HNNA · Insider Trading
Hennessy Advisors, Inc.
Every open-market purchase and sale reported by HNNA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-01 | Daniel B Steadman | Executive VP | G | −2,000 | — |
| 2026-09-30 | Kiera Newton | Director | Sell | −504 | −$5.05K |
| 2026-09-28 | Thomas L Seavey | Director | Sell | −1,875 | −$19.03K |
| 2026-09-25 | Daniel B Steadman | Executive VP | Sell | −5,000 | −$51.31K |
| 2026-09-22 | Kiera Newton | Director | A | +5,600 | — |
| 2026-09-22 | Thomas L Seavey | Director | A | +5,600 | — |
| 2026-09-22 | Neil J Hennessy | CEO | MIXED | +10,179 | −$98.82K |
| 2026-09-22 | Henry Hansel | Director | A | +5,600 | — |
| 2026-09-22 | Brian A Hennessy | Director | A | +5,600 | — |
| 2026-09-22 | Susan Weber Pomilia | Director | A | +5,600 | — |
| 2026-09-22 | ORiordan Lydia D Knight | Director | A | +5,600 | — |
| 2026-09-22 | Daniel B Steadman | Executive VP | MIXED | +6,194 | −$33.28K |
| 2026-09-22 | Daniel G Libarle | — | A | +2,800 | — |
| 2026-09-22 | Teresa M Nilsen | President, COO and Secretary | MIXED | +10,179 | −$98.82K |
| 2026-09-22 | Kathryn Fahy | SVP and CFO | MIXED | +8,242 | −$44.20K |
| 2026-09-16 | Kiera Newton | Director | Sell | −792 | −$8.19K |
| 2021-10-01 | Neil J Hennessy | CEO | F | −1,951 | −$18.77K |
| 2021-10-01 | Daniel B Steadman | Executive Vice President | F | −1,361 | −$13.10K |
| 2021-10-01 | Teresa M Nilsen | President, COO and Secretary | F | −1,951 | −$18.77K |
| 2021-09-21 | Daniel B Steadman | Executive Vice President | F | −648 | −$6.48K |
| 2021-09-21 | Teresa M Nilsen | President, COO and Secretary | F | −1,951 | −$19.52K |
| 2021-09-21 | Neil J Hennessy | CEO | F | −1,951 | −$19.52K |
| 2021-09-21 | Kathryn Fahy | SVP and CFO | F | −1,227 | −$12.27K |
| 2021-09-20 | Thomas L Seavey | Director | A | +5,250 | — |
| 2021-09-20 | Rodger Offenbach | Director | A | +5,250 | — |
| 2021-09-20 | Neil J Hennessy | CEO | A | +15,750 | — |
| 2021-09-20 | Kathryn Fahy | SVP and CFO | A | +10,000 | — |
| 2021-09-20 | Daniel G Libarle | Director | A | +5,250 | — |
| 2021-09-20 | Henry Hansel | Director | A | +5,250 | — |
| 2021-09-20 | Teresa M Nilsen | President, COO and Secretary | A | +15,750 | — |
| 2021-09-20 | Susan Weber Pomilia | Director | A | +5,250 | — |
| 2021-09-20 | Brian A Hennessy | Director | A | +5,250 | — |
| 2021-09-20 | Daniel B Steadman | Executive Vice President | A | +7,500 | — |
| 2021-09-14 | Daniel B Steadman | Executive Vice President | F | −864 | −$8.54K |
| 2021-09-14 | Neil J Hennessy | CEO | F | −1,951 | −$19.30K |
| 2021-09-14 | Teresa M Nilsen | President, COO and Secretary | F | −1,951 | −$19.30K |
| 2021-09-14 | Kathryn Fahy | SVP and CFO | F | −592 | −$5.85K |
| 2021-09-01 | Teresa M Nilsen | President, COO and Secretary | F | −1,951 | −$19.53K |
| 2021-09-01 | Kathryn Fahy | SVP and CFO | F | −842 | −$8.43K |
| 2021-09-01 | Neil J Hennessy | CEO | F | −1,951 | −$19.53K |
| 2021-09-01 | Daniel B Steadman | Executive Vice President | F | −631 | −$6.32K |
| 2021-08-12 | Brian A Hennessy | Director | Buy | +3,900 | +$39.28K |
| 2021-06-29 | Brian A Hennessy | Director | G | −500 | — |
| 2021-05-19 | Rodger Offenbach | Director | Sell | −2,000 | −$18.00K |
| 2020-12-30 | Neil J Hennessy | CEO | G | −112,500 | — |
| 2020-12-30 | Rodger Offenbach | Director | Sell | −7,185 | −$64.23K |
| 2020-12-30 | Kathryn Fahy | SVP and CFO | G | −1,000 | — |
| 2020-12-28 | Daniel B Steadman | Executive Vice President | G | −3,250 | — |
| 2020-12-28 | Brian A Hennessy | Director | G | −12,000 | — |
| 2020-12-28 | Rodger Offenbach | Director | Sell | −2,815 | −$25.12K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Neil J Hennessy | CEO | 2,110,932 | $21.43M |
| Brian A Hennessy | Director | 279,965 | $2.84M |
| Henry Hansel | Director | 225,725 | $2.29M |
| Teresa M Nilsen | President, COO and Secretary | 181,465 | $1.84M |
| Daniel G Libarle | Director | 172,918 | $1.76M |
| Susan Weber Pomilia | Director | 123,106 | $1.25M |
| Kathryn Fahy | SVP and CFO | 89,993 | $913.44K |
| Thomas L Seavey | Director | 59,754 | $606.50K |
| Daniel B Steadman | Executive VP | 38,018 | $385.88K |
| ORiordan Lydia D Knight | Director | 26,900 | $273.04K |
| Kiera Newton | Director | 20,598 | $209.07K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HNNA quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.