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Williams & Novak Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1998419 · latest 13F-HR filed 2026-10-09

Backtest portfolio

Williams & Novak Wealth Management, LLC manages $169.0M in 13F-reported U.S. long-equity assets across 149 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPCX (7.29%), MFUS (6.46%), FELC (4.02%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 17 new positions and exited 14; 52 existing positions rose in reported value and 45 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$169.0M

Long-equity book

Holdings
149

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+17 / −14 / ↑52 / ↓45

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPCX7.4% · newMFUS6.6% · newFELC4.1% · -11%PYLD4.1% · +10%FBND3.6% · -33%MFEM3.5% · +16%ISCF3.5% · +18%AAPL2.8% · +10%SYPR2.4% · +2%MFDX2.3% · -59%PCQ2.2% · +30%PML2.0% · +49%SPY1.8% · +3%XSVM1.6% · newCRM1.6% · +0%IXUS1.5% · -6%IEFA1.3% · -3%QQQ1.3% · -8%DGRO1.3% · +8%SLV1.2% · +0%MU1.2% · +9%PRF1.2% · +24%DFCF1.2% · +30%MSFT1.2% · +12%BINC1.1% · +17%RING1.1% · +10%GOOGL1.1% · +19%GDX1.0% · 0%ESGD1.0% · 0%VOO1.0% · +11%EEMS0.9% · +2%EMXC0.9% · +1%AMZN0.8% · 0%NVDA0.8% · +33%FENI0.8% · +21%FTEC0.8% · 0%LRCX0.8% · +1%GSLC0.8% · +23%BRK.B0.8% · -6%DFAI0.8% · +28%TSM0.7% · +2%DIVO0.7% · +4%DFUS0.7% · +5%AVGO0.7% · -4%PRFD0.7% · +230%GOOG0.6% · +1%DFSD0.5% · +30%META0.5% · +16%ZROZ0.5% · +38%MUNI0.5% · -54%SCHX0.4% · +4%EMGF0.4% · +9%PMBS0.4% · -3%IEMG0.4% · -13%DFUV0.4% · +1%XOM0.4% · newIVV0.4% · +36%GLD0.4% · +2%BOND0.4% · -31%TACK0.4% · +5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People
Name Title / Status Ownership Type

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Williams & Novak Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $12.3M 7.29% 81,700 SH
2 PIMCO EQUITY SER MFUS 72202L363 $10.9M 6.46% 168,519 SH
3 FIDELITY COVINGTON TRUST FELC 316092113 $6.8M 4.02% 156,882 SH
4 PIMCO ETF TR PYLD 72201R585 $6.8M 4.01% 267,126 SH
5 FIDELITY MERRIMACK STR TR FBND 316188309 $5.9M 3.50% 136,610 SH
6 PIMCO EQUITY SER MFEM 72202L389 $5.9M 3.50% 206,843 SH
7 ISHARES TR ISCF 46434V266 $5.8M 3.45% 130,627 SH
8 APPLE INC AAPL 037833100 $4.7M 2.78% 14,123 SH
9 SYPRIS SOLUTIONS INC SYPR 871655106 $4.0M 2.35% 2,243,442 SH
10 PIMCO EQUITY SER MFDX 72202L371 $3.8M 2.24% 91,489 SH
11 PIMCO CALIF MUN INCOME FD PCQ 72200N106 $3.7M 2.17% 476,148 SH
12 PIMCO MUN INCOME FD II PML 72200W106 $3.3M 1.96% 503,025 SH
13 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.9M 1.74% 3,866 SH
14 INVESCO EXCHANGE TRADED FD T XSVM 46137V480 $2.6M 1.55% 40,351 SH
15 SALESFORCE INC CRM 79466L302 $2.6M 1.54% 11,349 SH
16 ISHARES TR IXUS 46432F834 $2.5M 1.49% 26,511 SH
17 SALESFORCE INC Put CRM 79466L302 $2.4M 1.44% 10,600 SH
18 ISHARES TR IEFA 46432F842 $2.2M 1.29% 22,487 SH
19 INVESCO QQQ TR QQQ 46090E103 $2.2M 1.29% 2,936 SH
20 ISHARES TR DGRO 46434V621 $2.1M 1.26% 28,313 SH
21 ISHARES SILVER TR SLV 46428Q109 $2.0M 1.20% 37,150 SH
22 MICRON TECHNOLOGY INC MU 595112103 $2.0M 1.19% 1,889 SH
23 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $1.9M 1.14% 35,499 SH
24 DIMENSIONAL ETF TRUST DFCF 25434V872 $1.9M 1.14% 48,003 SH
25 MICROSOFT CORP MSFT 594918104 $1.9M 1.13% 3,737 SH
26 BLACKROCK ETF TRUST II BINC 092528603 $1.9M 1.11% 37,023 SH
27 ISHARES INC RING 46434G855 $1.8M 1.07% 23,512 SH
28 ALPHABET INC GOOGL 02079K305 $1.8M 1.04% 5,107 SH
29 VANECK ETF TRUST GDX 92189F106 $1.7M 0.99% 19,070 SH
30 ISHARES TR ESGD 46435G516 $1.6M 0.97% 15,920 SH
31 VANGUARD INDEX FDS VOO 922908363 $1.6M 0.96% 2,324 SH
32 ISHARES INC EEMS 464286475 $1.5M 0.91% 20,457 SH
33 ISHARES INC EMXC 46434G764 $1.4M 0.85% 14,520 SH
34 AMAZON COM INC AMZN 023135106 $1.4M 0.82% 5,560 SH
35 NVIDIA CORPORATION NVDA 67066G104 $1.4M 0.82% 6,038 SH
36 FIDELITY COVINGTON TRUST FENI 31609A404 $1.4M 0.80% 33,971 SH
37 FIDELITY COVINGTON TRUST FTEC 316092808 $1.3M 0.79% 4,472 SH
38 LAM RESEARCH CORP LRCX 512807306 $1.3M 0.79% 4,055 SH
39 GOLDMAN SACHS ETF TR GSLC 381430503 $1.3M 0.78% 9,120 SH
40 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.3M 0.77% 2,607 SH
41 DIMENSIONAL ETF TRUST DFAI 25434V203 $1.3M 0.76% 31,102 SH
42 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $1.2M 0.72% 2,651 SH
43 AMPLIFY ETF TR DIVO 032108409 $1.1M 0.67% 24,527 SH
44 DIMENSIONAL ETF TRUST DFUS 25434V401 $1.1M 0.67% 13,689 SH
45 BROADCOM INC AVGO 11135F101 $1.1M 0.66% 3,195 SH
46 PIMCO ETF TR PRFD 72201R619 $1.1M 0.65% 22,334 SH
47 ALPHABET INC GOOG 02079K107 $1.1M 0.64% 3,156 SH
48 DIMENSIONAL ETF TRUST DFSD 25434V864 $871.6K 0.52% 18,756 SH
49 META PLATFORMS INC META 30303M102 $862.3K 0.51% 1,189 SH
50 PIMCO ETF TR ZROZ 72201R882 $796.6K 0.47% 14,774 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $169.0M 149 0001085146-26-000868
2026-06-30 2026-07-08 $151.2M 146 0001998419-26-000003
2026-03-31 2026-04-21 $133.6M 143 0001998419-26-000002
2025-12-31 2026-02-05 $132.8M 141 0001998419-26-000001
Filer Information
Address
2625 TOWNSGATE ROAD
SUITE 330
WESTLAKE VILLAGE, CA 91361
Phone
(626) 773-2014
Filing Manager
Williams & Novak Wealth Management, LLC
WESTLAKE VILLAGE, CA
Signatory
DANIEL NOVAK
CHIEF COMPLIANCE OFFICER