SHUFRO ROSE & CO LLC — 13F Holdings & Portfolio
CIK 908195 · latest 13F-HR filed 2026-08-12
SHUFRO ROSE & CO LLC manages $1.74B in 13F-reported U.S. long-equity assets across 324 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IBDU (11.53%), GLW (8.22%), SMTH (7.83%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 26 new positions, exited 19, added to 136, and trimmed 73.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
15TH FLOOR
NEW YORK, NY 10022
$1.74B
Long-equity book
324
Distinct positions
2026-06-30
Filed 2026-08-12
+26 / −19 / ↑136 / ↓73
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$108.2M +117.0%
- CORNING INC$60.8M +73.6%
- COHERENT CORP$14.0M +58.7%
- ELI LILLY & CO$12.6M +30.4%
- TEXAS INSTRS INC$12.4M +51.6%
Top Trims
- ISHARES TR-$29.5M -97.9%
- VANECK ETF TRUST-$18.3M -50.2%
- INVESCO EXCH TRD SLF IDX FD-$12.0M -60.3%
- SALESFORCE INC-$4.9M -56.3%
- SPDR GOLD TR-$3.5M -13.4%
New Positions
- INVESCO EXCH TRD SLF IDX FD$25.7M
- GENERAC HLDGS INC$937.0K
- BOSTON SCIENTIFIC CORP$840.8K
- Markel Group Inc$703.1K
- OPENLANE INC$682.4K
Exited Positions
- NIKE INC$2.9M
- HONEYWELL INTL INC$840.6K
- AIR LEASE CORP$623.4K
- ISHARES TR$547.0K
- INVESCO EXCH TRD SLF IDX FD$498.3K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IBDU | 46436E205 | $200.8M | 11.53% | 8,668,602 | SH |
| 2 | CORNING INC | GLW | 219350105 | $143.1M | 8.22% | 560,162 | SH |
| 3 | ALPS ETF TR | SMTH | 00162Q346 | $136.4M | 7.83% | 5,299,519 | SH |
| 4 | DOUBLELINE ETF TRUST | DCRE | 25861R303 | $81.3M | 4.67% | 1,569,464 | SH |
| 5 | ISHARES TR | IVV | 464287200 | $65.9M | 3.78% | 87,982 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $55.7M | 3.20% | 192,518 | SH |
| 7 | ELI LILLY & CO | LLY | 532457108 | $53.9M | 3.10% | 44,944 | SH |
| 8 | VANGUARD INDEX FDS | VO | 922908629 | $41.6M | 2.39% | 515,810 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $40.3M | 2.31% | 107,920 | SH |
| 10 | COHERENT CORP | COHR | 19247G107 | $37.8M | 2.17% | 95,806 | SH |
| 11 | TEXAS INSTRS INC | TXN | 882508104 | $36.3M | 2.09% | 121,817 | SH |
| 12 | JPMORGAN CHASE & CO | JPM | 46625H100 | $35.9M | 2.06% | 109,595 | SH |
| 13 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $34.5M | 1.98% | 69,045 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $32.9M | 1.89% | 154,808 | SH |
| 15 | VANGUARD INDEX FDS | VOO | 922908363 | $29.2M | 1.68% | 42,506 | SH |
| 16 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $28.8M | 1.65% | 57,444 | SH |
| 17 | QUALCOMM INC | QCOM | 747525103 | $27.7M | 1.59% | 150,146 | SH |
| 18 | INVESCO EXCH TRD SLF IDX FD | BSCU | 46138J460 | $25.7M | 1.47% | 1,542,429 | SH |
| 19 | VANECK MERK GOLD ETF | OUNZ | 921078101 | $23.9M | 1.37% | 619,787 | SH |
| 20 | SPDR GOLD TR | GLD | 78463V107 | $23.0M | 1.32% | 62,443 | SH |
| 21 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $20.6M | 1.18% | 73,358 | SH |
| 22 | AVERY DENNISON CORP | AVY | 053611109 | $19.6M | 1.13% | 120,878 | SH |
| 23 | AMAZON COM INC | AMZN | 023135106 | $19.1M | 1.09% | 79,988 | SH |
| 24 | TOUCHSTONE ETF TRUST | TSEL | 89157W806 | $18.9M | 1.09% | 640,970 | SH |
| 25 | ISHARES TR | QUAL | 46432F339 | $18.5M | 1.06% | 84,337 | SH |
| 26 | VANECK ETF TRUST | GDX | 92189F106 | $18.2M | 1.04% | 240,755 | SH |
| 27 | INVESCO EXCH TRD SLF IDX FD | BSCS | 46138J643 | $16.4M | 0.94% | 803,966 | SH |
| 28 | INVESCO EXCH TRD SLF IDX FD | BSCT | 46138J577 | $16.2M | 0.93% | 872,220 | SH |
| 29 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $14.9M | 0.86% | 101,992 | SH |
| 30 | VANGUARD INDEX FDS | VTI | 922908769 | $14.2M | 0.82% | 38,383 | SH |
| 31 | AMGEN INC | AMGN | 031162100 | $13.4M | 0.77% | 37,047 | SH |
| 32 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $13.4M | 0.77% | 169,379 | SH |
| 33 | KLA CORP | KLAC | 482480100 | $12.2M | 0.70% | 40,286 | SH |
| 34 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $11.8M | 0.68% | 142,549 | SH |
| 35 | ISHARES TR | MTUM | 46432F396 | $11.1M | 0.64% | 32,484 | SH |
| 36 | VANGUARD INDEX FDS | VBR | 922908611 | $10.6M | 0.61% | 43,533 | SH |
| 37 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $10.0M | 0.57% | 168,805 | SH |
| 38 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $10.0M | 0.57% | 171,037 | SH |
| 39 | INVESCO EXCH TRD SLF IDX FD | BSCQ | 46138J791 | $7.9M | 0.45% | 405,598 | SH |
| 40 | PALO ALTO NETWORKS INC | PANW | 697435105 | $7.7M | 0.44% | 22,541 | SH |
| 41 | EXXON MOBIL CORP | XOM | 30231G102 | $6.4M | 0.37% | 46,834 | SH |
| 42 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $6.4M | 0.37% | 171,154 | SH |
| 43 | ISHARES TR | ICSH | 46434V878 | $6.2M | 0.35% | 121,703 | SH |
| 44 | ISHARES TR | IBDV | 46436E726 | $6.0M | 0.34% | 274,603 | SH |
| 45 | ECOLAB INC | ECL | 278865100 | $5.9M | 0.34% | 21,199 | SH |
| 46 | UNILEVER PLC | UL | 904767803 | $5.5M | 0.32% | 91,925 | SH |
| 47 | LENNAR CORP | LEN | 526057104 | $5.3M | 0.30% | 58,443 | SH |
| 48 | EVERPURE INC | P | 74624M102 | $5.2M | 0.30% | 65,850 | SH |
| 49 | JOHNSON & JOHNSON | JNJ | 478160104 | $5.0M | 0.29% | 19,696 | SH |
| 50 | SENECA FOODS CORP NEW | SENEA | 817070501 | $4.9M | 0.28% | 28,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $1.74B | 324 | 0000908195-26-000003 |
| 2026-03-31 | 2026-05-15 | $1.47B | 314 | 0000908195-26-000002 |
| 2025-12-31 | 2026-02-09 | $1.48B | 300 | 0000908195-26-000001 |
| 2025-09-30 | 2025-11-12 | $1.22B | 315 | 0000908195-25-000010 |