PIER 88 INVESTMENT PARTNERS LLC — 13F Holdings & Portfolio
CIK 1697366 · latest 13F-HR filed 2026-08-04
PIER 88 INVESTMENT PARTNERS LLC manages $420.7M in 13F-reported U.S. long-equity assets across 110 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ETSY (6.54%), GPN (6.09%), PPL CAP FDG INC (5.70%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 18 new positions and exited 20; 36 existing positions rose in reported value and 46 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$420.7M
Long-equity book
Holdings
110
Distinct positions
Period
2026-06-30
Filed 2026-08-04
Q/Q Activity
+18 / −20 / ↑36 / ↓46
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26ETSY6.5% · 0%GPN6.1% · 0%PPL5.7% · 0%NEEPT5.4% · 0%WEC5.0% · +114%BACPL4.8% · +19%MTH4.8% · 0%UBER4.8% · +29%GOOGM4.8% · newWFCPL4.5% · +20%FOUR4.2% · +15%EEFT3.2% · 0%SO3.1% · +322%HPEPC2.7% · -61%LNT2.6% · newARESPB2.4% · +18%WELL2.4% · +87%KKRPD2.2% · 0%BAPA1.7% · +11%DDOG1.7% · +29%GH1.6% · +165%APO1.5% · newPSAPF1.5% · newHALO1.3% · +72%MOG.A1.3% · +212%WDC1.3% · +115%DKNG1.3% · 0%ITT1.0% · -17%NTNX0.9% · +147%ATI0.8% · 0%ON0.8% · -73%BE0.3% · -43%GH0.2% · -22%JOBY0.2% · newKRYS0.2% · -31%DDOG0.2% · -21%WTTR0.2% · -57%LGND0.2% · -68%ALAB0.2% · -67%LSCC0.2% · -63%NET0.2% · +32%MDGL0.2% · +8%HALO0.2% · -55%IESC0.2% · -53%RDVT0.2% · -34%ATRO0.2% · -56%NAVN0.1% · newABCL0.1% · -34%CRDO0.1% · newIONQ0.1% · newSMCO0.1% · +10%SYNA0.1% · -68%IWO0.1% · 0%SDGR0.1% · -32%ABSI0.1% · -79%IWM0.1% · 0%DOV0.1% · -82%BBIO0.1% · -18%FRSH0.1% · +22%NBIX0.1% · -63%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 52.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 25, 2026.
Assets Under Management
$568.0M
Discretionary
$568.0M
Employees
5
Accounts
12
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AURIGEMMA, SEAN, JUDE Control | CHIEF COMPLIANCE OFFICER since Aug 2019 | Less than 5% | Individual |
| MCCULLOUGH, MITCHELL, PATRICK Control | PRESIDENT since Mar 2020 | 5–10% | Individual |
| TIMONS, FRANCIS, THOMAS Control | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER since Aug 2013 | 25–50% | Individual |
| RINCONADA PARTNERS, LLC | MEMBER since Sep 2013 | 5–10% | Domestic Entity |
| SLIPSTREAM VENTURES, LLC | MEMBER since Jan 2015 | 5–10% | Domestic Entity |
| THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE | MEMBER since Jan 2016 | 25–50% | Domestic Entity |
| WALROD, DAVID, BRADLEY | MEMBER since Sep 2013 | 5–10% | Individual |
| WALROD, DAVID, BRADLEY Control Indirect owner via RINCONADA PARTNERS, LLC | MANAGING MEMBER since Sep 2013 | 25–50% | Individual |
| WHITE, RICK, CHARLES Control Indirect owner via SLIPSTREAM VENTURES, LLC | MEMBER since Jan 2015 | 75% or more | Individual |
| Vanderlaan, Marco, Adrian Indirect owner via THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE | OFFICER since Nov 2019 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 11 filings with changes since Jan 15, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 25, 2026 filing
- No longer listedEDWARDS, GEORGE, DOUGLAS · MEMBER · 50–75% · indirect via MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC · control person · listed since Sep 2013
- No longer listedMERITAGE VENTURE PARTNERS OF TENNESSEE, LLC · MEMBER · 10–25% · listed since Sep 2013
- No longer listedSANDERS, WILLIAM, REID · MEMBER · 50–75% · indirect via MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC · control person · listed since Sep 2013
- ChangedMCCULLOUGH, MITCHELL, PATRICK · ownership Less than 5% → 5–10%
- ChangedWALROD, DAVID, BRADLEY · ownership Less than 5% → 5–10%
May 7, 2025 filing
- No longer listedWHITE, RICK,CHARLES · MEMBER · 75% or more · indirect via SLIPSTREAM VENTURES, LLC · control person · listed since Jan 2015
- AddedWHITE, RICK, CHARLES · MEMBER · 75% or more · indirect via SLIPSTREAM VENTURES, LLC · control person
Mar 25, 2024 filing
- No longer listedWALROD, DAVID, BRADLEY · MANAGING MEMBER · 25–50% · indirect via RINCONADA VENTURE PARTNERS LLC · control person · listed since Sep 2013
- AddedWALROD, DAVID, BRADLEY · MANAGING MEMBER · 25–50% · indirect via RINCONADA PARTNERS, LLC · control person
Mar 30, 2023 filing
- ChangedTHE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE · no longer a control person
Jun 17, 2022 filing
- No longer listedPreimesberger, David, Gerard · OFFICER · General partner, trustee or manager · indirect via THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE · listed since Jan 2016
- AddedVanderlaan, Marco, Adrian · OFFICER · General partner, trustee or manager · indirect via THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE
- ChangedTHE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE · now a control person
Mar 25, 2020 filing
- AddedAURIGEMMA, SEAN, JUDE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedMCCULLOUGH, MITCHELL, PATRICK · PRESIDENT · Less than 5% · control person
- ChangedTIMONS, FRANCIS, THOMAS · title CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER
Mar 22, 2019 filing
- No longer listedDILLMAN, GWENDYLIN · ASSISTANT PORTFOLIO MANAGER · Less than 5% · listed since Mar 2018
Nov 27, 2018 filing
- No longer listedFERTITTA, JACLYN, DANIELLE · CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Jan 2014
- AddedDILLMAN, GWENDYLIN · ASSISTANT PORTFOLIO MANAGER · Less than 5%
- ChangedTIMONS, FRANCIS, THOMAS · title CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER → CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER
Mar 20, 2018 filing
- No longer listedNLR VENTURES, LTD. · MEMBER · Less than 5% · listed since Jan 2016
- No longer listedSANDUSKY INVESTMENTS, LLC · MEMBER · Less than 5% · listed since Jan 2016
- ChangedTHE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE · title SHAREHOLDER → MEMBER; no longer a control person
May 6, 2016 filing
- No longer listedSCHWEITZER, LEANNE, MARIE · PORTFOLIO MANAGER · Less than 5% · control person · listed since Aug 2013
- AddedNLR VENTURES, LTD. · MEMBER · Less than 5%
- AddedSANDUSKY INVESTMENTS, LLC · MEMBER · Less than 5%
- ChangedWHITE, RICK,CHARLES · indirect via SLIPSTREAM VENTURES, LLC: ownership 50–75% → 75% or more
Older changes (2 more filings)
Jan 28, 2016 filing
- No longer listedWHITE, RICK · MEMBER · 50–75% · indirect via SLIPSTREAM VENTURES LLC · control person · listed since Jan 2015
- AddedPreimesberger, David, Gerard · OFFICER · General partner, trustee or manager · indirect via THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE
- AddedWHITE, RICK,CHARLES · MEMBER · 50–75% · indirect via SLIPSTREAM VENTURES, LLC · control person
- ChangedTHE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE · title MEMBER → SHAREHOLDER
Jan 15, 2016 filing (earliest on record)
- ListedEDWARDS, GEORGE, DOUGLAS · MEMBER · 50–75% · indirect via MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC · control person
- ListedFERTITTA, JACLYN, DANIELLE · CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedMERITAGE VENTURE PARTNERS OF TENNESSEE, LLC · MEMBER · 10–25%
- ListedRINCONADA PARTNERS, LLC · MEMBER · 5–10%
- ListedSANDERS, WILLIAM, REID · MEMBER · 50–75% · indirect via MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC · control person
- ListedSCHWEITZER, LEANNE, MARIE · PORTFOLIO MANAGER · Less than 5% · control person
- ListedSLIPSTREAM VENTURES, LLC · MEMBER · 5–10%
- ListedTHE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE · MEMBER · 25–50% · control person
- ListedTIMONS, FRANCIS, THOMAS · CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER · 25–50% · control person
- ListedWALROD, DAVID, BRADLEY · MEMBER · Less than 5%
- ListedWALROD, DAVID, BRADLEY · MANAGING MEMBER · 25–50% · indirect via RINCONADA VENTURE PARTNERS LLC · control person
- ListedWHITE, RICK · MEMBER · 50–75% · indirect via SLIPSTREAM VENTURES LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- WEC ENERGY GROUP INC$11.2M +114.1%
- SOUTHERN CO$10.0M +318.8%
- WELLTOWER INC$5.3M +114.9%
- GUARDANT HEALTH INC$4.6M +220.6%
- UBER TECHNOLOGIES INC$4.5M +28.1%
Top Trims
- ON SEMICONDUCTOR CORP-$6.5M -66.4%
- HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONV-$5.0M -30.7%
- DOVER CORP-$1.9M -80.2%
- NEXTERA ENERGY INC-$1.3M -5.4%
- MONOLITHIC PWR SYS INC-$1.2M -89.5%
New Positions
- ALPHABET INC$20.2M
- ALLIANT ENERGY CORP$11.0M
- CLOUDFLARE INC$6.4M
- JOBY AVIATION INC$913.3K
- NAVAN INC$628.9K
Exited Positions
- OKTA INC$16.5M
- VENTAS RLTY LTD PARTNERSHIP$13.3M
- AMERICAN WTR CAP CORP$6.9M
- MICROCHIP TECHNOLOGY INC. DEP$3.9M
- MEDTRONIC PLC$2.9M
PIER 88 INVESTMENT PARTNERS LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ETSY INC | ETSY | 29786AAN6 | $27.5M | 6.54% | 30,140,000 | PRN |
| 2 | GLOBAL PMTS INC | GPN | 37940XAU6 | $25.6M | 6.09% | 28,555,000 | PRN |
| 3 | PPL CAP FDG INC | — | 69352PAS2 | $24.0M | 5.70% | 21,130,000 | PRN |
| 4 | NEXTERA ENERGY INC | NEEPT | 65339F119 | $22.8M | 5.41% | 458,330 | SH |
| 5 | WEC ENERGY GROUP INC | WEC | 92939UAR7 | $21.0M | 5.00% | 16,984,000 | PRN |
| 6 | BANK OF AMER CORP 7.25 PERCENTAGE CNV PFD L | BACPL | 060505682 | $20.4M | 4.85% | 16,253 | SH |
| 7 | MERITAGE HOMES CORP | MTH | 59001ABF8 | $20.4M | 4.84% | 19,761,000 | PRN |
| 8 | UBER TECHNOLOGIES INC | UBER | 90353TAM2 | $20.3M | 4.83% | 16,979,000 | PRN |
| 9 | ALPHABET INC | GOOGM | 02079K404 | $20.2M | 4.80% | 396,700 | SH |
| 10 | WELLS FARGO & CO PERP PFD CNV A | WFCPL | 949746804 | $18.8M | 4.48% | 16,280 | SH |
| 11 | SHIFT4 PMTS INC | FOUR | 82452JAD1 | $17.8M | 4.24% | 18,726,000 | PRN |
| 12 | EURONET WORLDWIDE INC | EEFT | 298736AL3 | $13.6M | 3.24% | 16,080,000 | PRN |
| 13 | SOUTHERN CO | SO | 842587DZ7 | $13.1M | 3.12% | 11,910,000 | PRN |
| 14 | HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONV | HPEPC | 42824C208 | $11.3M | 2.69% | 97,940 | SH |
| 15 | ALLIANT ENERGY CORP | LNT | 018802AE8 | $11.0M | 2.61% | 9,980,000 | PRN |
| 16 | ARES MANAGEMENT CORPORATION 6.75 SE B PFD | ARESPB | 03990B309 | $10.1M | 2.41% | 276,200 | SH |
| 17 | WELLTOWER INC | WELL | 95040Q104 | $9.9M | 2.36% | 43,800 | SH |
| 18 | KKR & CO INC 6.25 CON SER D | KKRPD | 48251W500 | $9.4M | 2.23% | 235,810 | SH |
| 19 | BOEING CO DEP CONV PFD A | BAPA | 097023204 | $7.3M | 1.73% | 107,900 | SH |
| 20 | DATADOG INC | DDOG | 23804LAD5 | $7.1M | 1.70% | 5,020,000 | PRN |
| 21 | GUARDANT HEALTH INC | GH | 40131MAB5 | $6.8M | 1.60% | 5,429,000 | PRN |
| 22 | APOLLO GLOBAL MGMT INC SER A MAND CNV | APO | 03769M304 | $6.4M | 1.52% | 104,700 | SH |
| 23 | CLOUDFLARE INC | NET | 18915MAF4 | $6.4M | 1.51% | 5,023,000 | PRN |
| 24 | HALOZYME THERAPEUTICS INC | HALO | 40637HAD1 | $5.7M | 1.35% | 5,110,000 | PRN |
| 25 | MOOG INC | MOG.A | 615394202 | $5.6M | 1.32% | 13,100 | SH |
| 26 | WESTERN DIGITAL CORP | WDC | 958102105 | $5.5M | 1.31% | 8,600 | SH |
| 27 | DRAFTKINGS INC NEW | DKNG | 26142RAB0 | $5.4M | 1.28% | 5,780,000 | PRN |
| 28 | ITT INC | ITT | 45073V108 | $4.3M | 1.03% | 21,900 | SH |
| 29 | NUTANIX INC | NTNX | 67059NAK4 | $3.9M | 0.93% | 4,000,000 | PRN |
| 30 | ATI INC | ATI | 01741R102 | $3.5M | 0.84% | 18,000 | SH |
| 31 | ON SEMICONDUCTOR CORP | ON | 682189AU9 | $3.3M | 0.78% | 2,712,000 | PRN |
| 32 | BLOOM ENERGY CORP | BE | 093712107 | $1.1M | 0.26% | 3,600 | SH |
| 33 | GUARDANT HEALTH INC | GH | 40131M109 | $960.2K | 0.23% | 6,400 | SH |
| 34 | JOBY AVIATION INC | JOBY | 47775AAA9 | $913.3K | 0.22% | 1,007,000 | PRN |
| 35 | KRYSTAL BIOTECH INC | KRYS | 501147102 | $892.0K | 0.21% | 2,400 | SH |
| 36 | DATADOG INC | DDOG | 23804L103 | $885.2K | 0.21% | 3,400 | SH |
| 37 | SELECT WATER SOLUTIONS INC | WTTR | 81617J301 | $853.1K | 0.20% | 42,700 | SH |
| 38 | LIGAND PHARMACEUTICALS INC | LGND | 53220K504 | $821.8K | 0.20% | 2,600 | SH |
| 39 | ASTERA LABS INC | ALAB | 04626A103 | $821.1K | 0.20% | 1,700 | SH |
| 40 | LATTICE SEMICONDUCTOR CORP | LSCC | 518415104 | $734.2K | 0.17% | 4,800 | SH |
| 41 | CLOUDFLARE INC | NET | 18915M107 | $711.3K | 0.17% | 2,900 | SH |
| 42 | MADRIGAL PHARMACEUTICALS INC | MDGL | 558868105 | $698.0K | 0.17% | 1,300 | SH |
| 43 | HALOZYME THERAPEUTICS INC | HALO | 40637H109 | $665.3K | 0.16% | 8,500 | SH |
| 44 | IES HOLDINGS INC | IESC | 44951W106 | $661.2K | 0.16% | 900 | SH |
| 45 | RED VIOLET INC | RDVT | 75704L104 | $649.9K | 0.15% | 10,200 | SH |
| 46 | ASTRONICS CORP | ATRO | 046433108 | $633.8K | 0.15% | 7,800 | SH |
| 47 | NAVAN INC | NAVN | 639193101 | $628.9K | 0.15% | 27,500 | SH |
| 48 | ABCELLERA BIOLOGICS INC | ABCL | 00288U106 | $627.2K | 0.15% | 79,900 | SH |
| 49 | CREDO TECHNOLOGY GROUP HOLDI | CRDO | G25457105 | $625.5K | 0.15% | 2,300 | SH |
| 50 | IONQ INC | IONQ | 46222L108 | $623.1K | 0.15% | 11,700 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-04 | $420.7M | 110 | 0001104659-26-090282 |
| 2026-03-31 | 2026-07-31 | $389.7M | 112 | 0001104659-26-089184 |
| 2026-03-31 | 2026-05-11 | $401.8M | 112 | 0001104659-26-058467 |
| 2025-12-31 | 2026-02-04 | $447.3M | 117 | 0001104659-26-010142 |
| 2025-09-30 | 2025-10-31 | $533.5M | 113 | 0001104659-25-104907 |
Filer Information
Address
71 STEVENSON STREET, SUITE 825SAN FRANCISCO, CA 94105
Phone
(415) 814-8840
Filing Manager
PIER 88 INVESTMENT PARTNERS LLC
SAN FRANCISCO, CA
Signatory
Sean Aurigemma
Chief Compliance Officer