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Moloney Securities Asset Management, LLC — 13F Holdings & Portfolio

CIK 1697934 · latest 13F-HR filed 2025-11-05

Backtest portfolio

Moloney Securities Asset Management, LLC manages $840.3M in 13F-reported U.S. long-equity assets across 497 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are QQQ (3.04%), MSFT (2.98%), NVDA (2.80%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 50 new positions and exited 56; 188 existing positions rose in reported value and 127 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$840.3M

Long-equity book

Holdings
497

Distinct positions

Period
2025-09-30

Filed 2025-11-05

Q/Q Activity
+50 / −56 / ↑188 / ↓127

vs 2025-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 25
QQQ3.0% · +42%MSFT3.0% · -5%NVDA2.8% · -12%AAPL2.5% · -3%SPY2.2% · +61%TBIL2.1% · -66%AMZN1.9% · -4%SPTM1.9% · -8%GOOGL1.7% · +0%BRK.B1.6% · -1%IYW1.4% · +579%IVW1.2% · +302%META1.2% · -1%SPYM1.1% · +9%IYF1.1% · +1708%IYZ1.1% · newVOO1.1% · +281%IDU1.1% · newJPM1.1% · +12%BKLN1.0% · -2%FTSM1.0% · +13%EFA1.0% · +384%EEM0.9% · newIBM0.9% · -18%GOOG0.9% · +2%JEPQ0.9% · +187%VTI0.8% · -50%USMV0.8% · 0%IVV0.8% · -1%JNJ0.8% · -2%DGRW0.8% · -1%WMT0.8% · -11%SPYG0.7% · -3%GLW0.7% · -12%PG0.7% · -3%PEP0.7% · -10%FT0.7% · +1%EPS0.7% · +7%V0.6% · -3%XOM0.6% · -6%VIG0.5% · +0%LLY0.5% · -3%HD0.5% · -0%IWF0.5% · +29%USFR0.5% · -3%CVX0.5% · -3%MMM0.5% · -6%AMGN0.5% · -7%CSCO0.5% · -8%TFLO0.5% · -90%XYZ0.5% · -10%IEF0.5% · +817%BINC0.5% · +2%ICSH0.4% · +38%UNH0.4% · +25%ULST0.4% · -1%RSP0.4% · +1%UBER0.4% · +37%MDT0.4% · -6%LMT0.4% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 25 → Q3 25

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 22.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2025.

Assets Under Management
$1.39B
Discretionary
$1.30B
Employees
77
Accounts
4,390
Address
13537 BARRETT PARKWAY DRIVE, SUITE 300
MANCHESTER, MO 63021
Phone
(314) 909-0600
Website
This firm reports 5 disclosure items on its registration.
Name Title / Status Ownership Type
BRIAR GREEN HOLDINGS, INC. ControlMANAGING MEMBER
since Dec 2015
75% or moreDomestic Entity
HOLOWATUK, WILLIAM, JAMES ControlCHIEF COMPLIANCE OFFICER
since Aug 2024
Less than 5%Individual
MEDLEY, JOSEPH, RONALD ControlPRESIDENT OF MSAM
since Jan 2016
Less than 5%Individual
ROSEMAN, JEFFREY, PATRICK ControlVICE PRESIDENT & GENERAL COUNCIL
since May 2016
Less than 5%Individual
E.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11 Control
Indirect owner via BRIAR GREEN HOLDINGS, INC.
SHAREHOLDER
since Jul 2015
50–75%Domestic Entity
MOLONEY, SUSAN, ROTH Control
Indirect owner via E.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11
TRUSTEE
since Jul 2014
General partner, trustee or managerIndividual
Ownership & leadership changes · 11 filings with changes since Jan 6, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2025 filing
  • No longer listedHANCOCK, DONALD, RALPH · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Oct 2019
Aug 16, 2024 filing
  • ChangedHOLOWATUK, WILLIAM, JAMES · title DIRECTOR OF COMPLIANCE → CHIEF COMPLIANCE OFFICER
  • ChangedROSEMAN, JEFFREY, PATRICK · title CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & VICE PRESIDENT → VICE PRESIDENT & GENERAL COUNCIL
Aug 23, 2023 filing
  • AddedHOLOWATUK, WILLIAM, JAMES · DIRECTOR OF COMPLIANCE · Less than 5% · control person
May 18, 2023 filing
  • No longer listedMOLONEY, SUSAN, ROTH · TRUSTEE · General partner, trustee or manager · indirect via BRIAR GREEN HOLDINGS, INC. · control person · listed since Jul 2014
  • Listed againMOLONEY, SUSAN, ROTH · TRUSTEE · General partner, trustee or manager · indirect via E.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11 · control person
  • ChangedMEDLEY, JOSEPH, RONALD · now a control person
May 17, 2023 filing
  • No longer listedMOLONEY, SUSAN, ROTH · TRUSTEE · General partner, trustee or manager · indirect via E.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11 · control person · listed since Jul 2014
  • AddedMOLONEY, SUSAN, ROTH · TRUSTEE · General partner, trustee or manager · indirect via BRIAR GREEN HOLDINGS, INC. · control person
Mar 17, 2022 filing
  • Listed againMEDLEY, JOSEPH, RONALD · PRESIDENT OF MSAM · Less than 5%
Oct 17, 2019 filing
  • No longer listedWRISBERG, CATHLEEN, ANNE · GENERAL COUNSEL · Less than 5% · control person · listed since Jul 2015
  • Listed againHANCOCK, DONALD, RALPH · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • ChangedROSEMAN, JEFFREY, PATRICK · title CHIEF COMPLIANCE OFFICER & VICE PRESIDENT → CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & VICE PRESIDENT
Dec 8, 2016 filing
  • ChangedROSEMAN, JEFFREY, PATRICK · title VICE PRESIDENT & COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & VICE PRESIDENT
  • ChangedWRISBERG, CATHLEEN, ANNE · title CHIEF COMPLIANCE OFFICER & COUNSEL → GENERAL COUNSEL
May 27, 2016 filing
  • AddedROSEMAN, JEFFREY, PATRICK · VICE PRESIDENT & COMPLIANCE OFFICER · Less than 5% · control person
Feb 9, 2016 filing
  • No longer listedHANCOCK, DONALD, RALPH · CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER, CHAIRMAN · Less than 5% · control person · listed since Jan 2014
  • No longer listedKAYS, KENNETH, KEITH · DIRECTOR · Less than 5% · control person · listed since Jan 1998
  • No longer listedMEDLEY, JOSEPH, RONALD · DIRECTOR · Less than 5% · control person · listed since Dec 2002
  • No longer listedMOLONEY, EDWARD, JOHN · PRESIDENT /CHIEF OPERATING OFFICER/DIRECTOR · Less than 5% · control person · listed since Dec 2010
  • No longer listedWIESER, RYAN, MATHEW · VICE PRESIDENT/DIRECTOR OF OPERATIONS, DIRECTOR · Less than 5% · control person · listed since Dec 2013
  • ChangedBRIAR GREEN HOLDINGS, INC. · title OWNER → MANAGING MEMBER
Older changes (2 more filings)
Jan 13, 2016 filing
  • No longer listedRUST, ROBERT, RICHARD · VICE CHAIRMAN · Less than 5% · control person · listed since Dec 2010
  • ChangedHANCOCK, DONALD, RALPH · title CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER → CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER, CHAIRMAN
  • ChangedKAYS, KENNETH, KEITH · title EXECUTIVE VICE PRESIDENT → DIRECTOR
  • ChangedMEDLEY, JOSEPH, RONALD · title RIA PRESIDENT/CEO → DIRECTOR
  • ChangedMOLONEY, EDWARD, JOHN · title PRESIDENT & CHIEF OPERATING OFFICER → PRESIDENT /CHIEF OPERATING OFFICER/DIRECTOR
  • ChangedWIESER, RYAN, MATHEW · title VICE PRESIDENT/DIRECTOR OF OPERATIONS → VICE PRESIDENT/DIRECTOR OF OPERATIONS, DIRECTOR
Jan 6, 2016 filing (earliest on record)
  • ListedBRIAR GREEN HOLDINGS, INC. · OWNER · 75% or more · control person
  • ListedE.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11 · SHAREHOLDER · 50–75% · indirect via BRIAR GREEN HOLDINGS, INC. · control person
  • ListedHANCOCK, DONALD, RALPH · CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedKAYS, KENNETH, KEITH · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
  • ListedMEDLEY, JOSEPH, RONALD · RIA PRESIDENT/CEO · Less than 5% · control person
  • ListedMOLONEY, EDWARD, JOHN · PRESIDENT & CHIEF OPERATING OFFICER · Less than 5% · control person
  • ListedMOLONEY, SUSAN, ROTH · TRUSTEE · General partner, trustee or manager · indirect via E.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11 · control person
  • ListedRUST, ROBERT, RICHARD · VICE CHAIRMAN · Less than 5% · control person
  • ListedWIESER, RYAN, MATHEW · VICE PRESIDENT/DIRECTOR OF OPERATIONS · Less than 5% · control person
  • ListedWRISBERG, CATHLEEN, ANNE · CHIEF COMPLIANCE OFFICER & COUNSEL · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Moloney Securities Asset Management, LLC Holdings (2025-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TR UNIT SER 1 QQQ 46090E103 $25.5M 3.04% 42,486 SH
2 MICROSOFT CORP MSFT 594918104 $25.0M 2.98% 48,350 SH
3 NVIDIA CORP NVDA 67066G104 $23.5M 2.80% 125,884 SH
4 APPLE INC AAPL 037833100 $21.2M 2.52% 83,209 SH
5 SPDR S&P 500 ETF TRUST SPY 78462F103 $18.2M 2.17% 27,371 SH
6 RBB FD INC US TREASURY 3 MONTH TBIL 74933W452 $17.3M 2.05% 345,301 SH
7 AMAZON.COM INC AMZN 023135106 $16.1M 1.92% 73,356 SH
8 SPDR SERIES TRUST STATE STREET SPTM 78464A805 $15.8M 1.88% 195,940 SH
9 ALPHABET INC CLASS A COMMON ST GOOGL 02079K305 $14.4M 1.71% 59,170 SH
10 BERKSHIRE HATHAWAY CLASS B BRK.B 084670702 $13.1M 1.56% 26,046 SH
11 ISHARES U S TECHNOLOGY ETF IYW 464287721 $11.4M 1.36% 58,238 SH
12 ISHARES S&P 500 GROWTH ETF IVW 464287309 $10.0M 1.20% 83,244 SH
13 META PLATFORMS INC CLASS A META 30303M102 $9.9M 1.18% 13,522 SH
14 SPDR SERIES TRUST STATE STREET SPYM 78464A854 $9.5M 1.13% 121,430 SH
15 ISHARES U S FINANCIALS ETF IYF 464287788 $9.3M 1.11% 73,446 SH
16 ISHARES TRUST ISHARES U S TELE IYZ 464287713 $9.3M 1.11% 287,914 SH
17 VANGUARD S&P 500 ETF VOO 922908363 $9.3M 1.10% 15,114 SH
18 ISHARES U S UTILITIES ETF IDU 464287697 $9.2M 1.10% 83,105 SH
19 JPMORGAN CHASE & CO JPM 46625H100 $9.0M 1.07% 28,572 SH
20 INVESCO EXCHANGE TRADED FD TR BKLN 46138G508 $8.6M 1.03% 413,220 SH
21 FIRST TR EXCHANGE TRADED FD IV FTSM 33739Q408 $8.6M 1.02% 143,519 SH
22 ISHARES MSCI EAFE ETF EFA 464287465 $8.4M 1.00% 90,107 SH
23 ISHARES MSCI EMERGING MARKETS EEM 464287234 $7.8M 0.93% 146,068 SH
24 IBM CORP IBM 459200101 $7.6M 0.91% 27,010 SH
25 ALPHABET INC CLASS C CAPITAL S GOOG 02079K107 $7.4M 0.88% 30,363 SH
26 J P MORGAN EXCHANGE-TRADED FD JEPQ 46654Q203 $7.3M 0.86% 126,256 SH
27 VANGUARD INDEX FUNDS VANGUARD VTI 922908769 $7.1M 0.85% 21,697 SH
28 ISHARES TRUST ISHARES MSCI USA USMV 46429B697 $7.1M 0.84% 74,605 SH
29 ISHARES CORE S&P 500 ETF IVV 464287200 $6.9M 0.82% 10,235 SH
30 JOHNSON & JOHNSON JNJ 478160104 $6.8M 0.81% 36,523 SH
31 WISDOMTREE TRUST U S QUALITY D DGRW 97717X669 $6.7M 0.80% 75,238 SH
32 WALMART INC WMT 931142103 $6.4M 0.76% 61,729 SH
33 SPDR SERIES TRUST STATE STREET SPYG 78464A409 $5.7M 0.67% 54,129 SH
34 CORNING INC GLW 219350105 $5.6M 0.67% 68,528 SH
35 PROCTER & GAMBLE CO PG 742718109 $5.6M 0.66% 36,367 SH
36 PEPSICO INC PEP 713448108 $5.6M 0.66% 39,746 SH
37 FRANKLIN UNIVERSAL TRUST-SBI FT 355145103 $5.6M 0.66% 691,160 SH
38 WISDOMTREE TRUST WISDOMTREE U EPS 97717W588 $5.5M 0.65% 79,371 SH
39 VISA INC CL A COMMON STOCK V 92826C839 $5.0M 0.60% 14,649 SH
40 EXXON MOBIL CORP XOM 30231G102 $4.8M 0.57% 42,157 SH
41 VANGUARD SPECIALIZED FUNDS VAN VIG 921908844 $4.5M 0.54% 21,080 SH
42 ELI LILLY AND CO LLY 532457108 $4.5M 0.53% 5,854 SH
43 HOME DEPOT INC HD 437076102 $4.4M 0.52% 10,801 SH
44 ISHARES RUSSELL 1000 GROWTH ET IWF 464287614 $4.1M 0.49% 8,827 SH
45 WISDOMTREE TRUST WISDOMTREE FL USFR 97717Y527 $4.1M 0.49% 81,326 SH
46 CHEVRON CORPORATION CVX 166764100 $4.0M 0.47% 25,576 SH
47 3M COMPANY MMM 88579Y101 $4.0M 0.47% 25,555 SH
48 AMGEN INC AMGN 031162100 $3.9M 0.47% 13,967 SH
49 CISCO SYS INC CSCO 17275R102 $3.9M 0.47% 57,503 SH
50 ISHARES TREASURY FLOATING RATE TFLO 46434V860 $3.9M 0.46% 77,102 SH
Filing History
Period Filed AUM Holdings Accession
2025-09-30 2025-11-05 $840.3M 497 0001697934-25-000007
2025-06-30 2025-07-31 $808.9M 503 0001697934-25-000003