SHUFRO ROSE & CO LLC — 13F Holdings & Portfolio
CIK 908195 · latest 13F-HR filed 2026-05-15
SHUFRO ROSE & CO LLC manages $1.47B in 13F-reported U.S. long-equity assets across 314 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SMTH (8.94%), IBDU (6.29%), GLW (5.62%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 25 new positions, exited 19, added to 85, and trimmed 102.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$1.47B
Long-equity book
314
Distinct positions
2026-03-31
Filed 2026-05-15
+25 / −19 / ↑85 / ↓102
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- CORNING INC$18.6M +29.0%
- VANECK MERK GOLD ETF$15.3M +2393.3%
- COHERENT CORP$4.3M +22.2%
- ISHARES TR$3.5M +6.7%
- PALO ALTO NETWORKS INC$3.5M +1438.4%
Top Trims
- VANGUARD INDEX FDS-$24.2M -71.3%
- SPROTT ASSET MANAGEMENT LP-$15.5M -95.7%
- MICROSOFT CORP-$11.6M -22.0%
- ELI LILLY & CO-$7.1M -14.7%
- QUALCOMM INC-$5.8M -22.8%
New Positions
- ISHARES TR$3.6M
- BERKSHIRE HATHAWAY INC DEL$2.9M
- ISHARES TR$2.5M
- OLIN CORP$631.0K
- TARGET CORP$569.6K
Exited Positions
- AON PLC$3.5M
- WARNER BROS DISCOVERY INC$1.3M
- ALBEMARLE CORP$585.0K
- BROADRIDGE FINL SOLUTIONS IN$557.9K
- BLACKROCK MUNIHLDGS NY QLTY$395.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ALPS ETF TR | SMTH | 00162Q346 | $131.5M | 8.94% | 5,106,384 | SH |
| 2 | ISHARES TR | IBDU | 46436E205 | $92.5M | 6.29% | 3,978,128 | SH |
| 3 | CORNING INC | GLW | 219350105 | $82.6M | 5.62% | 607,533 | SH |
| 4 | DOUBLELINE ETF TRUST | DCRE | 25861R303 | $79.6M | 5.41% | 1,531,335 | SH |
| 5 | ISHARES TR | IVV | 464287200 | $55.7M | 3.79% | 85,201 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $48.5M | 3.30% | 191,263 | SH |
| 7 | ELI LILLY & CO | LLY | 532457108 | $41.3M | 2.81% | 44,944 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $40.2M | 2.74% | 108,638 | SH |
| 9 | VANECK ETF TRUST | GDX | 92189F106 | $36.5M | 2.48% | 397,235 | SH |
| 10 | VANGUARD INDEX FDS | VO | 922908629 | $35.6M | 2.42% | 123,931 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $33.5M | 2.28% | 113,998 | SH |
| 12 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $33.3M | 2.26% | 69,414 | SH |
| 13 | ISHARES TR | IBDR | 46435GAA0 | $30.1M | 2.05% | 1,243,779 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $30.0M | 2.04% | 156,365 | SH |
| 15 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $28.4M | 1.93% | 57,739 | SH |
| 16 | SPDR GOLD TR | GLD | 78463V107 | $26.5M | 1.81% | 61,702 | SH |
| 17 | VANGUARD INDEX FDS | VOO | 922908363 | $25.2M | 1.71% | 42,177 | SH |
| 18 | TEXAS INSTRS INC | TXN | 882508104 | $24.0M | 1.63% | 123,404 | SH |
| 19 | COHERENT CORP | COHR | 19247G107 | $23.8M | 1.62% | 99,977 | SH |
| 20 | AVERY DENNISON CORP | AVY | 053611109 | $20.9M | 1.42% | 120,964 | SH |
| 21 | INVESCO EXCH TRD SLF IDX FD | BSCQ | 46138J791 | $20.0M | 1.36% | 1,021,513 | SH |
| 22 | QUALCOMM INC | QCOM | 747525103 | $19.6M | 1.34% | 152,514 | SH |
| 23 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $17.9M | 1.22% | 73,874 | SH |
| 24 | INVESCO EXCH TRD SLF IDX FD | BSCS | 46138J643 | $16.8M | 1.14% | 821,597 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $16.7M | 1.13% | 80,031 | SH |
| 26 | VANECK MERK GOLD ETF | OUNZ | 921078101 | $15.9M | 1.08% | 353,101 | SH |
| 27 | INVESCO EXCH TRD SLF IDX FD | BSCT | 46138J577 | $15.9M | 1.08% | 850,769 | SH |
| 28 | ISHARES TR | QUAL | 46432F339 | $15.8M | 1.07% | 82,208 | SH |
| 29 | TOUCHSTONE ETF TRUST | TSEL | 89157W806 | $14.3M | 0.97% | 579,154 | SH |
| 30 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $13.5M | 0.92% | 103,441 | SH |
| 31 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $13.2M | 0.90% | 166,330 | SH |
| 32 | AMGEN INC | AMGN | 031162100 | $13.0M | 0.89% | 37,011 | SH |
| 33 | VANGUARD INDEX FDS | VTI | 922908769 | $12.3M | 0.83% | 38,187 | SH |
| 34 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $11.5M | 0.79% | 139,572 | SH |
| 35 | VANGUARD INDEX FDS | VBR | 922908611 | $9.8M | 0.66% | 44,966 | SH |
| 36 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $9.1M | 0.62% | 152,749 | SH |
| 37 | SALESFORCE INC | CRM | 79466L302 | $8.7M | 0.59% | 46,621 | SH |
| 38 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $8.5M | 0.58% | 145,157 | SH |
| 39 | EXXON MOBIL CORP | XOM | 30231G102 | $8.3M | 0.56% | 48,639 | SH |
| 40 | ISHARES TR | MTUM | 46432F396 | $7.9M | 0.54% | 33,008 | SH |
| 41 | CHEVRON CORPORATION | CVX | 166764100 | $6.2M | 0.42% | 30,189 | SH |
| 42 | ISHARES TR | ICSH | 46434V878 | $6.1M | 0.41% | 120,098 | SH |
| 43 | KLA CORP | KLAC | 482480100 | $6.0M | 0.41% | 4,103 | SH |
| 44 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $5.8M | 0.40% | 163,529 | SH |
| 45 | ECOLAB INC | ECL | 278865100 | $5.6M | 0.38% | 21,101 | SH |
| 46 | UNILEVER PLC | UL | 904767803 | $5.2M | 0.35% | 91,523 | SH |
| 47 | LENNAR CORP | LEN | 526057104 | $5.1M | 0.35% | 59,002 | SH |
| 48 | AUTOZONE INC | AZO | 053332102 | $4.9M | 0.34% | 1,461 | SH |
| 49 | JOHNSON & JOHNSON | JNJ | 478160104 | $4.9M | 0.33% | 19,882 | SH |
| 50 | SENECA FOODS CORP NEW | SENEA | 817070501 | $4.4M | 0.30% | 29,100 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $1.47B | 314 | 0000908195-26-000002 |
| 2025-12-31 | 2026-02-09 | $1.48B | 300 | 0000908195-26-000001 |
| 2025-09-30 | 2025-11-12 | $1.22B | 315 | 0000908195-25-000010 |