602 $42.0M 1.51% 459,721 SH
15 ISHARES TR IWM 464287655 $41.1M 1.48% 136,759 SH
16 GOLDMAN SACHS ETF TR GSIE 381430107 $38.8M 1.39% 848,051 SH
17 INVESCO EXCHANGE TRADED FD T PRFZ 46137V597 $35.4M 1.27% 635,393 SH
18 NVIDIA CORPORATION NVDA 67066G104 $34.4M 1.24% 172,103 SH
19 ISHARES TR IVV 464287200 $33.9M 1.22% 45,219 SH
20 JPMORGAN CHASE & CO JPM 46625H100 $28.7M 1.03% 87,678 SH
21 ISHARES GOLD TR IAU 464285204 $25.3M 0.91% 335,644 SH
22 AMPHENOL CORP APH 032095101 $24.7M 0.89% 140,049 SH
23 APPLIED MATLS INC AMAT 038222105 $20.0M 0.72% 27,679 SH
24 GOLDMAN SACHS ETF TR GEM 381430206 $19.2M 0.69% 368,788 SH
25 ALPHABET INC GOOG 02079K107 $16.9M 0.61% 47,723 SH
26 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $16.6M 0.60% 78,121 SH
27 SCHWAB CHARLES CORP SCHW 808513105 $16.6M 0.60% 179,881 SH
28 UBER TECHNOLOGIES INC UBER 90353T100 $16.4M 0.59% 227,539 SH
29 PHILIP MORRIS INTL INC PM 718172109 $15.8M 0.57% 87,436 SH
30 COHEN & STEERS ETF TRUST CSRE 19249U104 $15.7M 0.56% 553,156 SH
31 ISHARES TR CMF 464288356 $15.6M 0.56% 270,339 SH
32 LISTED FDS TR INFL 53656F623 $15.2M 0.55% 304,955 SH
33 MASTERCARD INCORPORATED MA 57636Q104 $15.1M 0.54% 29,323 SH
34 ISHARES U S ETF TR CMDY 46431W598 $13.8M 0.50% 249,932 SH
35 WISDOMTREE TR AGGY 97717X511 $13.8M 0.50% 316,841 SH
36 ISHARES TR IWF 464287614 $13.4M 0.48% 108,212 SH
37 ISHARES TR ITOT 464287150 $12.2M 0.44% 74,496 SH
38 ISHARES TR IEF 464287440 $12.2M 0.44% 129,172 SH
39 COSTCO WHOLESALE CORPORATION COST 22160K105 $12.1M 0.43% 12,902 SH
40 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $11.7M 0.42% 15,695 SH
41 ISHARES TR AGG 464287226 $11.6M 0.42% 117,267 SH
42 JOHNSON & JOHNSON JNJ 478160104 $11.3M 0.41% 44,578 SH
43 FIRSTSUN CAP BANCORP FSUN 33767U107 $11.3M 0.40% 290,275 SH
44 SSGA ACTIVE ETF TR GAL 78467V400 $11.0M 0.39% 207,727 SH
45 META PLATFORMS INC META 30303M102 $10.7M 0.38% 18,990 SH
46 CANADIAN PACIFIC KANSAS CITY CP 13646K108 $10.2M 0.37% 117,721 SH
47 ISHARES TR DGRO 46434V621 $10.1M 0.36% 133,396 SH
48 ASML HLDG NV ASML N07059210 $9.9M 0.36% 4,995 SH
49 ALPHABET INC GOOGL 02079K305 $9.8M 0.35% 27,515 SH
50 ISHARES TR LQD 464287242 $9.8M 0.35% 89,582 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $2.78B 600 0001086763-26-000005
2026-03-31 2026-05-04 $2.48B 574 0001086763-26-000003
2025-12-31 2026-02-04 $2.65B 583 0001086763-26-000002
Filer Information
Address
18101 VON KARMAN AVENUE
STE 700
IRVINE, CA 92612
Phone
(949) 476-0300
Filing Manager
FIRST FOUNDATION ADVISORS
Irvine, CA
Signatory
ROBERT ROCHE
CCO