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SHUFRO ROSE & CO LLC — 13F Holdings & Portfolio

CIK 908195 · latest 13F-HR filed 2026-08-12

Backtest portfolio

SHUFRO ROSE & CO LLC manages $1.74B in 13F-reported U.S. long-equity assets across 324 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IBDU (11.53%), GLW (8.22%), SMTH (7.83%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 26 new positions and exited 19; 136 existing positions rose in reported value and 73 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.74B

Long-equity book

Holdings
324

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+26 / −19 / ↑136 / ↓73

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IBDU11.6% · +118%GLW8.2% · -8%SMTH7.8% · +4%DCRE4.7% · +2%IVV3.8% · +3%AAPL3.3% · +1%LLY3.1% · 0%VO2.4% · +316%MSFT2.4% · -1%COHR2.2% · -4%TXN2.1% · -1%JPM2.1% · -4%BRK.B2.0% · -0%RSP1.9% · -1%VOO1.7% · +1%TMO1.7% · -0%QCOM1.6% · -2%BSCU1.5% · newOUNZ1.4% · +76%GLD1.3% · +1%IBM1.2% · -1%AVY1.1% · -0%AMZN1.1% · -0%TSEL1.1% · +11%QUAL1.1% · +3%GDX1.0% · -39%BSCS0.9% · -2%BSCT0.9% · +2%JCI0.9% · -1%KLAC0.8% · +884%VTI0.8% · +0%AMGN0.8% · +0%VCSH0.8% · +2%VCIT0.7% · +2%MTUM0.6% · -2%VBR0.6% · -3%VGIT0.6% · +10%VGSH0.6% · +18%BSCQ0.5% · -60%PANW0.4% · -3%XOM0.4% · -4%DFIC0.4% · +5%ICSH0.4% · +1%IBDV0.3% · +137%ECL0.3% · +0%UL0.3% · +0%LEN0.3% · -1%P0.3% · -4%JNJ0.3% · -1%SENEA0.3% · -4%CVX0.3% · -5%AZO0.3% · -3%IMTM0.3% · -0%GOOGL0.3% · +6%ITW0.2% · -2%MU0.2% · +10%CRM0.2% · -48%NVDA0.2% · -7%IJR0.2% · -2%IEFA0.2% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 49.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Name Title / Status Ownership Type

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 136 →

Top Trims

Show all 73 →

New Positions

Show all 26 →

Exited Positions

Show all 19 →

SHUFRO ROSE & CO LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IBDU 46436E205 $200.8M 11.53% 8,668,602 SH
2 CORNING INC GLW 219350105 $143.1M 8.22% 560,162 SH
3 ALPS ETF TR SMTH 00162Q346 $136.4M 7.83% 5,299,519 SH
4 DOUBLELINE ETF TRUST DCRE 25861R303 $81.3M 4.67% 1,569,464 SH
5 ISHARES TR IVV 464287200 $65.9M 3.78% 87,982 SH
6 APPLE INC AAPL 037833100 $55.7M 3.20% 192,518 SH
7 ELI LILLY & CO LLY 532457108 $53.9M 3.10% 44,944 SH
8 VANGUARD INDEX FDS VO 922908629 $41.6M 2.39% 515,810 SH
9 MICROSOFT CORP MSFT 594918104 $40.3M 2.31% 107,920 SH
10 COHERENT CORP COHR 19247G107 $37.8M 2.17% 95,806 SH
11 TEXAS INSTRS INC TXN 882508104 $36.3M 2.09% 121,817 SH
12 JPMORGAN CHASE & CO JPM 46625H100 $35.9M 2.06% 109,595 SH
13 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $34.5M 1.98% 69,045 SH
14 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $32.9M 1.89% 154,808 SH
15 VANGUARD INDEX FDS VOO 922908363 $29.2M 1.68% 42,506 SH
16 THERMO FISHER SCIENTIFIC INC TMO 883556102 $28.8M 1.65% 57,444 SH
17 QUALCOMM INC QCOM 747525103 $27.7M 1.59% 150,146 SH
18 INVESCO EXCH TRD SLF IDX FD BSCU 46138J460 $25.7M 1.47% 1,542,429 SH
19 VANECK MERK GOLD ETF OUNZ 921078101 $23.9M 1.37% 619,787 SH
20 SPDR GOLD TR GLD 78463V107 $23.0M 1.32% 62,443 SH
21 INTERNATIONAL BUSINESS MACHS IBM 459200101 $20.6M 1.18% 73,358 SH
22 AVERY DENNISON CORP AVY 053611109 $19.6M 1.13% 120,878 SH
23 AMAZON COM INC AMZN 023135106 $19.1M 1.09% 79,988 SH
24 TOUCHSTONE ETF TRUST TSEL 89157W806 $18.9M 1.09% 640,970 SH
25 ISHARES TR QUAL 46432F339 $18.5M 1.06% 84,337 SH
26 VANECK ETF TRUST GDX 92189F106 $18.2M 1.04% 240,755 SH
27 INVESCO EXCH TRD SLF IDX FD BSCS 46138J643 $16.4M 0.94% 803,966 SH
28 INVESCO EXCH TRD SLF IDX FD BSCT 46138J577 $16.2M 0.93% 872,220 SH
29 JOHNSON CONTROLS INTERNATION JCI G51502105 $14.9M 0.86% 101,992 SH
30 VANGUARD INDEX FDS VTI 922908769 $14.2M 0.82% 38,383 SH
31 AMGEN INC AMGN 031162100 $13.4M 0.77% 37,047 SH
32 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $13.4M 0.77% 169,379 SH
33 KLA CORP KLAC 482480100 $12.2M 0.70% 40,286 SH
34 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $11.8M 0.68% 142,549 SH
35 ISHARES TR MTUM 46432F396 $11.1M 0.64% 32,484 SH
36 VANGUARD INDEX FDS VBR 922908611 $10.6M 0.61% 43,533 SH
37 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $10.0M 0.57% 168,805 SH
38 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $10.0M 0.57% 171,037 SH
39 INVESCO EXCH TRD SLF IDX FD BSCQ 46138J791 $7.9M 0.45% 405,598 SH
40 PALO ALTO NETWORKS INC PANW 697435105 $7.7M 0.44% 22,541 SH
41 EXXON MOBIL CORP XOM 30231G102 $6.4M 0.37% 46,834 SH
42 DIMENSIONAL ETF TRUST DFIC 25434V799 $6.4M 0.37% 171,154 SH
43 ISHARES TR ICSH 46434V878 $6.2M 0.35% 121,703 SH
44 ISHARES TR IBDV 46436E726 $6.0M 0.34% 274,603 SH
45 ECOLAB INC ECL 278865100 $5.9M 0.34% 21,199 SH
46 UNILEVER PLC UL 904767803 $5.5M 0.32% 91,925 SH
47 LENNAR CORP LEN 526057104 $5.3M 0.30% 58,443 SH
48 EVERPURE INC P 74624M102 $5.2M 0.30% 65,850 SH
49 JOHNSON & JOHNSON JNJ 478160104 $5.0M 0.29% 19,696 SH
50 SENECA FOODS CORP NEW SENEA 817070501 $4.9M 0.28% 28,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $1.74B 324 0000908195-26-000003
2026-03-31 2026-05-15 $1.47B 314 0000908195-26-000002
2025-12-31 2026-02-09 $1.48B 300 0000908195-26-000001
2025-09-30 2025-11-12 $1.22B 315 0000908195-25-000010
Filer Information
Address
600 LEXINGTON AVENUE
15TH FLOOR
NEW YORK, NY 10022
Phone
(212) 754-5111
Filing Manager
SHUFRO ROSE & CO LLC
NEW YORK, NY
Signatory
Steven Glass
Principal and Senior Financial Advisor