Shum Financial Group, Inc. — 13F Holdings & Portfolio
CIK 2044675 · latest 13F-HR filed 2026-04-22
Shum Financial Group, Inc. manages $141.4M in 13F-reported U.S. long-equity assets across 93 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (8.72%), EFV (7.89%), QUAL (4.15%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 1 new position, exited 0, added to 29, and trimmed 26.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$141.4M
Long-equity book
93
Distinct positions
2026-03-31
Filed 2026-04-22
+1 / −0 / ↑29 / ↓26
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$3.0M +32.7%
- ISHARES TR$639.7K +6.1%
- JOHNSON & JOHNSON$335.4K +13.4%
- WALMART INC$259.4K +10.3%
- COSTCO WHOLESALE CORPORATION$239.6K +17.0%
Top Trims
- MICROSOFT CORP-$856.5K -15.8%
- SALESFORCE INC-$326.4K -29.1%
- ELI LILLY & CO-$323.7K -19.1%
- JPMORGAN CHASE & CO-$312.7K -9.3%
- UNITEDHEALTH GROUP INC-$279.9K -16.7%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $12.3M | 8.72% | 48,600 | SH |
| 2 | ISHARES TR | EFV | 464288877 | $11.2M | 7.89% | 150,162 | SH |
| 3 | ISHARES TR | QUAL | 46432F339 | $5.9M | 4.15% | 30,609 | SH |
| 4 | ISHARES TR | IGLB | 464289511 | $4.9M | 3.50% | 99,669 | SH |
| 5 | SPDR SERIES TRUST | SPSM | 78468R853 | $4.7M | 3.29% | 96,266 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $4.6M | 3.24% | 12,365 | SH |
| 7 | ISHARES TR | IQLT | 46434V456 | $4.0M | 2.82% | 86,177 | SH |
| 8 | SPDR SERIES TRUST | SDY | 78464A763 | $3.8M | 2.70% | 26,198 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.7M | 2.65% | 21,455 | SH |
| 10 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $3.7M | 2.63% | 79,256 | SH |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | $3.6M | 2.55% | 63,777 | SH |
| 12 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.1M | 2.16% | 10,387 | SH |
| 13 | SPDR SERIES TRUST | SPYG | 78464A409 | $2.9M | 2.03% | 29,351 | SH |
| 14 | JOHNSON & JOHNSON | JNJ | 478160104 | $2.8M | 2.01% | 11,639 | SH |
| 15 | SPDR SERIES TRUST | SPMD | 78464A847 | $2.8M | 1.99% | 47,573 | SH |
| 16 | WALMART INC | WMT | 931142103 | $2.8M | 1.96% | 22,267 | SH |
| 17 | ALPHABET INC | GOOGL | 02079K305 | $2.7M | 1.94% | 9,559 | SH |
| 18 | ISHARES TR | EFG | 464288885 | $2.7M | 1.88% | 23,904 | SH |
| 19 | AMAZON COM INC | AMZN | 023135106 | $2.6M | 1.81% | 12,290 | SH |
| 20 | SPDR SERIES TRUST | MDYV | 78464A839 | $2.5M | 1.76% | 29,263 | SH |
| 21 | BLACKROCK INC | BLK | 09290D101 | $2.1M | 1.48% | 2,180 | SH |
| 22 | HOME DEPOT INC | HD | 437076102 | $2.0M | 1.43% | 6,170 | SH |
| 23 | ISHARES TR | IXN | 464287291 | $1.9M | 1.34% | 18,893 | SH |
| 24 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $1.7M | 1.17% | 1,658 | SH |
| 25 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $1.5M | 1.03% | 31,679 | SH |
| 26 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $1.4M | 0.99% | 5,157 | SH |
| 27 | ELI LILLY & CO | LLY | 532457108 | $1.4M | 0.97% | 1,486 | SH |
| 28 | VISA INC | V | 92826C839 | $1.3M | 0.95% | 4,445 | SH |
| 29 | ISHARES TR | USRT | 464288521 | $1.3M | 0.93% | 22,141 | SH |
| 30 | PROLOGIS INC. | PLD | 74340W103 | $1.3M | 0.89% | 9,512 | SH |
| 31 | SSGA ACTIVE ETF TR | SRLN | 78467V608 | $1.2M | 0.86% | 30,352 | SH |
| 32 | PPL CORP | PPL | 69351T106 | $1.2M | 0.84% | 31,008 | SH |
| 33 | ABBVIE INC | ABBV | 00287Y109 | $1.1M | 0.81% | 5,244 | SH |
| 34 | SSGA ACTIVE TR | EMTL | 78470P309 | $1.1M | 0.75% | 24,773 | SH |
| 35 | PALO ALTO NETWORKS INC | PANW | 697435105 | $1.0M | 0.74% | 6,497 | SH |
| 36 | TCW ETF TRUST | FIXT | 87191E105 | $955.0K | 0.68% | 25,206 | SH |
| 37 | PROCTER & GAMBLE CO | PG | 742718109 | $943.6K | 0.67% | 6,532 | SH |
| 38 | EXXON MOBIL CORP | XOM | 30231G102 | $916.6K | 0.65% | 5,403 | SH |
| 39 | BROADCOM INC | AVGO | 11135F101 | $884.9K | 0.63% | 2,859 | SH |
| 40 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $875.3K | 0.62% | 3,611 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $875.1K | 0.62% | 11,279 | SH |
| 42 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $869.2K | 0.61% | 10,504 | SH |
| 43 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $858.6K | 0.61% | 16,842 | SH |
| 44 | PHILIP MORRIS INTL INC | PM | 718172109 | $852.3K | 0.60% | 5,155 | SH |
| 45 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $845.6K | 0.60% | 5,768 | SH |
| 46 | NETFLIX INC. | NFLX | 64110L106 | $844.5K | 0.60% | 8,783 | SH |
| 47 | QUALCOMM INC | QCOM | 747525103 | $825.5K | 0.58% | 6,410 | SH |
| 48 | ABBOTT LABORATORIES | ABT | 002824100 | $824.6K | 0.58% | 8,032 | SH |
| 49 | UNITED PARCEL SVCS INC | UPS | 911312106 | $813.5K | 0.58% | 8,269 | SH |
| 50 | ORACLE CORP | ORCL | 68389X105 | $807.0K | 0.57% | 5,486 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-22 | $141.4M | 93 | 0002044675-26-000004 |
| 2025-12-31 | 2026-01-15 | $138.8M | 92 | 0002044675-26-000001 |