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Worth Financial Advisory Group, LLC — 13F Holdings & Portfolio

CIK 1964358 · latest 13F-HR filed 2026-07-31

Backtest portfolio

Worth Financial Advisory Group, LLC manages $240.0M in 13F-reported U.S. long-equity assets across 202 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GSLC (6.72%), AAPL (3.45%), AMZN (3.44%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 170 new positions and exited 18; 12 existing positions rose in reported value and 19 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$240.0M

Long-equity book

Holdings
202

Distinct positions

Period
2026-06-30

Filed 2026-07-31

Q/Q Activity
+170 / −18 / ↑12 / ↓19

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
GSLC6.7% · +3154%AAPL3.4% · +4794%AMZN3.4% · +132%CGXU3.2% · +418%NVDA2.8% · newWINN2.7% · newMSFT2.6% · newJSMD2.5% · newSFLR2.4% · +146%JPM2.2% · newAVGO1.7% · newQUAL1.6% · newIVV1.6% · +164%IUSB1.5% · newJAVA1.5% · newGOOG1.4% · +75%SNDK1.4% · newSPYM1.3% · newSPY1.3% · newPANW1.2% · newQFLR1.0% · newETN1.0% · newJEPI1.0% · newXLSR1.0% · newSPDW1.0% · newUBER0.9% · newCNEQ0.9% · +62%BINC0.9% · newHGER0.9% · +4015%GOOGL0.8% · +950%IXN0.8% · newLLY0.8% · newMETA0.8% · newAOA0.7% · +61%WMT0.7% · newGSUS0.7% · newV0.7% · newCAT0.7% · newXOM0.6% · newDYNF0.6% · newAMAT0.6% · newALLW0.6% · newFRTY0.6% · +299%VXF0.6% · newVRT0.6% · newFWD0.6% · +1%SPEM0.6% · newSCHD0.6% · +8518%AOR0.5% · +33%STX0.5% · newGS0.5% · newTOTL0.5% · newTSLA0.5% · newBE0.5% · +351%HD0.5% · newGDIV0.5% · +1090%NFLX0.4% · newRTX0.4% · newIYH0.4% · newMAR0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 32%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 27, 2026.

Assets Under Management
$288.2M
Discretionary
$288.1M
Employees
12
Accounts
333
Address
17855 DALLAS PARKWAY
SUITE 150
DALLAS, TX 75287
Phone
(469) 257-5074
Website
Name Title / Status Ownership Type
CLARK FAMILY LIVING TRUST ControlOWNER/MANAGING MEMBER
since Jan 2023
75% or moreDomestic Entity
CLARK, JAMES, WILLARD ControlMANAGING MEMBER
since Mar 2013
10–25%Individual
GESIN, LISA, LEE ControlCCO
since Nov 2022
Less than 5%Individual
WARING, CHARLES, WILDEY ControlMEMBER
since Dec 2025
10–25%Individual
CLARK, JAMES, WILLARD Control
Indirect owner via CLARK FAMILY LIVING TRUST
CO-TRUSTEE
since Jan 2023
25–50%Individual
CLARK, JULIE, MARY
Indirect owner via CLARK FAMILY LIVING TRUST
CO-TRUSTEE
since Jan 2023
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Jul 30, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 15, 2026 filing
  • AddedCLARK, JAMES, WILLARD · CO-TRUSTEE · 25–50% · indirect via CLARK FAMILY LIVING TRUST · control person
  • AddedCLARK, JULIE, MARY · CO-TRUSTEE · 25–50% · indirect via CLARK FAMILY LIVING TRUST
Feb 25, 2026 filing
  • No longer listedSOUTHOCEAN MANAGEMENT, INC. · MEMBER · 10–25% · control person · listed since Mar 2013
  • AddedWARING, CHARLES, WILDEY · MEMBER · 10–25% · control person
Feb 13, 2024 filing
  • Listed againCLARK, JAMES, WILLARD · MANAGING MEMBER · 10–25% · control person
  • ChangedCLARK FAMILY LIVING TRUST · title MANAGING MEMBER → OWNER/MANAGING MEMBER
Feb 3, 2023 filing
  • No longer listedCLARK, JAMES, WILLARD · MANAGING DIRECTOR · 75% or more · control person · listed since Mar 2013
  • AddedCLARK FAMILY LIVING TRUST · MANAGING MEMBER · 75% or more · control person
Nov 16, 2022 filing
  • AddedGESIN, LISA, LEE · CCO · Less than 5% · control person
  • ChangedCLARK, JAMES, WILLARD · title CCO → MANAGING DIRECTOR; ownership 50–75% → 75% or more
Apr 21, 2022 filing
  • No longer listedWARING, CHARLES, WILDEY · PRESIDENT · 75% or more · indirect via SOUTHOCEAN MANAGEMENT, INC. · control person · listed since Feb 1992
  • ChangedSOUTHOCEAN MANAGEMENT, INC. · ownership 50–75% → 10–25%
Jul 30, 2021 filing (earliest on record)
  • ListedCLARK, JAMES, WILLARD · CCO · 50–75% · control person
  • ListedSOUTHOCEAN MANAGEMENT, INC. · MEMBER · 50–75% · control person
  • ListedWARING, CHARLES, WILDEY · PRESIDENT · 75% or more · indirect via SOUTHOCEAN MANAGEMENT, INC. · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 12 →

Top Trims

Show all 19 →

New Positions

Show all 170 →

Exited Positions

Show all 18 →

Worth Financial Advisory Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 GOLDMAN SACHS ETF TR GSLC 381430503 $16.1M 6.72% 113,602 SH
2 APPLE INC AAPL 037833100 $8.3M 3.45% 28,583 SH
3 AMAZON COM INC AMZN 023135106 $8.2M 3.44% 34,596 SH
4 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $7.8M 3.25% 225,107 SH
5 NVIDIA CORPORATION NVDA 67066G104 $6.7M 2.78% 33,339 SH
6 HARBOR ETF TRUST WINN 41151J406 $6.4M 2.66% 196,306 SH
7 MICROSOFT CORP MSFT 594918104 $6.2M 2.60% 16,737 SH
8 JANUS DETROIT STR TR JSMD 47103U209 $6.1M 2.54% 60,332 SH
9 INNOVATOR ETFS TRUST SFLR 45783Y673 $5.7M 2.38% 147,818 SH
10 JPMORGAN CHASE & CO JPM 46625H100 $5.2M 2.17% 15,893 SH
11 BROADCOM INC AVGO 11135F101 $4.1M 1.69% 10,725 SH
12 ISHARES TR QUAL 46432F339 $3.9M 1.62% 17,694 SH
13 ISHARES TR IVV 464287200 $3.8M 1.57% 5,047 SH
14 ISHARES TR IUSB 46434V613 $3.7M 1.53% 79,433 SH
15 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $3.6M 1.51% 45,661 SH
16 ALPHABET INC GOOG 02079K107 $3.4M 1.42% 9,637 SH
17 SANDISK CORP SNDK 80004C200 $3.4M 1.42% 1,494 SH
18 SPDR SERIES TRUST SPYM 78464A854 $3.1M 1.28% 35,080 SH
19 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.0M 1.27% 4,073 SH
20 PALO ALTO NETWORKS INC PANW 697435105 $3.0M 1.23% 8,683 SH
21 INNOVATOR ETFS TRUST QFLR 45783Y681 $2.5M 1.04% 68,350 SH
22 EATON CORP PLC ETN G29183103 $2.5M 1.03% 5,826 SH
23 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $2.5M 1.03% 43,761 SH
24 SSGA ACTIVE TR XLSR 78470P408 $2.3M 0.97% 36,048 SH
25 SPDR INDEX SHS FDS SPDW 78463X889 $2.3M 0.97% 46,369 SH
26 UBER TECHNOLOGIES INC UBER 90353T100 $2.3M 0.94% 31,408 SH
27 THE ALGER ETF TRUST CNEQ 015564404 $2.2M 0.92% 53,445 SH
28 BLACKROCK ETF TRUST II BINC 092528603 $2.1M 0.88% 40,493 SH
29 HARBOR ETF TRUST HGER 41151J505 $2.1M 0.88% 72,019 SH
30 ALPHABET INC GOOGL 02079K305 $2.0M 0.85% 5,681 SH
31 ISHARES TR IXN 464287291 $1.8M 0.77% 12,723 SH
32 ELI LILLY & CO LLY 532457108 $1.8M 0.76% 1,524 SH
33 META PLATFORMS INC META 30303M102 $1.8M 0.76% 3,241 SH
34 ISHARES TR AOA 464289859 $1.8M 0.74% 18,280 SH
35 WALMART INC WMT 931142103 $1.7M 0.71% 15,094 SH
36 GOLDMAN SACHS ETF TR GSUS 381430123 $1.6M 0.67% 15,648 SH
37 VISA INC V 92826C839 $1.6M 0.66% 4,627 SH
38 CATERPILLAR INC CAT 149123101 $1.6M 0.65% 1,468 SH
39 EXXON MOBIL CORP XOM 30231G102 $1.5M 0.64% 11,289 SH
40 BLACKROCK ETF TRUST DYNF 09290C103 $1.5M 0.63% 22,282 SH
41 APPLIED MATLS INC AMAT 038222105 $1.5M 0.63% 2,077 SH
42 SSGA ACTIVE TR ALLW 78470P630 $1.5M 0.60% 49,599 SH
43 THE ALGER ETF TRUST FRTY 015564107 $1.4M 0.60% 57,555 SH
44 VANGUARD INDEX FDS VXF 922908652 $1.4M 0.59% 5,746 SH
45 VERTIV HOLDINGS CO VRT 92537N108 $1.4M 0.58% 4,183 SH
46 AB ACTIVE ETFS INC FWD 00039J509 $1.4M 0.58% 9,438 SH
47 SPDR INDEX SHS FDS SPEM 78463X509 $1.4M 0.57% 26,357 SH
48 SCHWAB STRATEGIC TR SCHD 808524797 $1.3M 0.55% 41,972 SH
49 ISHARES TR AOR 464289867 $1.3M 0.54% 18,656 SH
50 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $1.3M 0.53% 1,328 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-31 $240.0M 202 0001964358-26-000004
2026-03-31 2026-05-04 $228.9M 50 0001964358-26-000002
2025-12-31 2026-01-16 $206.5M 180 0001964358-26-000001
Filer Information
Address
2020 S.TRYON STREET
SUITE 2B
CHARLOTTE, NC 28203
Phone
(704) 731-0121
Filing Manager
Worth Financial Advisory Group, LLC
CHARLOTTE, NC
Signatory
Glen Wright, II
Chief Executive Officer