PNNT (Pennant Investment Corp)
Insider Trading Activity
Every open-market purchase and sale reported by PNNT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-03-12 | Richard T JR Allorto | CFO and Treasurer | Buy | — | — |
| 2025-12-09 | Jeffrey Flug | Director | Sell | — | — |
| 2025-12-05 | Jeffrey Flug | Director | Sell | — | — |
| 2025-12-03 | Jose A Briones | Director | Buy | — | — |
| 2025-12-02 | Jeffrey Flug | Director | Sell | — | — |
| 2025-12-01 | Jeffrey Flug | Director | Sell | — | — |
| 2025-05-23 | Jose A Briones | Director | Buy | — | — |
| 2025-05-16 | Jose A Briones | Director | Buy | — | — |
| 2024-12-03 | Jose A Briones | Director | Buy | — | — |
| 2024-03-14 | Richard T JR Allorto | CFO and Treasurer | Buy | — | — |
| 2024-02-29 | Jose A Briones | Director | Buy | — | — |
| 2024-02-14 | Jose A Briones | Director | Buy | — | — |
| 2023-12-07 | Jose A Briones | Director | Buy | — | — |
| 2023-11-28 | Jose A Briones | Director | Buy | — | — |
| 2023-08-23 | Jose A Briones | Director | Buy | — | — |
| 2023-08-16 | Jose A Briones | Director | Buy | — | — |
| 2023-06-13 | SAMUEL L KATZ | Director | Buy | — | — |
| 2023-06-05 | SAMUEL L KATZ | Director | Buy | — | — |
| 2023-05-19 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2023-05-18 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2023-05-17 | Richard T JR Allorto | CFO and Treasurer | Buy | — | — |
| 2023-05-17 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2023-05-16 | Jose A Briones | Director | Buy | — | — |
| 2023-05-16 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2023-03-13 | Jose A Briones | Director | Buy | — | — |
| 2023-02-21 | Jeffrey Flug | Director | J | — | — |
| 2023-02-17 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2023-02-14 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2023-02-13 | ARTHUR H PENN | Chairman and CEO | Buy | — | — |
| 2022-02-18 | Jeffrey Flug | Director | J | — | — |
| 2019-08-16 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-08-14 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-08-13 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-08-12 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-05-17 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-05-16 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-05-15 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2019-05-14 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2018-02-12 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2017-12-06 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2017-12-05 | Aviv Efrat | CFO and Treasurer | Buy | — | — |
| 2017-12-05 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2017-12-05 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2017-12-04 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2017-08-15 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2017-08-10 | ARTHUR H PENN | Chairman and CEO / Investment | Buy | — | — |
| 2012-05-16 | Aviv Efrat | CFO and Treasurer | Buy | — | — |
| 2012-02-24 | Jeffrey Flug | Director | Buy | — | — |
| 2012-02-14 | Jeffrey Flug | Director | Buy | — | — |
| 2011-08-08 | Adam K Bernstein | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Chairman and CEO | 1,306,833 | — |
| — | Chairman and CEO/ | 299,398 | — |
| — | Director | 285,055 | — |
| — | Director | 248,291 | — |
| — | CFO and Treasurer | 106,102 | — |
| — | Director | 88,971 | — |
| — | Director | 47,272 | — |
| — | CFO and Treasurer | 30,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PNNT quote page; the site-wide leaderboard is on the insider transactions hub.