RIV · Insider Trading

RiverNorth Opportunities Fund, Inc. Common Stock

Full RIV quote
Iron condor setupsExpected moveIV rank historyFibonacci levelsInsider trading

Every open-market purchase and sale reported by RIV officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
13
code P
Sales
15
code S
Reporting Insiders
5
current holders
RIV — Recent Form 4 Transactions (latest 2026-10-05)
FiledInsiderRole TypeSharesValue
2026-10-05 David Swanson Director J +459 +$4.81K
2026-10-05 RiverNorth Strategic Holdings, LLC — J +2,272,728 +$23.84M
2026-10-05 Patrick W. Galley President J +219,708 +$2.30M
2026-10-05 Stephen Andrew O'Neill — J +10,000 +$104.90K
2025-10-14 Jerry Raio Director J +3,834 +$45.82K
2025-10-14 Patrick W. Galley President J +112,213 +$1.34M
2025-10-14 Stephen Andrew O'Neill — J +15,000 +$179.25K
2025-10-14 RiverNorth Strategic Holdings, LLC — J +25,599 +$305.91K
2024-11-27 RIVERNORTH CAPITAL MANAGEMENT, LLC — J −76,796 —
2023-12-28 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +12,608 +$140.20K
2023-12-15 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +8,674 +$95.96K
2023-12-11 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +600 +$6.50K
2023-12-07 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +292 +$3.14K
2023-12-06 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +1,053 +$11.25K
2023-12-04 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +47 +$501
2023-11-22 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +12,400 +$130.20K
2023-11-21 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +15,245 +$159.96K
2023-11-20 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +18,094 +$189.45K
2023-10-27 Jerry Raio Director Buy +2,500 +$24.35K
2023-06-05 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +916 +$10.26K
2023-05-15 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +4,539 +$49.84K
2023-05-12 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +728 +$8.11K
2023-05-11 RIVERNORTH CAPITAL MANAGEMENT, LLC — A +1,600 +$17.80K
2023-04-11 Jerry Raio Director Buy +1,500 +$17.32K
2022-12-06 Patrick W. Galley President Buy +41,899 —
2022-11-22 John Wayne Hutchens Director Buy +2,773 +$33.08K
2022-01-25 Stephen Andrew O'Neill — Buy +5,000 +$74.73K
2021-11-17 Stephen Andrew O'Neill — Buy +16,557 +$278.32K
2021-11-17 John Wayne Hutchens Director Buy +1,664 +$27.97K
2021-11-16 Stephen Andrew O'Neill — Buy +16,557 +$278.32K
2021-11-15 David Swanson Director Buy +344 +$5.78K
2021-06-08 Brian H Schmucker — Sell −4,000 −$71.52K
2021-05-11 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −13,717 −$247.89K
2021-05-05 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −5,302 −$93.74K
2021-04-28 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −5,000 −$87.35K
2021-04-15 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −7,114 −$126.42K
2021-04-06 Brian H Schmucker — Sell −22,616 −$394.28K
2021-04-06 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −4,000 −$70.40K
2021-03-24 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −6,279 −$109.00K
2021-03-19 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −5,000 −$88.40K
2021-03-17 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −19,010 −$330.31K
2021-03-04 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −7,635 −$132.62K
2021-02-12 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −18,242 −$317.83K
2021-02-09 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −10,792 −$186.79K
2021-02-04 RIVERNORTH CAPITAL MANAGEMENT, LLC — Sell −9,459 −$160.90K
2020-11-09 David Swanson Director Buy +258 +$3.63K
2020-03-25 Stephen Andrew O'Neill — Buy +2,500 +$23.45K
2020-03-16 Brian H Schmucker — Sell −29,050 −$324.49K
2020-03-16 Patrick W. Galley Director Buy +2,876 +$35.84K
2019-11-13 John S. Oakes Director Buy +429 +$6.95K
RIV — Current Insider Holders
InsiderRole Shares HeldValue
RiverNorth Strategic Holdings, LLC — 2,375,123 $23.42M
Patrick W. Galley President 550,403 $5.43M
Stephen Andrew O'Neill — 119,922 $1.18M
Jerry Raio Director 8,412 $82.95K
David Swanson Director 1,835 $18.09K
RIV Insider Trading FAQ
Who are the insiders at RIV?
5 officers, directors and 10%+ beneficial owners currently report holdings in RIV via SEC Form 4.
Are RIV insiders buying or selling?
Across the 50 most recent Form 4 filings for RIV, 13 were open-market purchases (code P) and 15 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is RIV insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent RIV filing is dated 2026-10-05.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the RIV quote page; the site-wide leaderboard is on the insider transactions hub.

More on RIV
RIV full quote Insider Transactions Hub (all symbols) RIV iron condor setups RIV expected move RIV IV rank history RIV Fibonacci levels

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