RMI · Insider Trading
RiverNorth Opportunistic Municipal Income Fund, Inc. Common Stock
Every open-market purchase and sale reported by RMI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-12-23 | RiverNorth Financial Holdings, LLC | — | Buy | +3,941 | +$57.03K |
| 2025-12-22 | RiverNorth Financial Holdings, LLC | — | Buy | +5,058 | +$73.15K |
| 2025-11-25 | RiverNorth Financial Holdings, LLC | — | Buy | +5,558 | +$80.46K |
| 2025-11-18 | RiverNorth Financial Holdings, LLC | — | Buy | +6,642 | +$96.55K |
| 2025-11-17 | RiverNorth Financial Holdings, LLC | — | Buy | +7,045 | +$102.17K |
| 2025-11-14 | RiverNorth Financial Holdings, LLC | — | Buy | +3,664 | +$53.50K |
| 2025-11-12 | RiverNorth Financial Holdings, LLC | — | Buy | +2,958 | +$43.19K |
| 2025-11-10 | RiverNorth Financial Holdings, LLC | — | Buy | +6,857 | +$99.49K |
| 2025-11-06 | RiverNorth Financial Holdings, LLC | — | Buy | +1,226 | +$17.98K |
| 2025-11-05 | RiverNorth Financial Holdings, LLC | — | Buy | +6,857 | +$100.73K |
| 2025-11-03 | RiverNorth Financial Holdings, LLC | — | Buy | +2,672 | +$39.16K |
| 2025-10-27 | RiverNorth Financial Holdings, LLC | — | Buy | +4,277 | +$61.50K |
| 2025-10-24 | RiverNorth Financial Holdings, LLC | — | Buy | +4,277 | +$61.67K |
| 2025-10-23 | RiverNorth Financial Holdings, LLC | — | Buy | +4,277 | +$61.80K |
| 2025-10-22 | RiverNorth Financial Holdings, LLC | — | Buy | +2,891 | +$42.21K |
| 2025-10-21 | RiverNorth Financial Holdings, LLC | — | Buy | +2,794 | +$40.79K |
| 2025-10-20 | RiverNorth Financial Holdings, LLC | — | Buy | +4,138 | +$60.51K |
| 2025-10-17 | RiverNorth Financial Holdings, LLC | — | Buy | +3,041 | +$44.67K |
| 2025-10-16 | RiverNorth Financial Holdings, LLC | — | Buy | +4,138 | +$60.99K |
| 2025-10-14 | RiverNorth Financial Holdings, LLC | — | Buy | +2,143 | +$31.44K |
| 2025-04-28 | Patrick W. Galley | President | Buy | +700 | +$10.00K |
| 2025-04-10 | Patrick W. Galley | President | Buy | +1,600 | +$22.61K |
| 2025-04-10 | Patrick W. Galley | President | Buy | +3,400 | +$47.73K |
| 2025-04-09 | Patrick W. Galley | President | Buy | −3,400 | −$47.73K |
| 2024-11-27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | J | −5,010 | — |
| 2024-11-05 | Scott Sprauer | — | Sell | −752 | −$11.96K |
| 2023-02-13 | Stephen Andrew O'Neill | — | Sell | −21,479 | −$395.56K |
| 2022-12-08 | Patrick W. Galley | President | Sell | −7,309 | −$128.98K |
| 2022-12-06 | Patrick W. Galley | President | Sell | −5,505 | −$96.11K |
| 2022-12-05 | Patrick W. Galley | President | Sell | −5,936 | −$103.30K |
| 2022-12-02 | Patrick W. Galley | President | Sell | −4,870 | −$86.83K |
| 2022-12-01 | Patrick W. Galley | President | Sell | −3,000 | −$51.94K |
| 2022-11-02 | Patrick W. Galley | President | Sell | −4,000 | −$58.81K |
| 2022-10-25 | Patrick W. Galley | President | Sell | −1,000 | −$15.08K |
| 2022-09-30 | Patrick W. Galley | President | Sell | −597 | −$9.46K |
| 2022-05-12 | Scott Sprauer | — | Sell | −0 | −$13 |
| 2022-05-05 | John J Lawlor | — | Sell | −1,500 | −$25.15K |
| 2021-06-24 | Robert A Dimella | — | Sell | −7,651 | −$177.73K |
| 2021-06-17 | Robert A Dimella | — | Sell | −7,349 | −$171.25K |
| 2020-06-02 | Jerry Raio | Director | Buy | +500 | +$10.00K |
| 2020-03-20 | Stephen Andrew O'Neill | — | Buy | +10,000 | +$185.00K |
| 2020-03-19 | Robert A Dimella | — | Buy | +5,000 | +$82.24K |
| 2020-03-16 | Patrick W. Galley | President | Buy | +597 | +$12.93K |
| 2020-03-16 | Brian H Schmucker | — | Sell | −2,155 | −$43.70K |
| 2019-10-02 | Brian H Schmucker | — | Sell | −4,400 | −$98.12K |
| 2019-08-19 | Brian H Schmucker | — | Sell | −8,445 | −$189.19K |
| 2019-07-26 | Patrick W. Galley | President | Sell | −5,880 | −$127.30K |
| 2019-07-08 | David Swanson | Director | Buy | +465 | +$9.95K |
| 2019-03-21 | Scott Sprauer | — | Buy | +340 | +$6.93K |
| 2019-03-19 | Robert A Dimella | — | Buy | +5,000 | +$101.95K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| RiverNorth Financial Holdings, LLC | — | 84,454 | $1.19M |
| Patrick W. Galley | President | 6,009 | $84.37K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RMI quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.