PFLT (PennantPark Floating Rate Capital Ltd.)
Insider Trading Activity
Every open-market purchase and sale reported by PFLT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-12 | Jose A Briones | Director | Buy | — | — |
| 2026-03-12 | Richard T Allorto JR | CFO and Treasurer | Buy | — | — |
| 2026-02-23 | Jose A Briones | Director | Buy | — | — |
| 2025-12-03 | Jose A Briones | Director | Buy | — | — |
| 2025-05-23 | Jose A Briones | Director | Buy | — | — |
| 2025-05-16 | Jose A Briones | Director | Buy | — | — |
| 2024-06-11 | Jose A Briones | Director | Buy | — | — |
| 2024-06-03 | Jose A Briones | Director | Buy | — | — |
| 2024-06-03 | Richard T Allorto JR | CFO and Treasurer | Buy | — | — |
| 2024-05-17 | Jose A Briones | Director | Buy | — | — |
| 2022-02-18 | Jeffrey Flug | Director | J | — | — |
| 2020-12-21 | SAMUEL L KATZ | Director | Sell | — | — |
| 2020-12-17 | SAMUEL L KATZ | Director | Sell | — | — |
| 2020-12-15 | SAMUEL L KATZ | Director | Sell | — | — |
| 2020-12-07 | SAMUEL L KATZ | Director | J | — | — |
| 2020-06-11 | SAMUEL L KATZ | Director | Buy | — | — |
| 2020-04-02 | Adam K Bernstein | Director | Buy | — | — |
| 2020-03-25 | Aviv Efrat | Chief Financial Officer | Buy | — | — |
| 2020-03-24 | Aviv Efrat | Chief Financial Officer | Buy | — | — |
| 2020-03-23 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2020-03-19 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2020-03-19 | Jeffrey Flug | Director | Buy | — | — |
| 2020-03-18 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2020-03-03 | Aviv Efrat | Chief Financial Officer | Buy | — | — |
| 2020-02-27 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-11-27 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-11-26 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-11-25 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-09-05 | SAMUEL L KATZ | Director | Buy | — | — |
| 2019-08-16 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-08-14 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-08-13 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-08-12 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-05-20 | Aviv Efrat | CFO | Buy | — | — |
| 2019-05-16 | Aviv Efrat | CFO | Buy | — | — |
| 2019-05-16 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-05-15 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-05-14 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2019-05-14 | SAMUEL L KATZ | Director | Buy | — | — |
| 2019-05-13 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2018-02-28 | SAMUEL L KATZ | Director | Buy | — | — |
| 2018-02-27 | SAMUEL L KATZ | Director | Buy | — | — |
| 2018-02-16 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2018-02-15 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2018-02-14 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2018-02-13 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2016-02-12 | SAMUEL L KATZ | Director | Buy | — | — |
| 2016-02-10 | SAMUEL L KATZ | Director | Buy | — | — |
| 2015-11-24 | Jeffrey Flug | Director | Buy | — | — |
| 2015-11-17 | Jeffrey Flug | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 356,084 | — |
| — | Chairman and CEO | 344,009 | — |
| — | Director | 155,718 | — |
| — | Chief Financial Officer | 109,000 | — |
| — | CFO and Treasurer | 25,000 | — |
| — | Director | 11,900 | — |
| — | Director | 9,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFLT quote page; the site-wide leaderboard is on the insider transactions hub.