HNNA · Insider Trading
Hennessy Advisors, Inc.
Every open-market purchase and sale reported by HNNA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-28 | THOMAS L SEAVEY | Director | Sell | — | — |
| 2026-09-25 | DANIEL B STEADMAN | Executive VP | Sell | — | — |
| 2026-09-22 | Kiera Newton | Director | A | — | — |
| 2026-09-22 | THOMAS L SEAVEY | Director | A | — | — |
| 2026-09-22 | NEIL J HENNESSY | CEO | MIXED | — | — |
| 2026-09-22 | HENRY HANSEL | Director | A | — | — |
| 2026-09-22 | BRIAN A HENNESSY | Director | A | — | — |
| 2026-09-22 | Susan Weber Pomilia | Director | A | — | — |
| 2026-09-22 | ORiordan Lydia D Knight | Director | A | — | — |
| 2026-09-22 | DANIEL B STEADMAN | Executive VP | MIXED | — | — |
| 2026-09-22 | DANIEL G LIBARLE | — | A | — | — |
| 2026-09-22 | TERESA M NILSEN | President, COO and Secretary | MIXED | — | — |
| 2026-09-22 | Kathryn Fahy | SVP and CFO | MIXED | — | — |
| 2026-09-16 | Kiera Newton | Director | Sell | — | — |
| 2021-10-01 | NEIL J HENNESSY | CEO | F | — | — |
| 2021-10-01 | DANIEL B STEADMAN | Executive Vice President | F | — | — |
| 2021-10-01 | TERESA M NILSEN | President, COO and Secretary | F | — | — |
| 2021-09-21 | DANIEL B STEADMAN | Executive Vice President | F | — | — |
| 2021-09-21 | TERESA M NILSEN | President, COO and Secretary | F | — | — |
| 2021-09-21 | NEIL J HENNESSY | CEO | F | — | — |
| 2021-09-21 | Kathryn Fahy | SVP and CFO | F | — | — |
| 2021-09-20 | THOMAS L SEAVEY | Director | A | — | — |
| 2021-09-20 | RODGER OFFENBACH | Director | A | — | — |
| 2021-09-20 | NEIL J HENNESSY | CEO | A | — | — |
| 2021-09-20 | Kathryn Fahy | SVP and CFO | A | — | — |
| 2021-09-20 | DANIEL G LIBARLE | Director | A | — | — |
| 2021-09-20 | HENRY HANSEL | Director | A | — | — |
| 2021-09-20 | TERESA M NILSEN | President, COO and Secretary | A | — | — |
| 2021-09-20 | Susan Weber Pomilia | Director | A | — | — |
| 2021-09-20 | BRIAN A HENNESSY | Director | A | — | — |
| 2021-09-20 | DANIEL B STEADMAN | Executive Vice President | A | — | — |
| 2021-09-14 | DANIEL B STEADMAN | Executive Vice President | F | — | — |
| 2021-09-14 | NEIL J HENNESSY | CEO | F | — | — |
| 2021-09-14 | TERESA M NILSEN | President, COO and Secretary | F | — | — |
| 2021-09-14 | Kathryn Fahy | SVP and CFO | F | — | — |
| 2021-09-01 | TERESA M NILSEN | President, COO and Secretary | F | — | — |
| 2021-09-01 | Kathryn Fahy | SVP and CFO | F | — | — |
| 2021-09-01 | NEIL J HENNESSY | CEO | F | — | — |
| 2021-09-01 | DANIEL B STEADMAN | Executive Vice President | F | — | — |
| 2021-08-12 | BRIAN A HENNESSY | Director | Buy | — | — |
| 2021-06-29 | BRIAN A HENNESSY | Director | G | — | — |
| 2021-05-19 | RODGER OFFENBACH | Director | Sell | — | — |
| 2020-12-30 | NEIL J HENNESSY | CEO | G | — | — |
| 2020-12-30 | RODGER OFFENBACH | Director | Sell | — | — |
| 2020-12-30 | Kathryn Fahy | SVP and CFO | G | — | — |
| 2020-12-28 | DANIEL B STEADMAN | Executive Vice President | G | — | — |
| 2020-12-28 | BRIAN A HENNESSY | Director | G | — | — |
| 2020-12-28 | RODGER OFFENBACH | Director | Sell | — | — |
| 2020-12-28 | TERESA M NILSEN | President, COO and Secretary | G | — | — |
| 2020-10-01 | DANIEL B STEADMAN | Executive Vice President | F | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO | 2,085,873 | — |
| — | Director | 257,315 | — |
| — | Director | 225,725 | — |
| — | Director | 172,918 | — |
| — | President, COO and Secretary | 172,040 | — |
| — | Director | 123,106 | — |
| — | Director | 121,058 | — |
| — | SVP and CFO | 89,993 | — |
| — | Director | 61,629 | — |
| — | Executive VP | 40,018 | — |
| — | Director | 26,900 | — |
| — | Director | 21,500 | — |
| — | Director | 21,102 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HNNA quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.