Westside Investment Management, Inc. — 13F Holdings & Portfolio

CIK 1538383 · latest 13F-HR filed 2026-07-27

Westside Investment Management, Inc. manages $761.3M in 13F-reported U.S. long-equity assets across 1,902 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VYM (3.14%), QQQ (2.83%), VTI (2.76%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 62 new positions and exited 93; 717 existing positions rose in reported value and 336 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$761.3M

Long-equity book

Holdings

1,902

Distinct positions

Period

2026-06-30

Filed 2026-07-27

Q/Q Activity

+62 / −93 / ↑717 / ↓336

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

AAPL3.5% · -0%VYM3.4% · +0%QQQ3.0% · +1%VTI2.8% · -1%GOOGL2.2% · +0%TPC2.2% · -9%ETON2.0% · -8%AMZN1.9% · +1%MU1.7% · -21%IEFA1.5% · +1%GOOG1.5% · -0%MSFT1.4% · +3%COHR1.4% · -1%PBI1.4% · -2%AGG1.3% · +8%NVDA1.3% · +2%HROW1.2% · +20%AVGO1.2% · -1%SCMB1.2% · new META1.2% · +3%UBER1.1% · +1%VCR1.1% · -0%AMD1.1% · -2%XLK1.0% · -0%VIG1.0% · 0%CGBL1.0% · +12%SMH1.0% · -1%AVUV0.9% · +0%GLD0.9% · +4%URI0.8% · -0%QQQM0.8% · +1%XLV0.8% · +5%IUSB0.8% · +1%SDY0.8% · +2%MUB0.7% · +6%FCAL0.7% · -2%AMAT0.7% · 0%MLN0.6% · +11%IEMG0.6% · +4%SHOP0.6% · +0%SNOW0.6% · +5%XLF0.6% · +1%ABBV0.5% · -0%MINT0.5% · -0%QCOM0.5% · -1%VXUS0.5% · +4%NOC0.5% · 0%BCO0.5% · +16%IJR0.5% · +1%FIXD0.5% · 0%FMB0.5% · -3%LRCX0.5% · 0%AMGN0.5% · 0%HPE0.5% · -2%CVS0.5% · -14%FIDELITY ADVISOR0.5% · +10%IBB0.5% · 0%VHT0.5% · -1%CRWD0.5% · -12%VB0.4% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Assets Under Management

$888.8M

Discretionary

$888.8M

Employees

Accounts

755

Address

2444 WILSHIRE BLVD
SUITE 303
SANTA MONICA, CA 90403

Phone

(310) 315-9400

Website

www.westsideim.com
www.facebook.com/westsideim
x.com/westsideim

Name	Title / Status	Ownership	Type
CLARK, DAVID, TODD Control	SHAREHOLDER	75% or more	Individual
DTC INVESTMENT MANAGEMENT INC. Control	MEMBER	50–75%	Domestic Entity
FRAWLEY CAPITAL MANAGEMENT, INC. Control	MEMBER	50–75%	Domestic Entity
FRAWLEY, JAMES, MICHAEL Control	CHIEF COMPLIANCE OFFICER	Less than 5%	Individual
FRAWLEY, JAMES, MICHAEL Control	SHAREHOLDER	75% or more	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

MICRON TECHNOLOGY$7.8M +160.6%
ADVANCED MICRO$5.1M +170.1%
INVESCO QQQ$5.0M +28.2%
COHERENT CORP$4.1M +63.5%
ETON PHARMACEUTICALS$4.1M +35.2%

Show all 717 →

Top Trims

NORTHROP GRUMMAN-$1.4M -26.6%
JPMORGAN-$1.0M -29.7%
BALANCED POOL-$976.9K -78.7%
SPDR GOLD-$832.8K -11.1%
MEDTRONIC PLC-$807.9K -61.0%

Show all 336 →

New Positions

Show all 62 →

Exited Positions

HONEYWELL INTL$120.3K
DUPONT DE$74.7K
WIPRO LTD FSPONSORED ADR 1 ADR REPS 1 ORD COM$39.8K
VANGUARD SHORT TERM COR BD ETF$39.5K
THOMSON REUTERS CORP FEXCHANGE OFFER EXP: 04/27/26$30.5K

Show all 93 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Westside Investment Management, Inc. Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	VANGUARD HIGH	VYM	921946406	$23.9M	3.14%	151,427	SH
2	INVESCO QQQ	QQQ	46090E103	$21.5M	2.83%	29,208	SH
3	VANGUARD TOTAL	VTI	922908769	$21.0M	2.76%	56,839	SH
4	TUTOR PERINI	TPC	901109108	$16.5M	2.17%	198,767	SH
5	ETON PHARMACEUTICALS	ETON	29772L108	$15.6M	2.05%	430,660	SH
6	APPLE INC	AAPL	037833100	$13.7M	1.80%	47,258	SH
7	ALPHABET INC	GOOGL	02079K305	$13.4M	1.76%	37,503	SH
8	APPLE INC	AAPL	037833100	$12.4M	1.63%	43,004	SH
9	ISHARES CORE	IEFA	46432F842	$11.1M	1.46%	114,704	SH
10	PITNEY BOWES	PBI	724479100	$10.5M	1.38%	601,715	SH
11	COHERENT CORP	COHR	19247G107	$10.5M	1.38%	26,656	SH
12	HARROW INC	HROW	415858109	$9.5M	1.24%	223,051	SH
13	ISHARES CORE	AGG	464287226	$9.1M	1.20%	92,246	SH
14	AMAZON COM	AMZN	023135106	$9.1M	1.19%	38,077	SH
15	MICROSOFT CORP	MSFT	594918104	$8.1M	1.07%	21,847	SH
16	VANGUARD CONSUMER	VCR	92204A108	$7.5M	0.99%	18,908	SH
17	CAPITAL GROUP	CGBL	14021D107	$7.4M	0.98%	195,573	SH
18	ALPHABET INC	GOOG	02079K107	$7.3M	0.96%	20,714	SH
19	META PLATFORMS	META	30303M102	$7.3M	0.96%	12,958	SH
20	SCHWAB MUNICIPAL MONEY ULTRA	SCHW	808515753	$7.0M	0.92%	6,974,857	SH
21	UBER TECHNOLOGIES	UBER	90353T100	$6.9M	0.90%	95,265	SH
22	VANECK SEMICONDUCTOR	SMH	92189F676	$6.8M	0.89%	10,386	SH
23	VANGUARD DIVIDEND	VIG	921908844	$6.8M	0.89%	28,757	SH
24	MICRON TECHNOLOGY	MU	595112103	$6.7M	0.88%	5,806	SH
25	NVIDIA CORP	NVDA	67066G104	$6.6M	0.86%	32,897	SH
26	STATE STREET	XLK	81369Y803	$6.6M	0.86%	34,488	SH
27	SPDR GOLD	GLD	78463V107	$6.5M	0.85%	17,566	SH
28	AVANTIS U S	AVUV	025072877	$6.4M	0.85%	51,576	SH
29	UNITED RENTALS	URI	911363109	$6.2M	0.82%	5,513	SH
30	STATE STREET	SDY	78464A763	$6.0M	0.78%	39,215	SH
31	INVESCO NASDAQ	QQQM	46138G649	$5.8M	0.76%	19,104	SH
32	ISHARES CORE	IUSB	46434V613	$5.6M	0.74%	121,812	SH
33	ISHARES NATIONAL	MUB	464288414	$5.4M	0.71%	50,372	SH
34	STATE STREET	XLV	81369Y209	$5.2M	0.68%	32,575	SH
35	AMAZON COM INC	AMZN	023135106	$5.1M	0.67%	21,347	SH
36	MICRON TECHNOLOGY INC	MU	595112103	$5.1M	0.67%	4,389	SH
37	BROADCOM INC	AVGO	11135F101	$4.9M	0.64%	12,880	SH
38	VANECK LONG	MLN	92189F536	$4.8M	0.63%	270,643	SH
39	APPLIED MATERIALS	AMAT	038222105	$4.8M	0.63%	6,601	SH
40	BROADCOM INC	AVGO	11135F101	$4.5M	0.60%	11,994	SH
41	ISHARES CORE	IEMG	46434G103	$4.5M	0.59%	54,052	SH
42	ADVANCED MICRO	AMD	007903107	$4.3M	0.57%	7,457	SH
43	FIRST TRUST	FCAL	33739P863	$4.0M	0.53%	81,085	SH
44	VANGUARD TOTAL	VXUS	921909768	$4.0M	0.52%	46,733	SH
45	PIMCO EHNANCED	MINT	72201R833	$3.9M	0.51%	38,709	SH
46	ALPHABET INC CLASS C	GOOG	02079K107	$3.9M	0.51%	10,911	SH
47	BRINKS COMPANY	BCO	109696104	$3.8M	0.49%	39,768	SH
48	ISHARES CORE	IJR	464287804	$3.7M	0.49%	25,181	SH
49	ADVANCED MICRO DEVICES I	AMD	007903107	$3.7M	0.49%	6,409	SH
50	ABBVIE INC	ABBV	00287Y109	$3.7M	0.48%	14,649	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-07-27	$761.3M	1,902	0001538383-26-000004
2026-03-31	2026-05-04	$652.7M	1,945	0001538383-26-000002
2025-12-31	2026-01-23	$625.1M	1,944	0001538383-26-000001

Filer Information

Address

2444 WILSHIRE BLVD STE 303
SANTA MONICA, CA 90403

Phone

(310) 315-9400

Filing Manager

Westside Investment Management, Inc.

SANTA MONICA, CA

Signatory

DAVID TODD CLARK

MANAGING PARTNER