RMI (RiverNorth Opportunistic Municipal Income Fund, Inc. Common Stock)
Insider Trading Activity
Every open-market purchase and sale reported by RMI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-12-23 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-12-22 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-25 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-18 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-17 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-14 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-12 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-10 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-06 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-05 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-11-03 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-27 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-24 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-23 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-22 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-21 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-20 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-17 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-16 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-10-14 | RiverNorth Financial Holdings, LLC | — | Buy | — | — |
| 2025-04-28 | Patrick W. Galley | President | Buy | — | — |
| 2025-04-10 | Patrick W. Galley | President | Buy | — | — |
| 2025-04-10 | Patrick W. Galley | President | Buy | — | — |
| 2025-04-09 | Patrick W. Galley | President | Buy | — | — |
| 2024-11-27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | J | — | — |
| 2024-11-05 | Scott Sprauer | — | Sell | — | — |
| 2023-02-13 | Stephen Andrew O'Neill | — | Sell | — | — |
| 2022-12-08 | Patrick W. Galley | President | Sell | — | — |
| 2022-12-06 | Patrick W. Galley | President | Sell | — | — |
| 2022-12-05 | Patrick W. Galley | President | Sell | — | — |
| 2022-12-02 | Patrick W. Galley | President | Sell | — | — |
| 2022-12-01 | Patrick W. Galley | President | Sell | — | — |
| 2022-11-02 | Patrick W. Galley | President | Sell | — | — |
| 2022-10-25 | Patrick W. Galley | President | Sell | — | — |
| 2022-09-30 | Patrick W. Galley | President | Sell | — | — |
| 2022-05-12 | Scott Sprauer | — | Sell | — | — |
| 2022-05-05 | John J Lawlor | — | Sell | — | — |
| 2021-06-24 | ROBERT A DIMELLA | — | Sell | — | — |
| 2021-06-17 | ROBERT A DIMELLA | — | Sell | — | — |
| 2020-06-02 | Jerry Raio | Director | Buy | — | — |
| 2020-03-20 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2020-03-19 | ROBERT A DIMELLA | — | Buy | — | — |
| 2020-03-16 | Patrick W. Galley | President | Buy | — | — |
| 2020-03-16 | Brian H Schmucker | — | Sell | — | — |
| 2019-10-02 | Brian H Schmucker | — | Sell | — | — |
| 2019-08-19 | Brian H Schmucker | — | Sell | — | — |
| 2019-07-26 | Patrick W. Galley | President | Sell | — | — |
| 2019-07-08 | David Swanson | Director | Buy | — | — |
| 2019-03-21 | Scott Sprauer | — | Buy | — | — |
| 2019-03-19 | ROBERT A DIMELLA | — | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 84,454 | — |
| — | — | 12,000 | — |
| — | — | 6,751 | — |
| — | President | 6,009 | — |
| — | Director | 500 | — |
| — | Director | 465 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RMI quote page; the site-wide leaderboard is on the insider transactions hub.