FDUS · Insider Trading
Fidus Investment Corp.
Every open-market purchase and sale reported by FDUS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2015-08-24 | Shelby E Sherard | Chief Financial Officer | Buy | — | — |
| 2015-08-24 | Thomas Charles Lauer | Director | Buy | — | — |
| 2014-12-04 | CHARLES D HYMAN | Director | Buy | — | — |
| 2014-12-02 | Thomas Charles Lauer | Director | Buy | — | — |
| 2014-11-25 | John A. Mazzarino | Director | Buy | — | — |
| 2013-08-16 | Cary L Schaefer | CFO, CCO & Secretary | Buy | — | — |
| 2012-11-09 | Cary L Schaefer | CFO, CCO & Secretary | Buy | — | — |
| 2012-11-09 | Thomas Charles Lauer | Director | Buy | — | — |
| 2012-11-09 | EDWARD H ROSS | Chairman of the Board and CEO | Buy | — | — |
| 2012-08-08 | CHARLES D HYMAN | Director | Buy | — | — |
| 2012-05-11 | Raymond L. Anstiss Jr. | Director | Buy | — | — |
| 2012-03-16 | Thomas Charles Lauer | Director | Buy | — | — |
| 2012-03-14 | EDWARD H ROSS | Chairman of the Board and CEO | Buy | — | — |
| 2012-03-14 | CHARLES D HYMAN | Director | Buy | — | — |
| 2012-03-14 | Cary L Schaefer | CFO, CCO & Secretary | Buy | — | — |
| 2012-02-09 | PineBridge Secondary Partners II GP, L.P. | 10%+ Owner | Sell | — | — |
| 2011-12-01 | Thomas Charles Lauer | Director | Buy | — | — |
| 2011-12-01 | CHARLES D HYMAN | Director | Buy | — | — |
| 2011-12-01 | EDWARD H ROSS | Chairman of the Board and CEO | Buy | — | — |
| 2011-11-23 | CHARLES D HYMAN | Director | Buy | — | — |
| 2011-11-23 | EDWARD H ROSS | Chairman of the Board and CEO | Buy | — | — |
| 2011-11-23 | Thomas Charles Lauer | Director | Buy | — | — |
| 2011-11-14 | Raymond L. Anstiss Jr. | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 954,397 | — |
| — | Chairman of the Board and CEO | 167,954 | — |
| — | Director | 70,599 | — |
| — | CFO, CCO & Secretary | 25,755 | — |
| — | Director | 21,700 | — |
| — | Director | 10,000 | — |
| — | Director | 5,010 | — |
| — | Chief Financial Officer | 3,435 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the FDUS quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.