Halter Ferguson Financial Inc. — 13F Holdings & Portfolio
CIK 1842665 · latest 13F-HR filed 2026-08-03
Halter Ferguson Financial Inc. manages $617.4M in 13F-reported U.S. long-equity assets across 36 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TSLA (42.86%), LMND (10.60%), UPST (10.03%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 7 new positions, exited 7, added to 18, and trimmed 5.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 130
CARMEL, IN 46032
$617.4M
Long-equity book
36
Distinct positions
2026-06-30
Filed 2026-08-03
+7 / −7 / ↑18 / ↓5
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- UPSTART HLDGS INC$43.8M +241.0%
- TESLA INC$36.3M +15.9%
- LEMONADE INC$22.7M +53.0%
- OSCAR HEALTH INC$12.3M +219.6%
- STATE STR SPDR S&P 500 ETF T$9.2M +51.0%
Top Trims
- NVIDIA CORPORATION-$6.5M -70.7%
- ALPHABET INC-$1.8M -68.7%
- PALANTIR TECHNOLOGIES INC-$519.8K -67.2%
- APPLE INC-$416.1K -10.7%
- MICROSOFT CORP-$339.3K -28.6%
New Positions
- UNUSUAL MACHS INC$34.2M
- ATAIBECKLEY INC$7.8M
- ROUNDHILL ETF TRUST$7.5M
- BACKBLAZE INC$7.3M
- HUNTINGTON BANCSHARES INC$4.5M
Exited Positions
- BLOOM ENERGY CORP$13.9M
- AEHR TEST SYS$13.0M
- T1 ENERGY INC$8.5M
- BITMINE IMMERSION TECNOLOGIE$5.5M
- CADENCE BANK$4.4M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | TESLA INC | TSLA | 88160R101 | $264.6M | 42.86% | 629,194 | SH |
| 2 | LEMONADE INC | LMND | 52567D107 | $65.4M | 10.60% | 1,005,815 | SH |
| 3 | UPSTART HLDGS INC | UPST | 91680M107 | $61.9M | 10.03% | 1,748,119 | SH |
| 4 | INVESCO QQQ TR | QQQ | 46090E103 | $46.7M | 7.57% | 63,482 | SH |
| 5 | UNUSUAL MACHS INC | UMAC | 91532F102 | $34.2M | 5.53% | 1,532,348 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $27.2M | 4.40% | 36,400 | SH |
| 7 | MICRON TECHNOLOGY INC | MU | 595112103 | $20.9M | 3.39% | 18,140 | SH |
| 8 | OSCAR HEALTH INC | OSCR | 687793109 | $17.9M | 2.90% | 627,007 | SH |
| 9 | ELI LILLY & CO | LLY | 532457108 | $9.9M | 1.61% | 8,287 | SH |
| 10 | AMAZON COM INC | AMZN | 023135106 | $9.6M | 1.56% | 40,371 | SH |
| 11 | CANDEL THERAPEUTICS INC | CADL | 137404109 | $8.0M | 1.29% | 772,461 | SH |
| 12 | ATAIBECKLEY INC | ATAI | 04650F101 | $7.8M | 1.27% | 1,485,590 | SH |
| 13 | ROUNDHILL ETF TRUST | DRAM | 77926X320 | $7.5M | 1.21% | 101,192 | SH |
| 14 | BACKBLAZE INC | BLZE | 05637B105 | $7.3M | 1.18% | 457,753 | SH |
| 15 | HUNTINGTON BANCSHARES INC | HBAN | 446150104 | $4.5M | 0.73% | 253,026 | SH |
| 16 | APPLE INC | AAPL | 037833100 | $3.5M | 0.57% | 12,060 | SH |
| 17 | TESLA INC Call | TSLA | 88160R101 | $3.1M | 0.50% | 7,400 | PRN |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.7M | 0.44% | 13,537 | SH |
| 19 | ISHARES TR | AGG | 464287226 | $1.8M | 0.29% | 18,298 | SH |
| 20 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $1.6M | 0.26% | 24,648 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $1.5M | 0.24% | 2 | SH |
| 22 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.3M | 0.21% | 17,953 | SH |
| 23 | VANGUARD INDEX FDS | VTI | 922908769 | $998.4K | 0.16% | 2,698 | SH |
| 24 | ISHARES TR | DSI | 464288570 | $921.1K | 0.15% | 6,469 | SH |
| 25 | MICROSOFT CORP | MSFT | 594918104 | $849.0K | 0.14% | 2,276 | SH |
| 26 | ALPHABET INC | GOOGL | 02079K305 | $812.7K | 0.13% | 2,274 | SH |
| 27 | CUMMINS INC | CMI | 231021106 | $763.1K | 0.12% | 1,070 | SH |
| 28 | ALPHABET INC | GOOG | 02079K107 | $678.0K | 0.11% | 1,919 | SH |
| 29 | CATERPILLAR INC | CAT | 149123101 | $577.2K | 0.09% | 542 | SH |
| 30 | GE AEROSPACE | GE | 369604301 | $558.0K | 0.09% | 1,493 | SH |
| 31 | BROADCOM INC | AVGO | 11135F101 | $488.1K | 0.08% | 1,292 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $432.0K | 0.07% | 767 | SH |
| 33 | JPMORGAN CHASE & CO | JPM | 46625H100 | $378.3K | 0.06% | 1,156 | SH |
| 34 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $352.8K | 0.06% | 705 | SH |
| 35 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $349.8K | 0.06% | 2,047 | SH |
| 36 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $253.9K | 0.04% | 2,177 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-03 | $617.4M | 36 | 0001842665-26-000005 |
| 2026-03-31 | 2026-04-28 | $455.6M | 38 | 0001842665-26-000002 |
| 2025-12-31 | 2026-02-05 | $455.0M | 36 | 0001842665-26-000001 |
| 2025-12-31 | 2026-06-22 | $455.0M | 36 | 0001842665-26-000003 |