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Amicus Financial Advisors, LLC — 13F Holdings & Portfolio

CIK 2113629 · latest 13F-HR filed 2026-07-20

Backtest portfolio

Amicus Financial Advisors, LLC manages $407.0M in 13F-reported U.S. long-equity assets across 95 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFAU (14.92%), BND (11.84%), DFAI (7.95%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions and exited 5; 49 existing positions rose in reported value and 11 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$407.0M

Long-equity book

Holdings
95

Distinct positions

Period
2026-06-30

Filed 2026-07-20

Q/Q Activity
+10 / −5 / ↑49 / ↓11

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFAU14.9% · -8%BND11.8% · -4%DFAI8.0% · -7%BNDW7.9% · +3%VTI7.7% · -2%DCOR3.9% · +197%SCHZ3.3% · -1%SCHA3.0% · -6%SPDW2.9% · -1%DFAE2.6% · +2%SCHP2.2% · -2%USHY2.1% · -2%DFIC2.1% · +120%SCHH2.0% · -2%VNQ1.8% · -1%DFAC1.3% · +10%VNQI1.2% · -2%VTV1.1% · -6%SCHB1.1% · -9%VTEB1.1% · +260%EROK1.0% · newDFGR0.9% · +121%SPSM0.8% · -2%PFF0.8% · +3%DFIP0.8% · +38%VWO0.7% · -1%SCHV0.7% · -6%VOO0.6% · -1%SCHF0.6% · -6%SCHC0.6% · -3%VYM0.6% · -1%IVV0.5% · +11%BIV0.5% · +0%SCHM0.5% · -3%VTIP0.5% · +2%SPHY0.4% · +72%VUSB0.3% · 0%SCHX0.3% · +0%CVX0.3% · 0%SFLR0.3% · newBSV0.3% · +7%VXUS0.2% · -2%IYW0.2% · 0%VCIT0.2% · 0%VUG0.2% · +500%VV0.2% · -4%SPY0.2% · +1%PGX0.2% · +5%SPTM0.2% · -4%USRT0.2% · -3%VGSH0.2% · +7%AGG0.2% · -9%BLKB0.2% · 0%SCHG0.2% · -10%SCHE0.1% · -4%XOM0.1% · -2%SCHO0.1% · -16%IWM0.1% · -2%SPIP0.1% · -23%AMZN0.1% · -6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 66%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$550.9M
Discretionary
$550.9M
Employees
19
Accounts
1,486
Address
7021 KEWANEE AVE
4-102
LUBBOCK, TX 79424
Phone
(806) 698-1122
Website
Name Title / Status Ownership Type
Figueroa, Marco, Antonio ControlDIRECTOR
since Jul 2025
Less than 5%Individual
Flint, Blake ControlDIRECTOR
since Jul 2025
Less than 5%Individual
PETERSON, LARRY, HOWLAND ControlDIRECTOR
since Jul 2021
Less than 5%Individual
PLANFIRST, INC. ControlOWNER
since Jan 2019
75% or moreDomestic Entity
Smith, Evan, John ControlDIRECTOR, TREASURER, AND SECRETARY
since Jul 2021
Less than 5%Individual
TOMBS, DAVID, BETASSO ControlPRESIDENT, CHIEF COMPLIANCE OFFICER, AND DIRECTOR
since Jul 2021
Less than 5%Individual
TOMBS, DAVID, BETASSO Control
Indirect owner via TOMBS, DAVID, BETASSO
OWNER OF PLANFIRST, INC.
since Jan 2019
25–50%Individual
TOMBS, JOSEPH, WINGATE Control
Indirect owner via PLANFIRST, INC.
OWNER OF PLANFIRST, INC.
since Jan 2019
25–50%Individual
Tombs, Patrick, Joseph Control
Indirect owner via PLANFIRST, INC.
OWNER OF PLANFIRST, INC.
since Jan 2019
25–50%Individual
Ownership & leadership changes · 7 filings with changes since Apr 2, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2026 filing
  • No longer listedLONGORIA, JESUS, ARMANDO · DIRECTOR · Less than 5% · control person · listed since Jul 2021
  • No longer listedSauceda, Bryan, Nicolas · DIRECTOR · Less than 5% · control person · listed since Jul 2021
  • AddedFigueroa, Marco, Antonio · DIRECTOR · Less than 5% · control person
  • AddedFlint, Blake · DIRECTOR · Less than 5% · control person
Aug 3, 2021 filing
  • No longer listedBOWEN, CAMERON, DOUGLAS · CHIEF FINANCIAL PLANNING OFFICER · Less than 5% · control person · listed since Mar 2019
  • No longer listedTOMBS, JOSEPH, WINGATE · OWNER OF PLANFIRST, INC. · 25–50% · indirect via TOMBS, JOSEPH, WINGATE · control person · listed since Jan 2019
  • No longer listedTOMBS, JOSEPH, WINGATE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Mar 2019
  • No longer listedTombs, Patrick, Joseph · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2019
  • No longer listedTombs, Patrick, Joseph · OWNER OF PLANFIRST, INC. · 25–50% · indirect via TOMBS, PATRICK, JOSEPH · control person · listed since Jan 2019
  • No longer listedWood, Charles, Matthew · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Mar 2019
  • AddedLONGORIA, JESUS, ARMANDO · DIRECTOR · Less than 5% · control person
  • AddedSmith, Evan, John · DIRECTOR, TREASURER, AND SECRETARY · Less than 5% · control person
  • AddedTOMBS, JOSEPH, WINGATE · OWNER OF PLANFIRST, INC. · 25–50% · indirect via PLANFIRST, INC. · control person
  • AddedTombs, Patrick, Joseph · OWNER OF PLANFIRST, INC. · 25–50% · indirect via PLANFIRST, INC. · control person
  • Listed againPETERSON, LARRY, HOWLAND · DIRECTOR · Less than 5% · control person
  • ChangedSauceda, Bryan, Nicolas · title CHIEF OPERATIONS OFFICER → DIRECTOR
  • ChangedTOMBS, DAVID, BETASSO · title CHIEF INVESTMENT OFFICER → PRESIDENT, CHIEF COMPLIANCE OFFICER, AND DIRECTOR
Apr 17, 2020 filing
  • AddedPLANFIRST, INC. · OWNER · 75% or more · control person
  • AddedSauceda, Bryan, Nicolas · CHIEF OPERATIONS OFFICER · Less than 5% · control person
  • AddedWood, Charles, Matthew · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • Listed againBOWEN, CAMERON, DOUGLAS · CHIEF FINANCIAL PLANNING OFFICER · Less than 5% · control person
  • ChangedTOMBS, DAVID, BETASSO · title OWNER → CHIEF INVESTMENT OFFICER; ownership 25–50% → Less than 5%
  • ChangedTOMBS, DAVID, BETASSO · indirect via TOMBS, DAVID, BETASSO: title OWNER → OWNER OF PLANFIRST, INC.
  • ChangedTOMBS, JOSEPH, WINGATE · indirect via TOMBS, JOSEPH, WINGATE: title OWNER → OWNER OF PLANFIRST, INC.
  • ChangedTOMBS, JOSEPH, WINGATE · title OWNER → CHIEF EXECUTIVE OFFICER; ownership 25–50% → Less than 5%
  • ChangedTombs, Patrick, Joseph · ownership 25–50% → Less than 5%
  • ChangedTombs, Patrick, Joseph · indirect via TOMBS, PATRICK, JOSEPH: title OWNER → OWNER OF PLANFIRST, INC.
Mar 29, 2019 filing
  • No longer listedINMAN-SWANSON, BRIT, CHELSEE · MEMBER · 10–25% · control person · listed since Jan 2015
  • No longer listedPECK, MATTHEW, DEAN · CHIEF COMPLIANCE OFFICER / MEMBER · 10–25% · control person · listed since Jan 2015
  • No longer listedTOMBS FAMILY HOLDINGS · MEMBER · 50–75% · control person · listed since Jan 2015
  • No longer listedTOMBS, JOSEPH, WINGATE · MANAGING MEMBER · 50–75% · indirect via TOMBS FAMILY HOLDINGS · control person · listed since Dec 2014
  • AddedTOMBS, DAVID, BETASSO · OWNER · 25–50% · control person
  • AddedTOMBS, DAVID, BETASSO · OWNER · 25–50% · indirect via TOMBS, DAVID, BETASSO · control person
  • AddedTOMBS, JOSEPH, WINGATE · OWNER · 25–50% · indirect via TOMBS, JOSEPH, WINGATE · control person
  • AddedTOMBS, JOSEPH, WINGATE · OWNER · 25–50% · control person
  • AddedTombs, Patrick, Joseph · CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • AddedTombs, Patrick, Joseph · OWNER · 25–50% · indirect via TOMBS, PATRICK, JOSEPH · control person
Jul 30, 2018 filing
  • No longer listedBOWEN, CAMERON, DOUGLAS · DIRECTOR OF OPERATIONS, CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jun 2014
  • ChangedINMAN-SWANSON, BRIT, CHELSEE · title NON-MANAGING MEMBER → MEMBER
  • ChangedPECK, MATTHEW, DEAN · title CHIEF COMPLIANCE OFFICER / MANAGING MEMBER → CHIEF COMPLIANCE OFFICER / MEMBER
  • ChangedTOMBS FAMILY HOLDINGS · title NON-MANAGING MEMBER → MEMBER
Apr 4, 2018 filing
  • No longer listedAMICUS CAPITAL HOLDINGS, LLC · OWNER · 75% or more · control person · listed since Dec 2010
  • No longer listedPETERSON, LARRY, HOWLAND · PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2010
  • No longer listedTOMBS, JOSEPH, WINGATE · PRESIDENT · General partner, trustee or manager · indirect via AMICUS CAPITAL HOLDINGS, LLC · control person · listed since Dec 2010
  • AddedBOWEN, CAMERON, DOUGLAS · DIRECTOR OF OPERATIONS, CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • AddedINMAN-SWANSON, BRIT, CHELSEE · NON-MANAGING MEMBER · 10–25% · control person
  • AddedPECK, MATTHEW, DEAN · CHIEF COMPLIANCE OFFICER / MANAGING MEMBER · 10–25% · control person
  • AddedTOMBS FAMILY HOLDINGS · NON-MANAGING MEMBER · 50–75% · control person
  • AddedTOMBS, JOSEPH, WINGATE · MANAGING MEMBER · 50–75% · indirect via TOMBS FAMILY HOLDINGS · control person
Apr 27, 2012 filing
  • ChangedPETERSON, LARRY, HOWLAND · title GENERAL MANAGER, CHIEF COMPLIANCE OFFICER → PRESIDENT, CHIEF COMPLIANCE OFFICER
Apr 2, 2012 filing (earliest on record)
  • ListedAMICUS CAPITAL HOLDINGS, LLC · OWNER · 75% or more · control person
  • ListedPETERSON, LARRY, HOWLAND · GENERAL MANAGER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedTOMBS, JOSEPH, WINGATE · PRESIDENT · General partner, trustee or manager · indirect via AMICUS CAPITAL HOLDINGS, LLC · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Amicus Financial Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL US CORE EQUITY MARKET ETF DFAU 25434V104 $60.7M 14.92% 1,175,114 SH
2 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $48.2M 11.84% 656,466 SH
3 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF DFAI 25434V203 $32.4M 7.95% 784,617 SH
4 VANGUARD TOTAL WORLD BOND ETF BNDW 92206C565 $32.2M 7.91% 469,953 SH
5 VANGUARD TOTAL STK MKT VTI 922908769 $31.3M 7.69% 84,581 SH
6 DIMENSIONAL US CORE EQUITY 1 ETF DCOR 25434V625 $15.9M 3.91% 194,121 SH
7 SCHWAB US AGGREGATE BOND ETF SCHZ 808524839 $13.4M 3.29% 578,621 SH
8 SCHWAB ETFS- US SMALL-CAP ETF SCHA 808524607 $12.3M 3.01% 339,216 SH
9 STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF SPDW 78463X889 $11.8M 2.90% 233,908 SH
10 DIMENSIONAL EMERGING CORE EQUITY MARKET ETF DFAE 25434V302 $10.6M 2.60% 262,711 SH
11 SCHWAB US TIPS ETF SCHP 808524870 $9.1M 2.24% 344,759 SH
12 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF USHY 46435U853 $8.7M 2.14% 235,140 SH
13 DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF DFIC 25434V799 $8.7M 2.13% 232,305 SH
14 SCH US REIT ETF SCHH 808524847 $8.2M 2.02% 347,827 SH
15 VANGUARD REIT INDEX ETF VNQ 922908553 $7.5M 1.84% 77,523 SH
16 DIMENSIONAL U.S. CORE EQUITY 2 ETF DFAC 25434V708 $5.3M 1.31% 120,366 SH
17 VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF VNQI 922042676 $4.9M 1.20% 108,849 SH
18 VANGUARD VALUE ETF VTV 922908744 $4.6M 1.14% 21,323 SH
19 SCHWAB ETFS- US BROAD MARKET ETF SCHB 808524102 $4.6M 1.12% 157,377 SH
20 VANGUARD TAX-EXEMPT BOND ETF VTEB 922907746 $4.4M 1.07% 86,024 SH
21 EAGLEROCK LD LLC CL A SHS REP LTD EROK 27005A105 $4.0M 0.99% 189,301 SH
22 DIMENSIONAL GLOBAL REAL ESTATE ETF DFGR 25434V658 $3.5M 0.86% 120,641 SH
23 STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF SPSM 78468R853 $3.4M 0.83% 58,714 SH
24 ISHARES PREFERRED & INCOME SECURITIES ETF PFF 464288687 $3.3M 0.81% 108,339 SH
25 DIMENSIONAL INFLATION-PROTECTED SECURITIES ETF DFIP 25434V856 $3.2M 0.78% 77,154 SH
26 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $2.8M 0.69% 47,074 SH
27 SCHWAB US LARGE CAP VALUE ETF SCHV 808524409 $2.8M 0.68% 79,828 SH
28 VANGUARD S&P 500 ETF VOO 922908363 $2.5M 0.61% 3,594 SH
29 SCHWAB INTERNATIONAL EQUITY ETF SCHF 808524805 $2.4M 0.60% 88,228 SH
30 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF SCHC 808524888 $2.3M 0.58% 48,637 SH
31 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $2.3M 0.56% 14,467 SH
32 ISHARES S&P 500 INDEX IVV 464287200 $2.2M 0.55% 2,985 SH
33 VANGUARD INTERMEDIATE-TERM BOND ETF BIV 921937819 $2.2M 0.53% 28,190 SH
34 SCHWAB US MID-CAP ETF SCHM 808524508 $2.1M 0.52% 57,609 SH
35 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF VTIP 922020805 $2.0M 0.50% 40,470 SH
36 STATE STREET SPDR PORTFOLIO HIGH YIELD BOND ETF SPHY 78468R606 $1.6M 0.39% 67,347 SH
37 VANGUARD ULTRA-SHORT BOND ETF VUSB 92203C303 $1.4M 0.34% 27,918 SH
38 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $1.4M 0.34% 46,987 SH
39 CHEVRON CORPORATION COM CVX 166764100 $1.2M 0.29% 7,198 SH
40 INNOVATOR EQUITY MANAGED FLOOR ETF SFLR 45783Y673 $1.1M 0.28% 29,494 SH
41 VANGUARD SHORT-TERM BOND ETF BSV 921937827 $1.0M 0.26% 13,337 SH
42 VANGUARD TOTAL INTERNATIONAL STOCK ETF VXUS 921909768 $941.3K 0.23% 11,010 SH
43 ISHARES U.S. TECHNOLOGY ETF IYW 464287721 $926.7K 0.23% 3,674 SH
44 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF VCIT 92206C870 $822.3K 0.20% 9,949 SH
45 VANGUARD GROWTH ETF VUG 922908736 $820.4K 0.20% 9,524 SH
46 VANGUARD LARGE-CAP ETF VV 922908637 $813.1K 0.20% 2,364 SH
47 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $798.6K 0.20% 1,069 SH
48 INVESCO PREFERRED ETF PGX 46138E511 $791.7K 0.19% 73,038 SH
49 SPDR SER TR DJ WILSHIRE TOTAL SPTM 78464A805 $768.2K 0.19% 8,461 SH
50 ISHARES CORE U.S. REIT ETF USRT 464288521 $744.8K 0.18% 11,208 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-20 $407.0M 95 0002113629-26-000003
2026-03-31 2026-04-14 $363.0M 90 0002113629-26-000002
2025-12-31 2026-03-02 $358.6M 90 0002113629-26-000001
Filer Information
Address
7021 KEWANEE AVE
4-102
LUBBOCK, TX 79424
Phone
(806) 698-1122
Filing Manager
Amicus Financial Advisors, LLC
LUBBOCK, TX
Signatory
Paul Mallory
Compliance Consultant