GLAD · Insider Trading
Gladstone Capital Corp
Every open-market purchase and sale reported by GLAD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-11-21 | Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | Buy | +496 | +$10.00K |
| 2022-02-23 | Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | Buy | +230 | +$2.50K |
| 2016-08-25 | Robert L Marcotte | President | Buy | +6,000 | +$51.12K |
| 2016-08-16 | Terry Lee Brubaker | Chief Operating Officer | Sell | −20,876 | −$175.14K |
| 2016-08-15 | Robert L Marcotte | President | Buy | +8,000 | +$66.78K |
| 2016-05-23 | Robert L Marcotte | President | Buy | +5,000 | +$35.05K |
| 2012-03-08 | Paul W Adelgren | Director | Buy | +710 | +$6.04K |
| 2012-02-28 | Melissa Morrison | CAO | Buy | +125 | +$1.04K |
| 2012-01-30 | David Gladstone | CEO | — | — | — |
| 2011-10-03 | Gerard Mead | Director | Buy | +400 | +$2.78K |
| 2011-09-22 | Gerard Mead | Director | Buy | +300 | +$2.18K |
| 2011-08-16 | David Gladstone | CEO | Buy | +10,000 | +$78.47K |
| 2011-05-24 | Gerard Mead | Director | Buy | +100 | +$1.02K |
| 2011-05-24 | David Hibbert Watson | CFO | Buy | +100 | +$980 |
| 2011-02-24 | Paul W Adelgren | Director | Buy | +650 | +$7.27K |
| 2011-02-11 | John Reilly | Director | Buy | +3,000 | +$33.88K |
| 2011-02-02 | David Gladstone | CEO | — | — | — |
| 2010-08-20 | Gerard Mead | Director | Buy | +100 | +$1.04K |
| 2010-08-12 | Michael LiCalsi | Internal Counsel; Asst. Secret | Buy | +600 | +$6.27K |
| 2010-05-21 | Michael LiCalsi | Internal Counsel; Asst. Secret | Buy | +1,500 | +$15.04K |
| 2010-05-10 | Gerard Mead | Director | Buy | +100 | +$1.04K |
| 2010-03-22 | Paul W Adelgren | Director | Buy | +450 | +$5.29K |
| 2010-03-16 | Terry Lee Brubaker | COO | — | — | — |
| 2010-02-16 | Michela A English | Director | Buy | +1,000 | +$8.63K |
| 2009-03-06 | Paul W Adelgren | Director | Buy | +690 | +$3.91K |
| 2008-12-31 | Terry Lee Brubaker | COO | Sell | −700 | −$5.20K |
| 2008-06-30 | Kevin Cheetham | — | Buy | +350 | +$5.26K |
| 2008-06-30 | George Stelljes III | Chief Investment Officer | Buy | +1,000 | +$15.43K |
| 2008-03-07 | Kevin Cheetham | — | Buy | +300 | +$4.86K |
| 2007-12-31 | Gerard Mead | Director | Buy | +1,000 | +$17.90K |
| 2007-12-19 | Gerard Mead | Director | Buy | +100 | +$1.87K |
| 2007-11-02 | Gerard Mead | Director | Buy | +100 | +$2.14K |
| 2007-09-14 | Kevin Cheetham | — | Buy | +300 | +$5.75K |
| 2007-08-27 | George Stelljes III | Chief Investment Officer | Buy | +1,000 | +$20.95K |
| 2007-08-24 | Gary Gerson | Treasurer | Buy | +150 | +$3.09K |
| 2007-08-22 | George Stelljes III | Chief Investment Officer | Buy | +5,000 | +$104.00K |
| 2007-07-05 | Gerard Mead | Director | Buy | +100 | +$2.14K |
| 2007-03-14 | Gerard Mead | Director | Buy | +400 | +$8.58K |
| 2007-03-01 | Gerard Mead | Director | Buy | +300 | +$6.67K |
| 2007-02-16 | David Gladstone | CEO | F | +49,432 | +$1.21M |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | 3,713 | $69.25K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GLAD quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.