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Retirement Planning Co of New England, Inc. — 13F Holdings & Portfolio

CIK 1817693 · latest 13F-HR filed 2026-10-15

Backtest portfolio

Retirement Planning Co of New England, Inc. manages $263.0M in 13F-reported U.S. long-equity assets across 256 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are NVDA (3.88%), AAPL (3.87%), QQQ (3.14%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 8 new positions and exited 12; 50 existing positions rose in reported value and 121 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$263.0M

Long-equity book

Holdings
256

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+8 / −12 / ↑50 / ↓121

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
NVDA3.9% · -5%AAPL3.9% · -4%QQQ3.1% · -5%ZVRA2.6% · -4%GOOGL2.2% · -3%META2.1% · -3%ABBV1.9% · -4%MSFT1.9% · -2%AMZN1.8% · -3%GOOG1.8% · -4%AVGO1.7% · -5%BA1.5% · -6%ETN1.5% · -2%TQQQ1.4% · +4%BX1.3% · -0%EIPI1.2% · -2%VO1.1% · -2%V1.1% · -2%RTX1.0% · -2%LLY1.0% · -4%GS0.9% · -1%INTC0.9% · +0%PM0.9% · -1%VUG0.9% · -3%USD0.9% · -2%MU0.9% · -10%BAC0.9% · -3%KMI0.9% · -3%CVS0.8% · -1%QCOM0.8% · -5%VNQ0.8% · -2%VGT0.7% · +0%ROM0.7% · -4%UNH0.7% · -22%VB0.7% · -3%FCX0.7% · -11%FISV0.7% · +34%CVX0.7% · -1%MS0.6% · -1%CAT0.6% · -2%TDIV0.6% · -7%GILD0.6% · -7%PSX0.6% · -4%JPM0.6% · -1%MRK0.6% · -5%JNJ0.6% · -0%QQQM0.6% · +10%TOAK0.6% · -29%SPYM0.6% · +3%WFC0.5% · -2%DVY0.5% · -2%VYM0.5% · -2%BABA0.5% · -29%VOO0.5% · +2%HD0.5% · +0%NEM0.5% · -8%C0.5% · -4%NGG0.5% · -2%DLR0.5% · -3%IRM0.5% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 25.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 13, 2026.

Assets Under Management
$394.4M
Discretionary
$371.0M
Employees
4
Accounts
1,312
Address
1287 POST ROAD
WARWICK, RI 02888
Phone
(401) 453-5558
Website
Name Title / Status Ownership Type
ALLAIRE, DAVID, WILLIAM ControlPRESIDENT
since Apr 1996
75% or moreIndividual
PAPPAS, SOTIRIOS, MIKE ControlCHIEF COMPLIANCE OFFICER
since May 2001
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Mar 19, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 17, 2014 filing
  • ChangedALLAIRE, DAVID, WILLIAM · ownership 50–75% → 75% or more
  • ChangedPAPPAS, SOTIRIOS, MIKE · ownership 50–75% → Less than 5%
Feb 21, 2014 filing
  • No longer listedHONISS, ROBIN, HOWARD · INVESTMENT CONSULTANT · Less than 5% · listed since Sep 2002
  • No longer listedSEIDMAN, SCOTT, BRUCE · ADVISOR · Less than 5% · listed since Mar 2013
Jul 15, 2013 filing
  • No longer listedALVANOS, LEAH, M · ADVISOR · Less than 5% · listed since Jan 2010
Apr 8, 2013 filing
  • AddedSEIDMAN, SCOTT, BRUCE · ADVISOR · Less than 5%
Feb 27, 2013 filing
  • No longer listedWORTHLEY, KEVIN, R · PORTFOLIO MANAGER · Less than 5% · listed since Mar 2001
Mar 19, 2012 filing (earliest on record)
  • ListedALLAIRE, DAVID, WILLIAM · PRESIDENT · 50–75% · control person
  • ListedALVANOS, LEAH, M · ADVISOR · Less than 5%
  • ListedHONISS, ROBIN, HOWARD · INVESTMENT CONSULTANT · Less than 5%
  • ListedPAPPAS, SOTIRIOS, MIKE · CHIEF COMPLIANCE OFFICER · 50–75% · control person
  • ListedWORTHLEY, KEVIN, R · PORTFOLIO MANAGER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 50 →

Top Trims

Show all 121 →

New Positions

Show all 8 →

Exited Positions

Show all 12 →

Retirement Planning Co of New England, Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORPORATION NVDA 67066G104 $10.2M 3.88% 44,742 SH
2 APPLE INC AAPL 037833100 $10.2M 3.87% 30,604 SH
3 INVESCO QQQ TR QQQ 46090E103 $8.2M 3.14% 11,149 SH
4 ZEVRA THERAPEUTICS INC ZVRA 488445206 $6.7M 2.55% 612,329 SH
5 ALPHABET INC GOOGL 02079K305 $5.9M 2.25% 17,183 SH
6 META PLATFORMS INC META 30303M102 $5.5M 2.08% 7,530 SH
7 ABBVIE INC ABBV 00287Y109 $5.1M 1.92% 19,356 SH
8 MICROSOFT CORP MSFT 594918104 $5.0M 1.90% 9,751 SH
9 AMAZON COM INC AMZN 023135106 $4.8M 1.84% 19,391 SH
10 ALPHABET INC GOOG 02079K107 $4.8M 1.82% 14,022 SH
11 BROADCOM INC AVGO 11135F101 $4.5M 1.71% 12,798 SH
12 BOEING CO BA 097023105 $4.0M 1.53% 21,695 SH
13 EATON CORP PLC ETN G29183103 $3.9M 1.47% 8,981 SH
14 PROSHARES TR TQQQ 74347X831 $3.6M 1.37% 46,144 SH
15 BLACKSTONE INC BX 09260D107 $3.3M 1.26% 29,677 SH
16 FIRST TR EXCHNG TRADED FD VI EIPI 33740F276 $3.1M 1.17% 144,132 SH
17 VANGUARD INDEX FDS VO 922908629 $2.9M 1.11% 37,129 SH
18 VISA INC V 92826C839 $2.9M 1.11% 8,098 SH
19 RTX CORPORATION RTX 75513E101 $2.7M 1.04% 14,693 SH
20 ELI LILLY & CO LLY 532457108 $2.7M 1.02% 2,320 SH
21 GOLDMAN SACHS GROUP INC GS 38141G104 $2.5M 0.95% 2,764 SH
22 INTEL CORP INTC 458140100 $2.5M 0.94% 20,527 SH
23 PHILIP MORRIS INTL INC PM 718172109 $2.4M 0.91% 12,540 SH
24 VANGUARD INDEX FDS VUG 922908736 $2.3M 0.89% 26,070 SH
25 PROSHARES TR USD 74347R669 $2.3M 0.89% 24,276 SH
26 MICRON TECHNOLOGY INC MU 595112103 $2.3M 0.87% 2,159 SH
27 BANK OF AMER CORP BAC 060505104 $2.3M 0.86% 41,535 SH
28 KINDER MORGAN INC DEL KMI 49456B101 $2.2M 0.85% 74,479 SH
29 CVS HEALTH CORP CVS 126650100 $2.1M 0.82% 25,022 SH
30 QUALCOMM INC QCOM 747525103 $2.1M 0.78% 11,192 SH
31 VANGUARD INDEX FDS VNQ 922908553 $2.0M 0.77% 22,601 SH
32 VANGUARD WORLD FD VGT 92204A702 $1.9M 0.74% 15,486 SH
33 PROSHARES TR ROM 74347R693 $1.9M 0.73% 12,068 SH
34 UNITEDHEALTH GROUP INC UNH 91324P102 $1.9M 0.71% 5,113 SH
35 VANGUARD INDEX FDS VB 922908751 $1.9M 0.71% 6,570 SH
36 FREEPORT MCMORAN INC FCX 35671D857 $1.8M 0.70% 26,427 SH
37 FISERV INC FISV 337738108 $1.8M 0.68% 39,663 SH
38 CHEVRON CORPORATION CVX 166764100 $1.7M 0.65% 8,404 SH
39 MORGAN STANLEY MS 617446448 $1.7M 0.63% 8,833 SH
40 CATERPILLAR INC CAT 149123101 $1.7M 0.63% 2,045 SH
41 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $1.6M 0.60% 13,961 SH
42 GILEAD SCIENCES INC GILD 375558103 $1.6M 0.59% 10,483 SH
43 PHILLIPS 66 PSX 718546104 $1.5M 0.58% 5,956 SH
44 JPMORGAN CHASE & CO JPM 46625H100 $1.5M 0.56% 4,437 SH
45 MERCK & CO INC MRK 58933Y105 $1.5M 0.56% 10,096 SH
46 JOHNSON & JOHNSON JNJ 478160104 $1.5M 0.56% 5,523 SH
47 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $1.5M 0.55% 4,789 SH
48 MANAGER DIRECTED PORTFOLIOS TOAK 56170L661 $1.5M 0.55% 49,838 SH
49 SPDR SERIES TRUST SPYM 78464A854 $1.4M 0.55% 16,112 SH
50 WELLS FARGO & CO WFC 949746101 $1.4M 0.55% 18,037 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $263.0M 256 0001172661-26-004542
2026-06-30 2026-07-30 $277.9M 260 0001172661-26-002949
2026-03-31 2026-05-08 $245.8M 248 0001172661-26-001637
2025-12-31 2026-01-28 $249.3M 245 0001172661-26-000360
Filer Information
Address
1287 POST ROAD
WARWICK, RI 02888
Phone
(401) 453-5558
Filing Manager
Retirement Planning Co of New England, Inc.
Warwick, RI
Signatory
Sotirios Mike Pappas
Chief Compliance Officer