Arlington Financial Advisors, LLC — 13F Holdings & Portfolio
CIK 1716539 · latest 13F-HR filed 2026-07-22
Arlington Financial Advisors, LLC manages $787.5M in 13F-reported U.S. long-equity assets across 107 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGGO (7.85%), DFAW (6.92%), OSEA (6.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 17 new positions and exited 5; 64 existing positions rose in reported value and 10 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$787.5M
Long-equity book
Holdings
107
Distinct positions
Period
2026-06-30
Filed 2026-07-22
Q/Q Activity
+17 / −5 / ↑64 / ↓10
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26CGGO7.8% · -1%DFAW6.9% · +2%OSEA6.7% · +2%FNDF5.1% · -0%GRID5.0% · -2%AVEM4.9% · -2%JBND4.9% · +3%DSTL4.2% · +4%VTIP4.2% · +11%JAVA3.8% · +2%DUHP3.7% · +3%JGLO3.1% · +2%AVLV2.9% · +1%JGRO2.7% · +1%AVUV2.5% · +1%AAPL2.4% · -0%PXF1.8% · -4%BRK.B1.5% · +1%FNDX1.4% · -2%FNDA1.4% · -1%PRF1.3% · -1%GOOGL1.2% · -4%AMGN1.2% · +2%GOOG1.2% · -3%AMZN1.2% · -1%PRFZ1.1% · -2%COST1.1% · -1%JPM1.0% · +0%FBT0.8% · -3%DE0.8% · +0%RAFE0.7% · -0%SROI0.7% · -0%GILD0.7% · -1%ISRG0.7% · +3%CB0.7% · +12%CVX0.6% · -1%JCAL0.6% · newBLK0.6% · +1%SUSB0.6% · +1%SBUX0.6% · +3%DIS0.5% · +1%CRM0.4% · +10%NUSC0.4% · -0%DSI0.3% · -0%NKE0.3% · +2%MSFT0.3% · +2%STX0.2% · 0%BBAG0.1% · -7%XOM0.1% · +4%ASML0.1% · +8%SCHX0.1% · +6%INTC0.1% · newV0.1% · +1%IVV0.1% · -3%VUG0.1% · +463%TSM0.1% · 0%VTV0.1% · -4%GLW0.1% · 0%BIV0.1% · -2%LLY0.1% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 53.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 26, 2026.
Assets Under Management
$2.31B
Discretionary
$2.31B
Employees
14
Accounts
24
Address
THE JOHN HAND BUILDING
2000 MORRIS AVENUE, SUITE 1300
BIRMINGHAM, AL 35203
2000 MORRIS AVENUE, SUITE 1300
BIRMINGHAM, AL 35203
Phone
(205) 488-4300
Website
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ARLINGTON HOLDINGS, LLC Control | PARENT COMPANY/MEMBER since Jun 2003 | 75% or more | Domestic Entity |
| LEVANT, WILLIAM, ANTHONY Control | CHIEF INVESTMENT STRATEGIST since Jan 2007 | Less than 5% | Individual |
| PEARSON, RICHARD, LEE Control | CHIEF COMPLIANCE OFFICER since Mar 2024 | Less than 5% | Individual |
| POLK, KENNETH, HOWELL Control | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER since Jun 2003 | Less than 5% | Individual |
| ROWE, STEPHEN, JACKSON Control | GENERAL COUNSEL since Jan 2017 | Less than 5% | Individual |
| VANLANDINGHAM, EMILY Control | CHIEF OPERATING OFFICER since Jan 2010 | Less than 5% | Individual |
| ARLINGTON MANAGEMENT COMPANY, INC Control Indirect owner via ARLINGTON HOLDINGS, LLC | MANAGER since Jul 2012 | General partner, trustee or manager | Domestic Entity |
| MAIN STREET CAPITAL, LLC Control Indirect owner via ARLINGTON HOLDINGS, LLC | MEMBER since Sep 2021 | 25–50% | Domestic Entity |
| POLK 2021 IRREVOCABLE TRUST Control Indirect owner via MAIN STREET CAPITAL, LLC | MEMBER (CLASS B UNITS) since Dec 2021 | 25–50% | Domestic Entity |
| POLK, KENNETH, HOWELL Control Indirect owner via ARLINGTON HOLDINGS, LLC | MEMBER since Jan 2003 | 25–50% | Individual |
| POLK, KENNETH, HOWELL Control Indirect owner via MAIN STREET CAPITAL, LLC | MEMBER (CLASS A UNITS & CLASS B UNITS)/MANAGER since Jul 2016 | 50–75% | Individual |
| POLK, KENNETH, HOWELL Control Indirect owner via POLK 2021 IRREVOCABLE TRUST | TRUSTEE since Dec 2021 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 18 filings with changes since Mar 27, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 25, 2024 filing
- AddedPOLK 2021 IRREVOCABLE TRUST · MEMBER (CLASS B UNITS) · 25–50% · indirect via MAIN STREET CAPITAL, LLC · control person
- AddedPOLK, KENNETH, HOWELL · MEMBER (CLASS A UNITS & CLASS B UNITS)/MANAGER · 50–75% · indirect via MAIN STREET CAPITAL, LLC · control person
- AddedPOLK, KENNETH, HOWELL · TRUSTEE · General partner, trustee or manager · indirect via POLK 2021 IRREVOCABLE TRUST · control person
Mar 27, 2024 filing
- No longer listedBARBER, PETER, EARL · MANAGING DIRECTOR, FAMILY WEALTH PLANNING · Less than 5% · control person · listed since Nov 2009
- No longer listedROBBINS, ELLIOT, BRADFORD · FAMILY WEALTH PLANNING OFFICER · Less than 5% · control person · listed since Jul 2017
- No longer listedStephens, Craig, Martin · SENIOR FAMILY WEALTH ADVISOR · Less than 5% · control person · listed since Mar 2021
- AddedPEARSON, RICHARD, LEE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedROWE, STEPHEN, JACKSON · title GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL
Mar 16, 2023 filing
- No longer listedBARBER, PETER, EARL · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person · listed since Jan 2013
- No longer listedROWE, STEPHEN, J · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person · listed since Jan 2017
- No longer listedVANLANDINGHAM, EMILY · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person · listed since Jul 2013
- AddedStephens, Craig, Martin · SENIOR FAMILY WEALTH ADVISOR · Less than 5% · control person
- ChangedPOLK, KENNETH, HOWELL · indirect via ARLINGTON HOLDINGS, LLC: title EXECUTIVE OFFICER → MEMBER
Mar 31, 2022 filing
- AddedARLINGTON HOLDINGS, LLC · PARENT COMPANY/MEMBER · 75% or more · control person
- AddedARLINGTON MANAGEMENT COMPANY, INC · MANAGER · General partner, trustee or manager · indirect via ARLINGTON HOLDINGS, LLC · control person
- AddedBARBER, PETER, EARL · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person
- AddedMAIN STREET CAPITAL, LLC · MEMBER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person
- AddedPOLK, KENNETH, HOWELL · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person
- AddedROWE, STEPHEN, J · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person
- AddedVANLANDINGHAM, EMILY · EXECUTIVE OFFICER · 25–50% · indirect via ARLINGTON HOLDINGS, LLC · control person
- ChangedBARBER, PETER, EARL · title MEMBER/MANAGING DIRECTOR, FAMILY WEALTH PLANNING → MANAGING DIRECTOR, FAMILY WEALTH PLANNING; ownership 5–10% → Less than 5%
- ChangedPOLK, KENNETH, HOWELL · title MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER → CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER; ownership 75% or more → Less than 5%
- ChangedROBBINS, ELLIOT, BRADFORD · title MEMBER → FAMILY WEALTH PLANNING OFFICER
- ChangedROWE, STEPHEN, JACKSON · title MEMBER/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER; ownership 10–25% → Less than 5%
- ChangedVANLANDINGHAM, EMILY · title MEMBER/CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER; ownership 5–10% → Less than 5%
Mar 31, 2021 filing
- No longer listedLOGAN, GREGORY, P. · MEMBER · Less than 5% · control person · listed since Feb 2010
Oct 29, 2019 filing
- ChangedBARBER, PETER, EARL · title MEMBER/DIRECTOR OF FINANCIAL SERVICES/FAMILY WEALTH ADVISOR → MEMBER/MANAGING DIRECTOR, FAMILY WEALTH PLANNING
- ChangedPOLK, KENNETH, HOWELL · title MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER
- ChangedROWE, STEPHEN, JACKSON · title MEMBER → MEMBER/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
Mar 27, 2019 filing
- No longer listedTROTTER, CHRISTOPHER, ROBERT · MEMBER/CHIEF INVESTMENT OFFICER · 5–10% · control person · listed since Jan 2016
- ChangedLEVANT, WILLIAM, ANTHONY · now a control person
- ChangedPOLK, KENNETH, HOWELL · ownership 50–75% → 75% or more
Mar 28, 2018 filing
- ChangedLOGAN, GREGORY, P. · ownership 5–10% → Less than 5%
- ChangedROWE, STEPHEN, JACKSON · ownership Less than 5% → 10–25%
Mar 14, 2017 filing
- ChangedPOLK, KENNETH, HOWELL · ownership 75% or more → 50–75%
- ChangedROWE, STEPHEN, JACKSON · title MEMBER AND GENERAL COUNSEL → MEMBER
Jan 11, 2017 filing
- AddedROBBINS, ELLIOT, BRADFORD · MEMBER · Less than 5% · control person
- AddedROWE, STEPHEN, JACKSON · MEMBER AND GENERAL COUNSEL · Less than 5% · control person
- ChangedBARBER, PETER, EARL · now a control person
- ChangedLOGAN, GREGORY, P. · now a control person
Older changes (9 more filings)
Mar 28, 2016 filing
- ChangedTROTTER, CHRISTOPHER, ROBERT · now a control person
Jan 26, 2016 filing
- ChangedLOGAN, GREGORY, P. · ownership Less than 5% → 5–10%
Jan 13, 2016 filing
- ChangedBARBER, PETER, EARL · ownership Less than 5% → 5–10%
- ChangedTROTTER, CHRISTOPHER, ROBERT · title CHIEF INVESTMENT OFFICER → MEMBER/CHIEF INVESTMENT OFFICER; ownership Less than 5% → 5–10%
- ChangedVANLANDINGHAM, EMILY · ownership Less than 5% → 5–10%
Oct 26, 2015 filing
- AddedTROTTER, CHRISTOPHER, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
Mar 3, 2015 filing
- No longer listedBENNETT, RHETT, CHRISTIAN · MEMBER/CHIEF INVESTMENT OFFICER · 10–25% · control person · listed since Jan 2006
Sep 16, 2013 filing
- ChangedVANLANDINGHAM, EMILY · title CHIEF OPERATING OFFICER → MEMBER/CHIEF OPERATING OFFICER
Mar 27, 2013 filing
- ChangedBARBER, PETER, EARL · title MANAGING MEMBER/DIRECTOR OF FINANCIAL PLANNING SERVICES → MEMBER/DIRECTOR OF FINANCIAL SERVICES/FAMILY WEALTH ADVISOR
- ChangedBENNETT, RHETT, CHRISTIAN · title MANAGING MEMBER/CHIEF INVESTMENT OFFICER → MEMBER/CHIEF INVESTMENT OFFICER
- ChangedLOGAN, GREGORY, P. · title MANAGING MEMBER → MEMBER
- ChangedPOLK, KENNETH, HOWELL · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER
Feb 11, 2013 filing
- ChangedBARBER, PETER, EARL · title DIRECTOR OF FINANCIAL PLANNING SERVICES → MANAGING MEMBER/DIRECTOR OF FINANCIAL PLANNING SERVICES
Mar 27, 2012 filing (earliest on record)
- ListedBARBER, PETER, EARL · DIRECTOR OF FINANCIAL PLANNING SERVICES · Less than 5%
- ListedBENNETT, RHETT, CHRISTIAN · MANAGING MEMBER/CHIEF INVESTMENT OFFICER · 10–25% · control person
- ListedLEVANT, WILLIAM, ANTHONY · CHIEF INVESTMENT STRATEGIST · Less than 5%
- ListedLOGAN, GREGORY, P. · MANAGING MEMBER · Less than 5%
- ListedPOLK, KENNETH, HOWELL · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 75% or more · control person
- ListedVANLANDINGHAM, EMILY · CHIEF OPERATING OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- CAPITAL GROUP GBL GROWTH EQT$12.5M +25.3%
- DIMENSIONAL ETF TRUST$6.7M +14.0%
- AMERICAN CENTY ETF TR$5.8M +17.4%
- FIRST TR EXCHANGE-TRADED FD$5.0M +14.6%
- DIMENSIONAL ETF TRUST$4.2M +16.8%
Top Trims
- CHEVRON CORPORATION-$1.3M -20.8%
- INTUITIVE SURGICAL INC-$682.9K -11.4%
- NIKE INC-$668.5K -20.6%
- COSTCO WHOLESALE CORPORATION-$631.4K -7.1%
- GILEAD SCIENCES INC-$608.6K -10.0%
New Positions
- J P MORGAN EXCHANGE TRADED F$4.9M
- INTEL CORP$948.8K
- SANDISK CORP$377.4K
- WESTERN DIGITAL CORP$319.4K
- APPLIED MATLS INC$290.0K
Exited Positions
- ISHARES TR$1.8M
- SPDR SERIES TRUST$1.1M
- FAIR ISAAC CORP$240.2K
- KRATOS DEFENSE & SEC SOLUTIO$211.5K
- VEEVA SYS INC$206.0K
Arlington Financial Advisors, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CAPITAL GROUP GBL GROWTH EQT | CGGO | 14020X104 | $61.8M | 7.85% | 1,459,504 | SH |
| 2 | DIMENSIONAL ETF TRUST | DFAW | 25434V617 | $54.5M | 6.92% | 658,572 | SH |
| 3 | HARBOR ETF TRUST | OSEA | 41151J885 | $52.5M | 6.67% | 1,719,394 | SH |
| 4 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $39.9M | 5.07% | 756,692 | SH |
| 5 | FIRST TR EXCHANGE-TRADED FD | GRID | 33737A108 | $39.6M | 5.03% | 206,718 | SH |
| 6 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $38.9M | 4.94% | 402,768 | SH |
| 7 | J P MORGAN EXCHANGE TRADED F | JBND | 46654Q716 | $38.5M | 4.89% | 719,463 | SH |
| 8 | ETF SER SOLUTIONS | DSTL | 26922A321 | $33.4M | 4.24% | 557,358 | SH |
| 9 | VANGUARD MALVERN FDS | VTIP | 922020805 | $32.8M | 4.17% | 653,370 | SH |
| 10 | J P MORGAN EXCHANGE TRADED F | JAVA | 46641Q167 | $29.7M | 3.77% | 374,162 | SH |
| 11 | DIMENSIONAL ETF TRUST | DUHP | 25434V831 | $28.9M | 3.67% | 692,349 | SH |
| 12 | J P MORGAN EXCHANGE TRADED F | JGLO | 46654Q740 | $24.3M | 3.08% | 340,971 | SH |
| 13 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $23.1M | 2.94% | 253,772 | SH |
| 14 | J P MORGAN EXCHANGE TRADED F | JGRO | 46654Q609 | $21.1M | 2.67% | 213,622 | SH |
| 15 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $19.4M | 2.46% | 155,141 | SH |
| 16 | APPLE INC | AAPL | 037833100 | $18.9M | 2.40% | 65,190 | SH |
| 17 | INVESCO EXCH TRADED FD TR II | PXF | 46138E743 | $14.5M | 1.85% | 192,286 | SH |
| 18 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $11.6M | 1.47% | 23,086 | SH |
| 19 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $10.8M | 1.37% | 347,092 | SH |
| 20 | SCHWAB STRATEGIC TR | FNDA | 808524763 | $10.7M | 1.36% | 281,940 | SH |
| 21 | INVESCO EXCHANGE TRADED FD T | PRF | 46137V613 | $10.3M | 1.31% | 190,590 | SH |
| 22 | ALPHABET INC | GOOGL | 02079K305 | $9.8M | 1.25% | 27,541 | SH |
| 23 | AMGEN INC | AMGN | 031162100 | $9.2M | 1.17% | 25,453 | SH |
| 24 | ALPHABET INC | GOOG | 02079K107 | $9.1M | 1.16% | 25,885 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $9.1M | 1.16% | 38,248 | SH |
| 26 | INVESCO EXCHANGE TRADED FD T | PRFZ | 46137V597 | $8.6M | 1.09% | 153,664 | SH |
| 27 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $8.3M | 1.05% | 8,854 | SH |
| 28 | JPMORGAN CHASE & CO | JPM | 46625H100 | $8.2M | 1.04% | 25,081 | SH |
| 29 | FIRST TR EXCHANGE-TRADED FD | FBT | 33733E203 | $6.5M | 0.83% | 26,377 | SH |
| 30 | DEERE & CO | DE | 244199105 | $6.5M | 0.83% | 10,304 | SH |
| 31 | PIMCO EQUITY SER | RAFE | 72201T342 | $5.9M | 0.75% | 122,971 | SH |
| 32 | CALAMOS ETF TR | SROI | 12811T209 | $5.8M | 0.73% | 153,958 | SH |
| 33 | GILEAD SCIENCES INC | GILD | 375558103 | $5.5M | 0.70% | 43,432 | SH |
| 34 | INTUITIVE SURGICAL INC | ISRG | 46120E602 | $5.3M | 0.68% | 13,371 | SH |
| 35 | CHUBB LIMITED | CB | H1467J104 | $5.2M | 0.66% | 15,328 | SH |
| 36 | CHEVRON CORPORATION | CVX | 166764100 | $5.1M | 0.65% | 30,725 | SH |
| 37 | J P MORGAN EXCHANGE TRADED F | JCAL | 46654Q484 | $4.9M | 0.62% | 97,115 | SH |
| 38 | BLACKROCK INC | BLK | 09290D101 | $4.7M | 0.60% | 4,879 | SH |
| 39 | ISHARES TR | SUSB | 46435G243 | $4.5M | 0.57% | 179,508 | SH |
| 40 | STARBUCKS CORP | SBUX | 855244109 | $4.4M | 0.56% | 42,989 | SH |
| 41 | DISNEY WALT CO | DIS | 254687106 | $3.8M | 0.49% | 39,717 | SH |
| 42 | SALESFORCE INC | CRM | 79466L302 | $3.0M | 0.38% | 19,326 | SH |
| 43 | NUSHARES ETF TR | NUSC | 67092P607 | $2.8M | 0.36% | 54,209 | SH |
| 44 | ISHARES TR | DSI | 464288570 | $2.7M | 0.34% | 18,936 | SH |
| 45 | NIKE INC | NKE | 654106103 | $2.6M | 0.33% | 62,799 | SH |
| 46 | MICROSOFT CORP | MSFT | 594918104 | $2.5M | 0.31% | 6,572 | SH |
| 47 | SEAGATE TECHNOLOGY HLDNGS PL | STX | G7997R103 | $1.3M | 0.16% | 1,333 | SH |
| 48 | J P MORGAN EXCHANGE TRADED F | BBAG | 46641Q241 | $1.2M | 0.15% | 25,461 | SH |
| 49 | EXXON MOBIL CORP | XOM | 30231G102 | $1.1M | 0.14% | 7,779 | SH |
| 50 | ASML HLDG NV | ASML | N07059210 | $1.1M | 0.13% | 530 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-22 | $787.5M | 107 | 0001716539-26-000004 |
| 2026-03-31 | 2026-04-15 | $701.9M | 95 | 0001716539-26-000003 |
| 2025-12-31 | 2026-01-12 | $698.1M | 106 | 0001716539-26-000002 |
Filer Information
Address
100 E. DE LA GUERRA ST.SANTA BARBARA, CA 93101
Phone
(805) 699-7300
Filing Manager
Arlington Financial Advisors, LLC
SANTA BARBARA, CA
Signatory
John Lorenz
Chief Compliance Officer