PNNT · Insider Trading
Pennant Investment Corp
Every open-market purchase and sale reported by PNNT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-03-12 | Richard T Allorto JR | CFO and Treasurer | Buy | +15,000 | +$73.20K |
| 2025-12-09 | Jeffrey Flug | Director | Sell | −141,533 | −$836.16K |
| 2025-12-05 | Jeffrey Flug | Director | Sell | −33,303 | −$192.12K |
| 2025-12-03 | Jose A Briones | Director | Buy | +4,235 | +$25.02K |
| 2025-12-02 | Jeffrey Flug | Director | Sell | −36,100 | −$218.37K |
| 2025-12-01 | Jeffrey Flug | Director | Sell | −25,000 | −$150.70K |
| 2025-05-23 | Jose A Briones | Director | Buy | +1,515 | +$9.99K |
| 2025-05-16 | Jose A Briones | Director | Buy | +3,640 | +$25.04K |
| 2024-12-03 | Jose A Briones | Director | Buy | +3,675 | +$24.97K |
| 2024-03-14 | Richard T Allorto JR | CFO and Treasurer | Buy | +5,000 | +$33.98K |
| 2024-02-29 | Jose A Briones | Director | Buy | +7,288 | +$49.97K |
| 2024-02-14 | Jose A Briones | Director | Buy | +11,250 | +$75.26K |
| 2023-12-07 | Jose A Briones | Director | Buy | +3,122 | +$19.97K |
| 2023-11-28 | Jose A Briones | Director | Buy | +1,545 | +$9.99K |
| 2023-08-23 | Jose A Briones | Director | Buy | +3,865 | +$24.93K |
| 2023-08-16 | Jose A Briones | Director | Buy | +10,960 | +$74.98K |
| 2023-06-13 | Samuel L Katz | Director | Buy | +8,000 | +$46.88K |
| 2023-06-05 | Samuel L Katz | Director | Buy | +25,000 | +$137.65K |
| 2023-05-19 | Arthur H Penn | Chairman and CEO | Buy | +24,000 | +$134.22K |
| 2023-05-18 | Arthur H Penn | Chairman and CEO | Buy | +23,000 | +$127.27K |
| 2023-05-17 | Richard T Allorto JR | CFO and Treasurer | Buy | +10,000 | +$53.50K |
| 2023-05-17 | Arthur H Penn | Chairman and CEO | Buy | +21,000 | +$113.84K |
| 2023-05-16 | Jose A Briones | Director | Buy | +9,560 | +$49.90K |
| 2023-05-16 | Arthur H Penn | Chairman and CEO | Buy | +25,000 | +$134.16K |
| 2023-03-13 | Jose A Briones | Director | Buy | +8,930 | +$50.01K |
| 2023-02-21 | Jeffrey Flug | Director | J | — | — |
| 2023-02-17 | Arthur H Penn | Chairman and CEO | Buy | +27,000 | +$155.23K |
| 2023-02-14 | Arthur H Penn | Chairman and CEO | Buy | +25,000 | +$143.20K |
| 2023-02-13 | Arthur H Penn | Chairman and CEO | Buy | +30,000 | +$168.42K |
| 2022-02-18 | Jeffrey Flug | Director | J | −9,500 | — |
| 2019-08-16 | Arthur H Penn | Chairman and CEO / Investment | Buy | +15,000 | +$95.20K |
| 2019-08-14 | Arthur H Penn | Chairman and CEO / Investment | Buy | +17,000 | +$108.78K |
| 2019-08-13 | Arthur H Penn | Chairman and CEO / Investment | Buy | +15,000 | +$94.49K |
| 2019-08-12 | Arthur H Penn | Chairman and CEO / Investment | Buy | +15,000 | +$95.84K |
| 2019-05-17 | Arthur H Penn | Chairman and CEO / Investment | Buy | +16,500 | +$108.76K |
| 2019-05-16 | Arthur H Penn | Chairman and CEO / Investment | Buy | +15,000 | +$98.75K |
| 2019-05-15 | Arthur H Penn | Chairman and CEO / Investment | Buy | +14,000 | +$92.32K |
| 2019-05-14 | Arthur H Penn | Chairman and CEO / Investment | Buy | +16,000 | +$104.40K |
| 2018-02-12 | Arthur H Penn | Chairman and CEO / Investment | Buy | +10,000 | +$69.41K |
| 2017-12-06 | Arthur H Penn | Chairman and CEO / Investment | Buy | +12,000 | +$87.72K |
| 2017-12-05 | Aviv Efrat | CFO and Treasurer | Buy | +10,000 | +$71.42K |
| 2017-12-05 | Arthur H Penn | Chairman and CEO / Investment | Buy | +13,000 | +$92.74K |
| 2017-12-05 | Arthur H Penn | Chairman and CEO / Investment | Buy | +14,000 | +$99.97K |
| 2017-12-04 | Arthur H Penn | Chairman and CEO / Investment | Buy | +12,000 | +$85.23K |
| 2017-08-15 | Arthur H Penn | Chairman and CEO / Investment | Buy | +28,000 | +$213.38K |
| 2017-08-10 | Arthur H Penn | Chairman and CEO / Investment | Buy | +32,000 | +$246.99K |
| 2012-05-16 | Aviv Efrat | CFO and Treasurer | Buy | +2,000 | +$19.72K |
| 2012-02-24 | Jeffrey Flug | Director | Buy | +13,500 | +$148.50K |
| 2012-02-14 | Jeffrey Flug | Director | Buy | +25,530 | +$273.86K |
| 2011-08-08 | Adam K Bernstein | Director | Buy | +2,500 | +$24.67K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Jose A Briones | Director | 285,055 | $927.85K |
| Jeffrey Flug | Director | 47,272 | $153.87K |
| Richard T Allorto JR | CFO and Treasurer | 30,000 | $97.65K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PNNT quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.