Williams & Novak, LLC — 13F Holdings & Portfolio

CIK 1998419 · latest 13F-HR filed 2026-07-08

Williams & Novak, LLC manages $151.2M in 13F-reported U.S. long-equity assets across 146 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MFDX (6.62%), FBND (6.09%), FELC (4.89%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 14 new positions, exited 11, added to 85, and trimmed 29.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2625 TOWNSGATE ROAD
SUITE 330
WESTLAKE VILLAGE, CA 91361
Phone
(626) 773-2014
Filing Manager
Williams & Novak, LLC
WESTLAKE VILLAGE, CA
Signatory
MICHAEL DE LUZ
CHIEF COMPLIANCE OFFICER
Loading holdings…
AUM

$151.2M

Long-equity book

Holdings

146

Distinct positions

Period

2026-06-30

Filed 2026-07-08

Q/Q Activity

+14 / −11 / ↑85 / ↓29

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$2.3M +92.0%
  • PIMCO EQUITY SER$1.4M +16.9%
  • MICRON TECHNOLOGY INC$1.4M +221.9%
  • INVESCO EXCHANGE TRADED FD T$1.3M +448.3%
  • FIDELITY COVINGTON TRUST$919.5K +14.2%
Show all 85

Top Trims

  • FIDELITY MERRIMACK STR TR-$1.5M -14.4%
  • SYPRIS SOLUTIONS INC-$890.2K -14.2%
  • ISHARES SILVER TR-$680.9K -25.6%
  • PIMCO ETF TR-$591.2K -46.3%
  • INVESCO EXCH TRD SLF IDX FD-$422.7K -52.1%
Show all 29

New Positions

  • ELI LILLY & CO$507.4K
  • PIMCO ETF TR$347.1K
  • PIMCO ETF TR$342.8K
  • BANCO BILBAO VIZCAYA ARGENTA$327.1K
  • CISCO SYS INC$283.3K
Show all 14

Exited Positions

  • NEXTERA ENERGY INC$398.0K
  • AVANOS MED INC$371.2K
  • BP PLC$277.4K
  • AMGEN INC$258.8K
  • PUBLIC STORAGE OPER CO$252.1K
Show all 11
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PIMCO EQUITY SER MFDX 72202L363 $10.0M 6.62% 149,114 SH
2 FIDELITY MERRIMACK STR TR FBND 316188309 $9.2M 6.09% 202,552 SH
3 FIDELITY COVINGTON TRUST FELC 316092113 $7.4M 4.89% 176,307 SH
4 PIMCO ETF TR PYLD 72201R585 $6.4M 4.24% 241,985 SH
5 SYPRIS SOLUTIONS INC SYPR 871655106 $5.4M 3.55% 2,205,929 SH
6 PIMCO EQUITY SER MFEM 72202L389 $5.0M 3.33% 178,456 SH
7 ISHARES TR ISCF 46434V266 $4.8M 3.16% 110,204 SH
8 APPLE INC AAPL 037833100 $3.7M 2.45% 12,792 SH
9 PIMCO CALIF MUN INCOME FD PCQ 72200N106 $3.3M 2.17% 365,198 SH
10 PIMCO EQUITY SER MFDX 72202L371 $3.0M 2.00% 72,500 SH
11 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.8M 1.86% 3,767 SH
12 ISHARES TR IXUS 46432F834 $2.7M 1.78% 28,278 SH
13 PIMCO MUN INCOME FD II PML 72200W106 $2.6M 1.70% 338,525 SH
14 INVESCO EXCHANGE TRADED FD T RSPC 46137V480 $2.4M 1.61% 35,073 SH
15 INVESCO QQQ TR QQQ 46090E103 $2.3M 1.55% 3,176 SH
16 ISHARES TR IEFA 46432F842 $2.2M 1.48% 23,112 SH
17 MICRON TECHNOLOGY INC MU 595112103 $2.0M 1.32% 1,730 SH
18 ISHARES SILVER TR SLV 46428Q109 $2.0M 1.31% 37,100 SH
19 ISHARES TR DGRO 46434V621 $2.0M 1.31% 26,172 SH
20 SALESFORCE INC CRM 79466L302 $1.8M 1.17% 11,292 SH
21 PIMCO ETF TR MUNI 72201R866 $1.8M 1.16% 33,315 SH
22 LAM RESEARCH CORP LRCX 512807306 $1.7M 1.15% 4,011 SH
23 SALESFORCE INC Put CRM 79466L302 $1.7M 1.10% 10,600 SH
24 BLACKROCK ETF TRUST II BINC 092528603 $1.7M 1.10% 31,714 SH
25 ISHARES TR ESGD 46435G516 $1.6M 1.08% 15,920 SH
26 DIMENSIONAL ETF TRUST DFCF 25434V872 $1.6M 1.03% 36,785 SH
27 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $1.5M 1.02% 28,618 SH
28 ALPHABET INC GOOGL 02079K305 $1.5M 1.01% 4,281 SH
29 ISHARES INC EEMS 464286475 $1.5M 1.01% 20,035 SH
30 ISHARES INC EMXC 46434G764 $1.5M 0.97% 14,410 SH
31 VANGUARD INDEX FDS VOO 922908363 $1.4M 0.95% 2,098 SH
32 VANECK ETF TRUST GDX 92189F106 $1.4M 0.95% 19,070 SH
33 ISHARES INC RING 46434G855 $1.4M 0.92% 21,462 SH
34 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.4M 0.91% 2,761 SH
35 AMAZON COM INC AMZN 023135106 $1.3M 0.88% 5,558 SH
36 FIDELITY COVINGTON TRUST FTEC 316092808 $1.3M 0.84% 4,472 SH
37 BROADCOM INC AVGO 11135F101 $1.3M 0.83% 3,314 SH
38 MICROSOFT CORP MSFT 594918104 $1.2M 0.82% 3,337 SH
39 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $1.2M 0.82% 2,592 SH
40 FIDELITY COVINGTON TRUST FENI 31609A404 $1.1M 0.74% 27,978 SH
41 ALPHABET INC GOOG 02079K107 $1.1M 0.73% 3,115 SH
42 AMPLIFY ETF TR DIVO 032108409 $1.1M 0.71% 23,539 SH
43 DIMENSIONAL ETF TRUST DFUS 25434V401 $1.1M 0.71% 13,026 SH
44 GOLDMAN SACHS ETF TR GSLC 381430503 $1.1M 0.70% 7,441 SH
45 DIMENSIONAL ETF TRUST DFAI 25434V203 $999.7K 0.66% 24,236 SH
46 PIMCO ETF TR BOND 72201R775 $997.3K 0.66% 10,816 SH
47 NVIDIA CORPORATION NVDA 67066G104 $908.2K 0.60% 4,539 SH
48 AMKOR TECHNOLOGY INC AMKR 031652100 $887.2K 0.59% 10,289 SH
49 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $832.7K 0.55% 21,936 SH
50 ISHARES INC IEMG 46434G103 $821.1K 0.54% 9,912 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-08 $151.2M 146 0001998419-26-000003
2026-03-31 2026-04-21 $133.6M 143 0001998419-26-000002
2025-12-31 2026-02-05 $132.8M 141 0001998419-26-000001