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Shum Financial Group, Inc. — 13F Holdings & Portfolio

CIK 2044675 · latest 13F-HR filed 2026-07-22

Backtest portfolio

Shum Financial Group, Inc. manages $165.9M in 13F-reported U.S. long-equity assets across 106 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (8.56%), EFV (7.18%), QUAL (4.28%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 17 new positions, exited 4, added to 56, and trimmed 16.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2205 HARBOR BAY PARKWAY
ALAMEDA, CA 94502
Phone
(510) 748-7462
Filing Manager
Shum Financial Group, Inc.
ALAMEDA, CA
Signatory
Cliff Shum
President
Loading holdings…
AUM

$165.9M

Long-equity book

Holdings

106

Distinct positions

Period

2026-06-30

Filed 2026-07-22

Q/Q Activity

+17 / −4 / ↑56 / ↓16

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • APPLE INC$1.9M +15.2%
  • ADVANCED MICRO DEVICES INC$1.3M +195.5%
  • PALO ALTO NETWORKS INC$1.2M +119.1%
  • ISHARES TR$1.2M +21.0%
  • ALPHABET INC$985.0K +35.8%
Show all 56 →

Top Trims

  • EXXON MOBIL CORP-$577.9K -63.1%
  • NETFLIX INC.-$242.9K -28.8%
  • WALMART INC-$235.5K -8.5%
  • FEDEX CORP-$166.7K -22.7%
  • PEPSICO INC-$154.9K -22.8%
Show all 16 →

New Positions

  • ISHARES TR$1.1M
  • STATE STR SPDR S&P 500 ETF T$731.1K
  • TAIWAN SEMICONDUCTOR MANUFAC$612.2K
  • ISHARES TR$584.4K
  • VANGUARD INDEX FDS$465.3K
Show all 17 →

Exited Positions

  • SSGA ACTIVE TR$1.1M
  • CHEVRON CORPORATION$640.6K
  • HONEYWELL INTL INC$357.1K
  • ISHARES U S ETF TR$206.9K
Show all 4 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $14.2M 8.56% 49,101 SH
2 ISHARES TR EFV 464288877 $11.9M 7.18% 155,552 SH
3 ISHARES TR QUAL 46432F339 $7.1M 4.28% 32,369 SH
4 SPDR SERIES TRUST SPSM 78468R853 $5.5M 3.29% 94,534 SH
5 ISHARES TR IGLB 464289511 $4.9M 2.95% 97,816 SH
6 MICROSOFT CORP MSFT 594918104 $4.8M 2.91% 12,956 SH
7 ISHARES TR IQLT 46434V456 $4.7M 2.85% 95,491 SH
8 NVIDIA CORPORATION NVDA 67066G104 $4.7M 2.84% 23,585 SH
9 SPDR INDEX SHS FDS SPEM 78463X509 $4.4M 2.64% 84,553 SH
10 SPDR SERIES TRUST SPYV 78464A508 $4.2M 2.51% 68,415 SH
11 SPDR SERIES TRUST SDY 78464A763 $4.1M 2.47% 26,884 SH
12 ALPHABET INC GOOGL 02079K305 $3.7M 2.25% 10,448 SH
13 SPDR SERIES TRUST SPYG 78464A409 $3.6M 2.19% 30,587 SH
14 ISHARES TR EFG 464288885 $3.4M 2.05% 27,393 SH
15 JPMORGAN CHASE & CO JPM 46625H100 $3.4M 2.04% 10,337 SH
16 SPDR SERIES TRUST SPMD 78464A847 $3.2M 1.95% 47,975 SH
17 AMAZON COM INC AMZN 023135106 $3.0M 1.79% 12,480 SH
18 JOHNSON & JOHNSON JNJ 478160104 $2.9M 1.78% 11,612 SH
19 SPDR SERIES TRUST MDYV 78464A839 $2.9M 1.75% 30,622 SH
20 ISHARES TR IXN 464287291 $2.7M 1.61% 18,531 SH
21 WALMART INC WMT 931142103 $2.5M 1.53% 22,354 SH
22 PALO ALTO NETWORKS INC PANW 697435105 $2.3M 1.38% 6,691 SH
23 UNITEDHEALTH GROUP INC UNH 91324P102 $2.2M 1.30% 5,174 SH
24 BLACKROCK INC BLK 09290D101 $2.1M 1.27% 2,188 SH
25 HOME DEPOT INC HD 437076102 $2.1M 1.25% 5,893 SH
26 ADVANCED MICRO DEVICES INC AMD 007903107 $2.0M 1.19% 3,400 SH
27 ELI LILLY & CO LLY 532457108 $1.7M 1.05% 1,453 SH
28 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $1.7M 1.04% 33,986 SH
29 COSTCO WHOLESALE CORPORATION COST 22160K105 $1.6M 0.97% 1,715 SH
30 VISA INC V 92826C839 $1.5M 0.92% 4,437 SH
31 ISHARES TR USRT 464288521 $1.5M 0.89% 22,124 SH
32 SELECT SECTOR SPDR TR XLU 81369Y886 $1.4M 0.87% 31,795 SH
33 CISCO SYS INC CSCO 17275R102 $1.3M 0.79% 11,210 SH
34 ABBVIE INC ABBV 00287Y109 $1.3M 0.78% 5,145 SH
35 PROLOGIS INC. PLD 74340W103 $1.3M 0.78% 9,502 SH
36 SSGA ACTIVE ETF TR SRLN 78467V608 $1.2M 0.74% 30,281 SH
37 BROADCOM INC AVGO 11135F101 $1.2M 0.72% 3,149 SH
38 QUALCOMM INC QCOM 747525103 $1.2M 0.71% 6,386 SH
39 ISHARES TR EMB 464288281 $1.1M 0.68% 11,630 SH
40 PPL CORP PPL 69351T106 $1.1M 0.67% 30,512 SH
41 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.0M 0.61% 3,617 SH
42 CROWDSTRIKE HLDGS INC CRWD 22788C105 $956.2K 0.58% 1,253 SH
43 TCW ETF TRUST FIXT 87191E105 $944.8K 0.57% 25,000 SH
44 PHILIP MORRIS INTL INC PM 718172109 $942.2K 0.57% 5,208 SH
45 SELECT SECTOR SPDR TR XLV 81369Y209 $922.4K 0.56% 5,814 SH
46 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $910.8K 0.55% 11,020 SH
47 UNITED PARCEL SVCS INC UPS 911312106 $880.0K 0.53% 8,186 SH
48 PROCTER & GAMBLE CO PG 742718109 $877.0K 0.53% 5,981 SH
49 ASML HLDG NV ASML N07059210 $825.6K 0.50% 415 SH
50 ISHARES TR ACWI 464288257 $796.3K 0.48% 5,073 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $165.9M 106 0002044675-26-000006
2026-03-31 2026-04-22 $141.4M 93 0002044675-26-000004
2025-12-31 2026-01-15 $138.8M 92 0002044675-26-000001