Top Institutional Investors

TRANSCEND CAPITAL ADVISORS, LLC — 13F Holdings & Portfolio

CIK 1776082 · latest 13F-HR filed 2026-08-04

Backtest portfolio

TRANSCEND CAPITAL ADVISORS, LLC manages $1.48B in 13F-reported U.S. long-equity assets across 818 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (8.20%), BRK.B (3.11%), SPYG (2.45%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 148 new positions and exited 52; 423 existing positions rose in reported value and 147 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.48B

Long-equity book

Holdings
818

Distinct positions

Period
2026-06-30

Filed 2026-08-04

Q/Q Activity
+148 / −52 / ↑423 / ↓147

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL8.2% · +4%BRK.B3.1% · +5%SPYG2.5% · +1%MSFT2.3% · +25%MRK2.3% · 0%NVDA1.9% · +12%QQQ1.8% · +0%AMZN1.7% · +10%GOOGL1.3% · -1%VYM1.2% · -1%IBM1.2% · +6%GOOG1.1% · -1%VOO1.1% · +77%BIZD1.1% · +6%SPY1.0% · -4%JPM1.0% · -1%XOM0.9% · +20%AVGO0.9% · +2%VIG0.8% · +0%OBDC0.8% · -4%PHYS0.8% · +1%MU0.8% · -7%SPGI0.7% · -2%JNJ0.7% · +5%META0.7% · +11%IVV0.7% · +17%AMLP0.7% · +17%VV0.7% · -3%BRK.A0.7% · 0%TSLA0.6% · +13%RSP0.6% · -2%HD0.6% · -0%LLY0.6% · -0%FAC0.5% · newDFAC0.5% · +3%XLK0.5% · -0%GLD0.5% · -4%NOBL0.5% · +99%ABBV0.5% · +4%IJH0.5% · +15%FSK0.5% · -19%IJR0.5% · +9%V0.5% · +1%OWL0.4% · -11%VTV0.4% · +1%IEI0.4% · -21%ORCL0.4% · +3%IEFA0.4% · -0%SPYM0.4% · +18%IUSG0.3% · +18%TXN0.3% · -15%BGB0.3% · -0%MS0.3% · +18%VTI0.3% · -5%AMD0.3% · -1%FEGE0.3% · +29%GEV0.3% · +10%BX0.3% · +1%VGT0.3% · +696%WFC0.3% · +16%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 26.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 16, 2026.

Assets Under Management
$2.91B
Discretionary
$2.88B
Employees
39
Accounts
4,145
Address
7 GIRALDA FARMS
SUITE 300
MADISON, NJ 07940
Phone
(973) 370-3203
Website
Name Title / Status Ownership Type
BROWN, ROBERT, PAUL ControlPARTNER
since Feb 2022
Less than 5%Individual
BUSHERY, GLEN, M ControlCHIEF FINANCIAL OFFICER
since Oct 2021
Less than 5%Individual
CUMMINGS, PAUL, ALBERT EDLING ControlCHIEF COMPLIANCE OFFICER, CHIEF WEALTH OFFICER
since Sep 2025
Less than 5%Individual
FASSNACHT, MATTHEW, D ControlPARTNER
since Sep 2022
Less than 5%Individual
GORCZYNSKI, BRIAN, JAMES ControlCHIEF EXECUTIVE OFFICER
since Jan 2021
Less than 5%Individual
GROSSMAN, JACOB ControlPRESIDENT
since Oct 2022
Less than 5%Individual
TRANSCEND CAPITAL HOLDINGS, LLC ControlOWNER
since Nov 2018
75% or moreDomestic Entity
Ownership & leadership changes · 11 filings with changes since Nov 14, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Oct 16, 2025 filing
  • No longer listedNIEDERAUER, DUNCAN, LEIGH · PARTNER · Less than 5% · control person · listed since Nov 2018
  • AddedCUMMINGS, PAUL, ALBERT EDLING · CHIEF COMPLIANCE OFFICER, CHIEF WEALTH OFFICER · Less than 5% · control person
  • ChangedGORCZYNSKI, BRIAN, JAMES · title CHIEF EXECUTIVE OFFICER/ CCO → CHIEF EXECUTIVE OFFICER
Mar 28, 2025 filing
  • No longer listedARYA, VIBHAW, KUMAR · CHIEF WEALTH OFFICER · Less than 5% · control person · listed since Jul 2024
  • No longer listedSWIFT, RICHARD, JOSEPH · MANAGING PARTNER · Less than 5% · control person · listed since Oct 2023
  • ChangedBROWN, ROBERT, PAUL · title MANAGING PARTNER → PARTNER
  • ChangedFASSNACHT, MATTHEW, D · title MANAGING PARTNER → PARTNER
  • ChangedGORCZYNSKI, BRIAN, JAMES · title MANAGING PARTNER, CCO → CHIEF EXECUTIVE OFFICER/ CCO
  • ChangedGROSSMAN, JACOB · title MANAGING PARTNER → PRESIDENT
  • ChangedNIEDERAUER, DUNCAN, LEIGH · title MANAGING PARTNER → PARTNER
Aug 14, 2024 filing
  • No longer listedBRAGOLI, ROBERT, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2022
  • AddedARYA, VIBHAW, KUMAR · CHIEF WEALTH OFFICER · Less than 5% · control person
  • ChangedGORCZYNSKI, BRIAN, JAMES · title MANAGING PARTNER → MANAGING PARTNER, CCO
Mar 28, 2024 filing
  • No longer listedTRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · OWNER · 75% or more · control person · listed since Nov 2018
  • AddedSWIFT, RICHARD, JOSEPH · MANAGING PARTNER · Less than 5% · control person
  • AddedTRANSCEND CAPITAL HOLDINGS, LLC · OWNER · 75% or more · control person
Jan 27, 2023 filing
  • No longer listedBAKA, JAMES, FRANCIS · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Sep 2022
  • No longer listedGUENTHER, MATTHEW, PAUL · MANAGING PARTNER · Less than 5% · control person · listed since Aug 2021
  • AddedBROWN, ROBERT, PAUL · MANAGING PARTNER · Less than 5% · control person
  • AddedFASSNACHT, MATTHEW, D · MANAGING PARTNER · Less than 5% · control person
  • AddedGROSSMAN, JACOB · MANAGING PARTNER · Less than 5% · control person
Sep 29, 2022 filing
  • AddedBAKA, JAMES, FRANCIS · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Apr 29, 2022 filing
  • AddedBRAGOLI, ROBERT, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedBUSHERY, GLEN, M · title CHIEF FINANCIAL OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER
Mar 31, 2022 filing
  • No longer listedHUGHES, JAMES P · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2018
  • AddedBUSHERY, GLEN, M · CHIEF FINANCIAL OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Aug 30, 2021 filing
  • No longer listedDIDDEN, JAMES, MATTHEW · FOUNDING MEMBER · 25–50% · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · control person · listed since Nov 2018
  • AddedGORCZYNSKI, BRIAN, JAMES · MANAGING PARTNER · Less than 5% · control person
  • AddedGUENTHER, MATTHEW, PAUL · MANAGING PARTNER · Less than 5% · control person
  • Listed againNIEDERAUER, DUNCAN, LEIGH · MANAGING PARTNER · Less than 5% · control person
Mar 9, 2021 filing
  • No longer listedDIDDEN, JAMES, MATTHEW · MANAGING MEMBER · Less than 5% · control person · listed since Nov 2018
  • No longer listedHUGHES, JAMES, P · CHIEF COMPLIANCE OFFICER · General partner, trustee or manager · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · control person · listed since Jan 2019
  • No longer listedLICHTENFELD, MARK, LAING · FOUNDING MEMBER · General partner, trustee or manager · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · listed since Jan 2019
  • No longer listedNIEDERAUER, DUNCAN, LEIGH · MANAGING MEMBER · Less than 5% · control person · listed since Nov 2018
  • No longer listedNIEDERAUER, DUNCAN, LEIGH · FOUNDING MEMBER · 25–50% · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · control person · listed since Nov 2018
  • No longer listedSCHWARTZ, ERIC, ROBERT · FOUNDING MEMBER · General partner, trustee or manager · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · listed since Jan 2019
Older changes (2 more filings)
Jan 9, 2019 filing
  • AddedHUGHES, JAMES, P · CHIEF COMPLIANCE OFFICER · General partner, trustee or manager · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · control person
  • AddedLICHTENFELD, MARK, LAING · FOUNDING MEMBER · General partner, trustee or manager · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC
  • AddedSCHWARTZ, ERIC, ROBERT · FOUNDING MEMBER · General partner, trustee or manager · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC
  • ChangedDIDDEN, JAMES, MATTHEW · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC: title MEMBER → FOUNDING MEMBER
  • ChangedNIEDERAUER, DUNCAN, LEIGH · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC: title MEMBER → FOUNDING MEMBER
Nov 14, 2018 filing (earliest on record)
  • ListedDIDDEN, JAMES, MATTHEW · MANAGING MEMBER · Less than 5% · control person
  • ListedDIDDEN, JAMES, MATTHEW · MEMBER · 25–50% · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · control person
  • ListedHUGHES, JAMES P · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedNIEDERAUER, DUNCAN, LEIGH · MANAGING MEMBER · Less than 5% · control person
  • ListedNIEDERAUER, DUNCAN, LEIGH · MEMBER · 25–50% · indirect via TRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · control person
  • ListedTRANSCEND WEALTH COLLECTIVE HOLDINGS, LLC · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

TRANSCEND CAPITAL ADVISORS, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC COM AAPL 037833100 $121.6M 8.20% 420,146 SH
2 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $46.1M 3.11% 92,044 SH
3 STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF SPYG 78464A409 $36.4M 2.45% 305,652 SH
4 MICROSOFT CORP COM MSFT 594918104 $34.4M 2.32% 92,330 SH
5 MERCK & CO INC COM MRK 58933Y105 $33.7M 2.28% 262,453 SH
6 NVIDIA CORPORATION COM NVDA 67066G104 $28.7M 1.94% 143,616 SH
7 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $26.7M 1.80% 36,292 SH
8 AMAZON COM INC COM AMZN 023135106 $25.2M 1.70% 105,889 SH
9 ALPHABET INC CAP STK CL A GOOGL 02079K305 $19.2M 1.29% 53,626 SH
10 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $18.0M 1.22% 114,135 SH
11 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $17.5M 1.18% 62,115 SH
12 ALPHABET INC CAP STK CL C GOOG 02079K107 $15.9M 1.08% 45,122 SH
13 VANGUARD S&P 500 ETF VOO 922908363 $15.9M 1.07% 23,164 SH
14 VANECK BDC INCOME ETF BIZD 92189F411 $15.8M 1.06% 1,245,846 SH
15 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $15.3M 1.03% 20,528 SH
16 JPMORGAN CHASE & CO COM JPM 46625H100 $14.0M 0.95% 42,904 SH
17 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $13.4M 0.90% 98,049 SH
18 BROADCOM INC COM AVGO 11135F101 $13.2M 0.89% 35,041 SH
19 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $12.3M 0.83% 51,904 SH
20 BLUE OWL CAPITAL CORPORATION COM OBDC 69121K104 $12.3M 0.83% 1,127,921 SH
21 SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR PHYS 85207H104 $11.4M 0.77% 376,280 SH
22 MICRON TECHNOLOGY INC COM MU 595112103 $11.3M 0.77% 9,822 SH
23 S&P GLOBAL INC COM SPGI 78409V104 $11.0M 0.74% 27,062 SH
24 JOHNSON & JOHNSON COM JNJ 478160104 $11.0M 0.74% 43,125 SH
25 META PLATFORMS INC CL A META 30303M102 $10.7M 0.72% 18,932 SH
26 ISHARES CORE S&P 500 ETF IVV 464287200 $10.2M 0.69% 13,557 SH
27 ALERIAN MLP ETF AMLP 00162Q452 $10.1M 0.68% 194,367 SH
28 VANGUARD LARGE-CAP ETF VV 922908637 $10.1M 0.68% 29,277 SH
29 BERKSHIRE HATHAWAY INC DEL CL A BRK.A 084670108 $9.7M 0.66% 13 SH
30 TESLA INC COM TSLA 88160R101 $9.2M 0.62% 21,932 SH
31 INVESCO S&P 500 EQUAL WEIGHT ETF RSP 46137V357 $8.6M 0.58% 40,427 SH
32 HOME DEPOT INC COM HD 437076102 $8.5M 0.57% 24,142 SH
33 ELI LILLY & CO COM LLY 532457108 $8.3M 0.56% 6,902 SH
34 FACTORIAL ENERGY INC COM CL A FAC 30347G103 $7.9M 0.53% 713,000 SH
35 DIMENSIONAL U.S. CORE EQUITY 2 ETF DFAC 25434V708 $7.9M 0.53% 177,677 SH
36 STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF XLK 81369Y803 $7.8M 0.53% 40,970 SH
37 SPDR GOLD SHARES GLD 78463V107 $7.8M 0.52% 21,039 SH
38 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF NOBL 74348A467 $7.7M 0.52% 137,532 SH
39 ABBVIE INC COM ABBV 00287Y109 $7.5M 0.50% 29,656 SH
40 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $7.1M 0.48% 91,765 SH
41 FS KKR CAP CORP COM FSK 302635206 $6.8M 0.46% 643,607 SH
42 ISHARES CORE S&P SMALL CAP ETF IJR 464287804 $6.7M 0.45% 45,421 SH
43 VISA INC COM CL A V 92826C839 $6.7M 0.45% 19,473 SH
44 BLUE OWL CAPITAL INC COM CL A OWL 09581B103 $6.2M 0.42% 712,370 SH
45 VANGUARD VALUE ETF VTV 922908744 $6.0M 0.41% 27,746 SH
46 ISHARES 3-7 YEAR TREASURY BOND ETF IEI 464288661 $5.9M 0.40% 50,001 SH
47 ORACLE CORP COM ORCL 68389X105 $5.9M 0.40% 39,991 SH
48 ISHARES CORE MSCI EAFE ETF IEFA 46432F842 $5.7M 0.38% 58,563 SH
49 STATE STREET SPDR PORTFOLIO S&P 500 ETF SPYM 78464A854 $5.3M 0.36% 60,396 SH
50 ISHARES CORE S&P U.S. GROWTH ETF IUSG 464287671 $5.1M 0.34% 26,910 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $1.48B 818 0001776082-26-000004
2026-03-31 2026-05-13 $1.25B 723 0001776082-26-000003
2025-12-31 2026-01-23 $1.29B 692 0001776082-26-000001
2025-09-30 2025-11-04 $1.42B 701 0001776082-25-000008
Filer Information
Address
7 GIRALDA FARMS
SUITE 300
MADISON, NJ 07940
Phone
(973) 370-3203
Filing Manager
TRANSCEND CAPITAL ADVISORS, LLC
MADISON, NJ
Signatory
Paul Cummings
Chief Compliance Officer