PFLT · Insider Trading

PennantPark Floating Rate Capital Ltd.

Full PFLT quote
Iron condor setupsExpected moveIV rank historyFibonacci levelsInsider trading

Every open-market purchase and sale reported by PFLT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
45
code P
Sales
3
code S
Reporting Insiders
2
current holders
PFLT — Recent Form 4 Transactions (latest 2026-05-12)
FiledInsiderRole TypeSharesValue
2026-05-12 Jose A Briones Director Buy +5,770 +$50.02K
2026-03-12 Richard T Allorto JR CFO and Treasurer Buy +15,000 +$122.25K
2026-02-23 Jose A Briones Director Buy +5,895 +$49.99K
2025-12-03 Jose A Briones Director Buy +5,500 +$50.04K
2025-05-23 Jose A Briones Director Buy +1,480 +$15.00K
2025-05-16 Jose A Briones Director Buy +9,840 +$99.93K
2024-06-11 Jose A Briones Director Buy +1,745 +$19.89K
2024-06-03 Jose A Briones Director Buy +885 +$10.03K
2024-06-03 Richard T Allorto JR CFO and Treasurer Buy +10,000 +$113.00K
2024-05-17 Jose A Briones Director Buy +1,740 +$19.97K
2022-02-18 Jeffrey Flug Director J −4,000 —
2020-12-21 Samuel L Katz Director Sell −17,547 −$183.82K
2020-12-17 Samuel L Katz Director Sell −25,153 −$271.72K
2020-12-15 Samuel L Katz Director Sell −17,300 −$187.66K
2020-12-07 Samuel L Katz Director J — —
2020-06-11 Samuel L Katz Director Buy +15,000 +$132.45K
2020-04-02 Adam K Bernstein Director Buy +4,000 +$19.76K
2020-03-25 Aviv Efrat Chief Financial Officer Buy +18,050 +$70.41K
2020-03-24 Aviv Efrat Chief Financial Officer Buy +28,800 +$125.62K
2020-03-23 Arthur H Penn Chairman and CEO Buy +22,000 +$95.08K
2020-03-19 Arthur H Penn Chairman and CEO Buy +16,300 +$68.02K
2020-03-19 Jeffrey Flug Director Buy +400 +$1.42K
2020-03-18 Arthur H Penn Chairman and CEO Buy +20,000 +$85.25K
2020-03-03 Aviv Efrat Chief Financial Officer Buy +17,000 +$183.81K
2020-02-27 Arthur H Penn Chairman and CEO Buy +7,000 +$82.60K
2019-11-27 Arthur H Penn Chairman and CEO Buy +8,500 +$104.39K
2019-11-26 Arthur H Penn Chairman and CEO Buy +8,000 +$96.23K
2019-11-25 Arthur H Penn Chairman and CEO Buy +9,000 +$106.02K
2019-09-05 Samuel L Katz Director Buy +25,000 +$285.41K
2019-08-16 Arthur H Penn Chairman and CEO Buy +8,000 +$92.38K
2019-08-14 Arthur H Penn Chairman and CEO Buy +10,000 +$117.34K
2019-08-13 Arthur H Penn Chairman and CEO Buy +8,000 +$92.52K
2019-08-12 Arthur H Penn Chairman and CEO Buy +9,000 +$104.95K
2019-05-20 Aviv Efrat CFO Buy +8,200 +$98.82K
2019-05-16 Aviv Efrat CFO Buy +8,200 +$98.82K
2019-05-16 Arthur H Penn Chairman and CEO Buy +9,500 +$114.84K
2019-05-15 Arthur H Penn Chairman and CEO Buy +8,000 +$96.67K
2019-05-14 Arthur H Penn Chairman and CEO Buy +7,000 +$84.67K
2019-05-14 Samuel L Katz Director Buy +20,000 +$242.24K
2019-05-13 Arthur H Penn Chairman and CEO Buy +9,000 +$109.33K
2018-02-28 Samuel L Katz Director Buy +10,000 +$127.30K
2018-02-27 Samuel L Katz Director Buy +17,000 +$214.86K
2018-02-16 Arthur H Penn Chairman and CEO Buy +8,500 +$108.89K
2018-02-15 Arthur H Penn Chairman and CEO Buy +9,000 +$116.84K
2018-02-14 Arthur H Penn Chairman and CEO Buy +8,000 +$102.45K
2018-02-13 Arthur H Penn Chairman and CEO Buy +10,000 +$125.66K
2016-02-12 Samuel L Katz Director Buy +4,140 +$43.48K
2016-02-10 Samuel L Katz Director Buy +5,860 +$61.63K
2015-11-24 Jeffrey Flug Director Buy +500 +$5.80K
2015-11-17 Jeffrey Flug Director Buy +1,500 +$17.37K
PFLT — Current Insider Holders
InsiderRole Shares HeldValue
Jose A Briones Director 356,084 $2.29M
Richard T Allorto JR CFO and Treasurer 25,000 $160.62K
PFLT Insider Trading FAQ
Who are the insiders at PFLT?
2 officers, directors and 10%+ beneficial owners currently report holdings in PFLT via SEC Form 4.
Are PFLT insiders buying or selling?
Across the 50 most recent Form 4 filings for PFLT, 45 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is PFLT insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PFLT filing is dated 2026-05-12.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PFLT quote page; the site-wide leaderboard is on the insider transactions hub.

More on PFLT
PFLT full quote Insider Transactions Hub (all symbols) PFLT iron condor setups PFLT expected move PFLT IV rank history PFLT Fibonacci levels

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