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KELLEHER FINANCIAL ADVISORS — 13F Holdings & Portfolio

CIK 1507971 · latest 13F-HR filed 2026-08-06

Backtest portfolio

KELLEHER FINANCIAL ADVISORS manages $704.8M in 13F-reported U.S. long-equity assets across 1,067 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (6.05%), RSP (3.98%), BRK.A (3.40%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 286 new positions and exited 125; 487 existing positions rose in reported value and 62 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$704.8M

Long-equity book

Holdings
1,067

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+286 / −125 / ↑487 / ↓62

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
TAOZ7.4% · +386%IVV6.5% · -18%GOOG4.7% · +64%AAPL4.6% · +64%BRK.A4.2% · -17%RSP4.0% · +509%MSFT3.1% · +50%SKM2.1% · newAMZN2.0% · +9%BRK.B2.0% · +37%GOOGL2.0% · +110%TCAF1.7% · +109%VTV1.6% · +93%DFAS1.6% · +176%PVAL1.5% · newAMERICAN CAPITAL1.5% · +90%VUG1.3% · +1134%NVDA1.2% · +123%SPY1.1% · +151%BINV1.1% · newVIG1.1% · +111%SHY1.1% · +342%VB0.9% · +103%JPM0.9% · +105%FMAG0.9% · newDFA U.S.0.8% · +92%META0.8% · -5%VDIG0.8% · newDFA U.S.0.7% · +90%AMERICAN CAPITAL0.7% · +94%EFG0.7% · newBNY DREYFUS0.7% · +23%ABBV0.6% · +50%TSLA0.6% · +122%BAC0.6% · +86%CSCO0.5% · +63%GS0.5% · +101%CGGR0.5% · newQQQ0.5% · -14%STG0.5% · newSHV0.5% · +5%SGOV0.5% · +5373%DIA0.5% · -22%JNJ0.5% · +22%LLY0.4% · +187%BLDR0.4% · +42%GLD0.4% · +101%NBIS0.4% · +35%VO0.4% · +634%UNITED STATES0.4% · +249%APO0.4% · +100%BNY DREYFUS0.4% · +52%AVEM0.3% · newGLW0.3% · +100%UNH0.3% · +136%VTI0.3% · +105%INEQ0.3% · newGILD0.3% · +100%CAT0.3% · +114%UTRE0.3% · +6639%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 14, 2026.

Assets Under Management
$1.15B
Discretionary
$631.8M
Employees
13
Accounts
749
Address
100 WALL STREET
SUITE 1501
NEW YORK, NY 10005
Phone
(212) 709-9400
Website
Name Title / Status Ownership Type
GOETCHIUS, ARTHUR, LEROY ControlCHIEF EXECUTIVE OFFICER/ MANAGER
since Feb 2006
Less than 5%Individual
KELLEHER, SEAN, MICHAEL ControlPRESIDENT/ MANAGER
since Nov 2019
Less than 5%Individual
LAVIN, WILLIAM, KANE ControlMANAGER
since Jan 2022
Less than 5%Individual
OUELLETTE, MICHAEL, ANTHONY ControlPRESIDENT, STARBOARD DIVISION
since Jan 2022
Less than 5%Individual
SORRENTINO, COLLEEN, PATRICIA ControlCHIEF INVESTMENT OFFICER/ MANAGER
since Nov 2000
Less than 5%Individual
WALL STREET ACCESS NY CORPORATION ControlMEMBER
since Jan 2022
75% or moreDomestic Entity
WEISENFLUH, BARTON, WALL ControlMANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION
since Jan 2022
Less than 5%Individual
Gould, Thayne, ECHIEF COMPLIANCE OFFICER
since Mar 2025
Less than 5%Individual
KELLEHER, SEAN, MICHAEL Control
Indirect owner via WALL STREET ACCESS NY CORPORATION
BENEFICIAL SHAREHOLDER
since Apr 2014
25–50%Individual
Ownership & leadership changes · 5 filings with changes since Feb 27, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2025 filing
  • No longer listedMARKS, KEITH, STANLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2022
  • AddedGould, Thayne, E · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 23, 2022 filing
  • No longer listedWALL STREET ACCESS CORPORATION · MEMBER · 75% or more · indirect via WALL STREET ACCESS, LLC · control person · listed since Jan 2001
  • No longer listedWALL STREET ACCESS, LLC · MEMBER · 75% or more · control person · listed since Nov 2000
  • AddedKELLEHER, SEAN, MICHAEL · BENEFICIAL SHAREHOLDER · 25–50% · indirect via WALL STREET ACCESS NY CORPORATION · control person
  • AddedLAVIN, WILLIAM, KANE · MANAGER · Less than 5% · control person
  • AddedMARKS, KEITH, STANLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedOUELLETTE, MICHAEL, ANTHONY · PRESIDENT, STARBOARD DIVISION · Less than 5% · control person
  • AddedWALL STREET ACCESS NY CORPORATION · MEMBER · 75% or more · control person
  • AddedWEISENFLUH, BARTON, WALL · MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION · Less than 5% · control person
  • ChangedGOETCHIUS, ARTHUR, LEROY · title CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER/ MANAGER
  • ChangedKELLEHER, SEAN, MICHAEL · title PRESIDENT → PRESIDENT/ MANAGER
  • ChangedSORRENTINO, COLLEEN, PATRICIA · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER/ MANAGER
Jun 22, 2022 filing
  • No longer listedVISCOVICH, GREGORY, DOMINIC · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2014
  • ChangedGOETCHIUS, ARTHUR, LEROY · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER
Mar 25, 2020 filing
  • No longer listedKELLEHER, DENIS, PATRICK · CHAIRMAN · Less than 5% · control person · listed since Nov 2000
  • AddedKELLEHER, SEAN, MICHAEL · PRESIDENT · Less than 5% · control person
Mar 27, 2014 filing
  • AddedVISCOVICH, GREGORY, DOMINIC · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedGOETCHIUS, ARTHUR, LEROY · title CHIEF COMPLIANCE OFFICER/ COO → CHIEF EXECUTIVE OFFICER
  • ChangedKELLEHER, DENIS, PATRICK · title CHIEF EXECUTIVE OFFICER → CHAIRMAN
Feb 27, 2012 filing (earliest on record)
  • ListedGOETCHIUS, ARTHUR, LEROY · CHIEF COMPLIANCE OFFICER/ COO · Less than 5% · control person
  • ListedKELLEHER, DENIS, PATRICK · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • ListedSORRENTINO, COLLEEN, PATRICIA · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ListedWALL STREET ACCESS CORPORATION · MEMBER · 75% or more · indirect via WALL STREET ACCESS, LLC · control person
  • ListedWALL STREET ACCESS, LLC · MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

KELLEHER FINANCIAL ADVISORS Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $42.6M 6.05% 56,945 SH
2 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $28.0M 3.98% 131,784 SH
3 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $24.0M 3.40% 32 SH
4 ALPHABET INC CAP STK CL C GOOG 02079K107 $19.2M 2.72% 54,314 SH
5 APPLE INC COM AAPL 037833100 $16.3M 2.31% 56,210 SH
6 MICROSOFT CORP COM MSFT 594918104 $14.3M 2.02% 38,245 SH
7 ALPHABET INC GOOG 02079K107 $13.2M 1.88% 37,431 SH
8 APPLE INC AAPL 037833100 $13.2M 1.87% 45,643 SH
9 AMERICAN BALANCED FUND CLASS F2 TAOZ 024071821 $12.3M 1.74% 299,647 SH
10 DIMENSIONAL ETF TRUST DFAS 25434V500 $11.0M 1.57% 134,186 SH
11 T. ROWE PRICE CAPITAL APPRECIATION FUND CLASS I TCAF 77954M303 $11.0M 1.56% 289,435 SH
12 PUTNAM ETF TRUST PVAL 746729300 $10.8M 1.53% 212,050 SH
13 AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 — 140194101 $10.4M 1.48% 127,085 SH
14 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $10.4M 1.48% 20,782 SH
15 VANGUARD INDEX FDS VANGUARD VALUE ETF VTV 922908744 $10.2M 1.44% 46,598 SH
16 AMERICAN GROWTH FUND OF AMERICA CLASS F2 — 399874825 $9.9M 1.40% 112,267 SH
17 AMERICAN INCOME FUND OF AMERICA CLASS F2 — 453320822 $8.7M 1.23% 317,788 SH
18 2023 ETF SERIES TRUST BINV 900934209 $8.0M 1.14% 191,105 SH
19 AMERICAN INVESTMENT COMPANY OF AMERICA FUND CLASS F2 — 461308827 $7.7M 1.09% 112,811 SH
20 VANGUARD INDEX FDS VANGUARD GROWTH ETF VUG 922908736 $7.4M 1.05% 86,160 SH
21 AMERICAN INVESTMENT COMPANY OF AMERICA FUND CLASS F3 — 461308777 $7.2M 1.03% 106,005 SH
22 AMAZON COM INC COM AMZN 023135106 $7.0M 0.99% 29,374 SH
23 AMAZON COM INC AMZN 023135106 $6.9M 0.97% 28,767 SH
24 VANGUARD SPECIALIZED FUNDS DIVID APPRECIATION ETF SHS VIG 921908844 $6.8M 0.96% 28,528 SH
25 ALPHABET INC CL A GOOGL 02079K305 $6.3M 0.89% 17,576 SH
26 FIDELITY CONTRA FUND — 316071109 $6.1M 0.87% 228,737 SH
27 ALPHABET INC GOOGL 02079K305 $6.1M 0.86% 17,060 SH
28 BERKSHIRE HATHAWAY INC DEL CL A BRK.A 084670108 $6.0M 0.85% 8 SH
29 DFA U.S. SMALL-CAP VALUE PORTFOLIO INSTITUTIONAL CLASS — 233203819 $6.0M 0.85% 98,224 SH
30 NVIDIA CORP COM NVDA 67066G104 $5.9M 0.84% 29,590 SH
31 AMERICAN GROWTH FUND OF AMERICA CLASS F3 — 399874775 $5.8M 0.83% 66,315 SH
32 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF VB 922908751 $5.7M 0.80% 18,708 SH
33 AMERICAN INCOME FUND OF AMERICA CLASS F3 — 453320772 $5.4M 0.76% 196,665 SH
34 VANGUARD DIVIDEND GROWTH FUND INVESTOR SHARES — 921908604 $5.3M 0.76% 168,994 SH
35 MICROSOFT CORP MSFT 594918104 $5.3M 0.75% 14,244 SH
36 DFA U.S. LARGE-CAP VALUE PORTFOLIO INSTITUTIONAL CLASS — 233203827 $5.3M 0.75% 81,125 SH
37 AMERICAN CAPITAL INCOME BUILDER FUND CLASS F3 — 140193780 $5.2M 0.74% 63,774 SH
38 STATE STR SPDR S&P 500 ETF TR TR UNIT SPY 78462F103 $5.1M 0.72% 6,814 SH
39 ISHARES TR EFG 464288885 $4.9M 0.69% 39,371 SH
40 BNY DREYFUS MONEY MARKET INCOME FUND WEALTH CLASS — 370375107 $4.8M 0.68% 4,794,036 SH
41 JPMORGAN CHASE & CO COM JPM 46625H100 $4.6M 0.66% 14,125 SH
42 META PLATFORMS INC CL A META 30303M102 $4.6M 0.66% 8,202 SH
43 BANK AMER CORP COM BAC 060505104 $4.2M 0.59% 73,436 SH
44 ISHARES TR SHY 464287457 $3.9M 0.56% 47,814 SH
45 AMERICAN BALANCED FUND CLASS F3 TAOZ 024071771 $3.7M 0.52% 89,888 SH
46 ISHARES TR 1-3 YR TREAS BD ETF SHY 464287457 $3.5M 0.50% 42,622 SH
47 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $3.5M 0.50% 74,082 SH
48 ISHARES TR SGOV 46436E718 $3.4M 0.48% 33,551 SH
49 ISHARES TR CORE S&P 500 ETF IVV 464287200 $3.4M 0.48% 4,488 SH
50 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $3.1M 0.44% 6,229 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $704.8M 1,067 0001999371-26-017142
2026-03-31 2026-05-08 $395.1M 845 0001999371-26-010268
2025-12-31 2026-01-20 $436.0M 866 0001999371-26-001248
Filer Information
Address
100 WALL STREET
SUITE 804
NEW YORK, NY 10005
Phone
(212) 709-9400
Filing Manager
KELLEHER FINANCIAL ADVISORS
NEW YORK, NY
Signatory
Thayne Gould
Chief Compliance Officer