GLAD (Gladstone Capital Corp)
Insider Trading Activity
Every open-market purchase and sale reported by GLAD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-11-21 | Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | Buy | — | — |
| 2022-02-23 | Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | Buy | — | — |
| 2016-08-25 | Robert L Marcotte | President | Buy | — | — |
| 2016-08-16 | TERRY LEE BRUBAKER | Chief Operating Officer | Sell | — | — |
| 2016-08-15 | Robert L Marcotte | President | Buy | — | — |
| 2016-05-23 | Robert L Marcotte | President | Buy | — | — |
| 2012-03-08 | PAUL W ADELGREN | Director | Buy | — | — |
| 2012-02-28 | Melissa Morrison | CAO | Buy | — | — |
| 2012-01-30 | DAVID GLADSTONE | CEO | — | — | — |
| 2011-10-03 | Gerard Mead | Director | Buy | — | — |
| 2011-09-22 | Gerard Mead | Director | Buy | — | — |
| 2011-08-16 | DAVID GLADSTONE | CEO | Buy | — | — |
| 2011-05-24 | Gerard Mead | Director | Buy | — | — |
| 2011-05-24 | David Hibbert Watson | CFO | Buy | — | — |
| 2011-02-24 | PAUL W ADELGREN | Director | Buy | — | — |
| 2011-02-11 | John Reilly | Director | Buy | — | — |
| 2011-02-02 | DAVID GLADSTONE | CEO | — | — | — |
| 2010-08-20 | Gerard Mead | Director | Buy | — | — |
| 2010-08-12 | Michael LiCalsi | Internal Counsel; Asst. Secret | Buy | — | — |
| 2010-05-21 | Michael LiCalsi | Internal Counsel; Asst. Secret | Buy | — | — |
| 2010-05-10 | Gerard Mead | Director | Buy | — | — |
| 2010-03-22 | PAUL W ADELGREN | Director | Buy | — | — |
| 2010-03-16 | TERRY LEE BRUBAKER | COO | — | — | — |
| 2010-02-16 | MICHELA A ENGLISH | Director | Buy | — | — |
| 2009-03-06 | PAUL W ADELGREN | Director | Buy | — | — |
| 2008-12-31 | TERRY LEE BRUBAKER | COO | Sell | — | — |
| 2008-06-30 | Kevin Cheetham | — | Buy | — | — |
| 2008-06-30 | GEORGE STELLJES III | Chief Investment Officer | Buy | — | — |
| 2008-03-07 | Kevin Cheetham | — | Buy | — | — |
| 2007-12-31 | Gerard Mead | Director | Buy | — | — |
| 2007-12-19 | Gerard Mead | Director | Buy | — | — |
| 2007-11-02 | Gerard Mead | Director | Buy | — | — |
| 2007-09-14 | Kevin Cheetham | — | Buy | — | — |
| 2007-08-27 | GEORGE STELLJES III | Chief Investment Officer | Buy | — | — |
| 2007-08-24 | Gary Gerson | Treasurer | Buy | — | — |
| 2007-08-22 | GEORGE STELLJES III | Chief Investment Officer | Buy | — | — |
| 2007-07-05 | Gerard Mead | Director | Buy | — | — |
| 2007-03-14 | Gerard Mead | Director | Buy | — | — |
| 2007-03-01 | Gerard Mead | Director | Buy | — | — |
| 2007-02-16 | DAVID GLADSTONE | CEO | F | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO | 570,082 | — |
| — | President | 147,379 | — |
| — | Chief Operating Officer | 84,224 | — |
| — | Chief Investment Officer | 5,871 | — |
| — | CFO and Treasurer | 3,713 | — |
| — | Director | 2,214 | — |
| — | Director | 2,086 | — |
| — | Director | 1,750 | — |
| — | Director | 1,700 | — |
| — | Internal Counsel; Asst. Secret | 1,013 | — |
| — | — | 475 | — |
| — | Treasurer | 75 | — |
| — | CAO | 62 | — |
| — | CFO | 50 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GLAD quote page; the site-wide leaderboard is on the insider transactions hub.