RIV (RiverNorth Opportunities Fund, Inc. Common Stock)
Insider Trading Activity
Every open-market purchase and sale reported by RIV officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 2,240,674 | — |
| — | 10%+ Owner | 1,874,783 | — |
| — | 10%+ Owner | 1,787,540 | — |
| — | 10%+ Owner | 1,787,540 | — |
| — | 10%+ Owner | 1,410,363 | — |
| — | 10%+ Owner | 1,277,914 | — |
| — | 10%+ Owner | 1,248,605 | — |
| — | 10%+ Owner | 1,248,605 | — |
| — | 10%+ Owner | 1,016,970 | — |
| — | 10%+ Owner | 1,016,970 | — |
| — | 10%+ Owner | 836,588 | — |
| — | 10%+ Owner | 836,588 | — |
| — | 10%+ Owner | 702,711 | — |
| — | 10%+ Owner | 639,990 | — |
| — | President | 330,695 | — |
| — | 10%+ Owner | 256,536 | — |
| — | President of ROC | 158,410 | — |
| — | — | 102,395 | — |
| — | — | 94,767 | — |
| — | Secretary / General Counsel | 32,364 | — |
| — | Director | 13,600 | — |
| — | Director | 8,412 | — |
| — | Director | 7,800 | — |
| — | Director | 7,763 | — |
| — | Director | 4,800 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RIV quote page; the site-wide leaderboard is on the insider transactions hub.