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Safe Harbor Fiduciary, LLC — 13F Holdings & Portfolio

CIK 2036114 · latest 13F-HR filed 2026-05-15

Backtest portfolio

Safe Harbor Fiduciary, LLC manages $105.0M in 13F-reported U.S. long-equity assets across 56 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPY (13.46%), QQQ (7.39%), AAPL (5.58%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 0 new positions, exited 175, added to 21, and trimmed 20.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$105.0M

Long-equity book

Holdings

56

Distinct positions

Period

2026-03-31

Filed 2026-05-15

Q/Q Activity

+0 / −175 / ↑21 / ↓20

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES U.S. FINANCIALS ETF$1.3M +67.6%
  • SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS$582.0K +19.8%
  • CHEVRON CORPORATION COM$520.0K +38.0%
  • INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF$403.0K +5596.9%
  • SCHWAB US DIVIDEND EQUITY ETF$397.0K +583.4%
Show all 21 →

Top Trims

  • ISHARES 0-3 MONTH TREASURY BOND ETF-$1.6M -35.6%
  • MICROSOFT CORP COM-$582.9K -20.5%
  • PIMCO DYNAMIC INCOME FD SHS-$409.3K -42.2%
  • PROSHARES ULTRAPRO S&P500-$386.4K -16.8%
  • APPLE INC COM-$335.3K -5.4%
Show all 20 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

  • AUTOMATIC DATA PROCESSING IN$1.5M
  • NEOS ETF TRUST$399.2K
  • INVENTRUST PPTYS CORP$263.0K
  • TARGET CORP$210.7K
  • STANLEY BLACK & DECKER INC$202.6K
Show all 175 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $14.1M 13.46% 21,735 SH
2 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $7.8M 7.39% 13,444 SH
3 APPLE INC COM AAPL 037833100 $5.9M 5.58% 23,098 SH
4 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $5.7M 5.44% 100,794 SH
5 ISHARES RUSSELL 2000 ETF IWM 464287655 $4.1M 3.93% 16,658 SH
6 PACER METAURUS US LARGE CAP DIVIDEND MULTIPLIER 400 ETF QDPL 69374H436 $4.0M 3.80% 99,371 SH
7 SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS STX G7997R103 $3.5M 3.35% 8,989 SH
8 ISHARES U.S. FINANCIALS ETF IYF 464287788 $3.3M 3.10% 27,682 SH
9 ISHARES 0-3 MONTH TREASURY BOND ETF SGOV 46436E718 $2.8M 2.70% 28,166 SH
10 AMAZON COM INC COM AMZN 023135106 $2.7M 2.59% 13,083 SH
11 VANGUARD GROWTH ETF VUG 922908736 $2.5M 2.36% 5,683 SH
12 AMERICAN WTR WKS CO INC NEW COM AWK 030420103 $2.3M 2.22% 17,098 SH
13 MICROSOFT CORP COM MSFT 594918104 $2.3M 2.15% 6,107 SH
14 COASTAL COMPASS 100 ETF ROPE 02072L169 $2.2M 2.07% 76,926 SH
15 L3HARRIS TECHNOLOGIES INC COM LHX 502431109 $2.1M 2.02% 6,144 SH
16 VANGUARD REAL ESTATE ETF VNQ 922908553 $2.1M 2.00% 23,663 SH
17 PROSHARES ULTRAPRO S&P500 UPRO 74347X864 $1.9M 1.82% 19,693 SH
18 STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF XLI 81369Y704 $1.9M 1.81% 11,739 SH
19 CHEVRON CORPORATION COM CVX 166764100 $1.9M 1.80% 9,132 SH
20 PNC FINL SVCS GROUP INC COM PNC 693475105 $1.8M 1.73% 8,730 SH
21 TJX COS INC NEW COM TJX 872540109 $1.8M 1.68% 11,021 SH
22 ELI LILLY & CO COM LLY 532457108 $1.7M 1.63% 1,861 SH
23 CISCO SYS INC COM CSCO 17275R102 $1.7M 1.61% 21,837 SH
24 DUKE ENERGY CORP NEW COM NEW DUK 26441C204 $1.7M 1.57% 12,629 SH
25 ADVANCED MICRO DEVICES INC COM AMD 007903107 $1.6M 1.51% 7,776 SH
26 VANGUARD TOTAL INTERNATIONAL STOCK ETF VXUS 921909768 $1.6M 1.49% 20,337 SH
27 BANK OF AMER CORP COM BAC 060505104 $1.6M 1.48% 31,987 SH
28 CBOE GLOBAL MKTS INC COM CBOE 12503M108 $1.5M 1.47% 5,494 SH
29 SCHWAB CHARLES CORP COM SCHW 808513105 $1.5M 1.41% 15,747 SH
30 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $1.4M 1.34% 2,946 SH
31 ABBVIE INC COM ABBV 00287Y109 $1.4M 1.34% 6,470 SH
32 PALO ALTO NETWORKS INC COM PANW 697435105 $1.3M 1.21% 7,937 SH
33 SPDR GOLD SHARES GLD 78463V107 $1.2M 1.12% 2,727 SH
34 ISHARES U.S. AEROSPACE & DEFENSE ETF ITA 464288760 $1.0M 0.96% 4,619 SH
35 PROSHARES ULTRA S&P 500 SSO 74347R107 $950.6K 0.91% 18,323 SH
36 JPMORGAN CHASE & CO COM JPM 46625H100 $658.3K 0.63% 2,238 SH
37 VANGUARD ENERGY ETF VDE 92204A306 $609.8K 0.58% 3,524 SH
38 PIMCO DYNAMIC INCOME FD SHS PDI 72201Y101 $560.8K 0.53% 32,774 SH
39 STATE STREET SPDR S&P SEMICONDUCTOR ETF XSD 78464A862 $505.8K 0.48% 1,551 SH
40 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $503.7K 0.48% 1,570 SH
41 CATERPILLAR INC COM CAT 149123101 $495.2K 0.47% 699 SH
42 STATE STREET COMMUNICATION SERVICES SELECT SECTOR SPDR ETF XLC 81369Y852 $479.5K 0.46% 4,325 SH
43 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $465.1K 0.44% 15,159 SH
44 VANGUARD CONSUMER DISCRETIONARY ETF VCR 92204A108 $443.8K 0.42% 1,236 SH
45 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF SPHD 46138E362 $410.2K 0.39% 8,268 SH
46 FREEPORT MCMORAN INC CL B FCX 35671D857 $403.2K 0.38% 6,860 SH
47 NVIDIA CORPORATION COM NVDA 67066G104 $391.4K 0.37% 2,244 SH
48 NICHOLAS GLOBAL EQUITY AND INCOME ETF GIAX 88636J162 $380.7K 0.36% 27,002 SH
49 PROSHARES ULTRA QQQ QLD 74347R206 $368.0K 0.35% 6,032 SH
50 COCA COLA CO COM KO 191216100 $274.2K 0.26% 3,606 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $105.0M 56 0002036114-26-000002
2025-12-31 2026-02-17 $113.2M 231 0002036114-26-000001
2025-06-30 2025-08-13 $106.6M 233 0002036114-25-000002