Private Wealth Asset Management, LLC — 13F Holdings & Portfolio
CIK 1883006 · latest 13F-HR filed 2026-08-11
Private Wealth Asset Management, LLC manages $1.04B in 13F-reported U.S. long-equity assets across 930 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (10.19%), IEFA (7.03%), IEMG (6.49%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 56 new positions and exited 49; 495 existing positions rose in reported value and 207 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.04B
Long-equity book
Holdings
930
Distinct positions
Period
2026-06-30
Filed 2026-08-11
Q/Q Activity
+56 / −49 / ↑495 / ↓207
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV10.2% · -2%IEFA7.0% · +5%IEMG6.5% · -6%IJH6.1% · -2%IJR3.4% · -6%AAPL3.1% · -3%SDVY2.7% · +25%MSFT1.8% · +7%BRK.B1.7% · +5%RLY1.6% · +32%IWR1.5% · -2%CAT1.4% · -1%VNQ1.4% · -6%LLY1.3% · +7%ITOT1.3% · +6%CSRE1.3% · +0%VTIP1.2% · -6%NVDA1.1% · +4%EFA1.1% · -3%ENDW1.1% · 0%GOOGL1.1% · +0%VO1.0% · +342%IWM1.0% · +0%JPM0.9% · +5%DE0.9% · +0%IWP0.9% · -8%XOM0.8% · +5%IBM0.8% · +2%WK0.7% · 0%AEG0.7% · 0%GRNY0.7% · -2%GOOG0.7% · +27%MDY0.6% · -6%GEW0.6% · -6%ABBV0.6% · -3%AVLC0.6% · +17%AVEM0.6% · +107%AMZN0.6% · +10%JNJ0.5% · +7%CIBR0.5% · +1%CRWD0.5% · -1%RISR0.5% · -0%AVIV0.5% · +16%SLV0.5% · -8%HD0.5% · -5%META0.5% · -7%WCMI0.4% · +8%VUG0.4% · +487%CVX0.4% · +7%WMT0.4% · +18%IXUS0.4% · +4%V0.4% · +0%FPE0.4% · +11%QQQ0.4% · -2%IWS0.3% · -7%PTRB0.3% · +2%AMD0.3% · +44%PG0.3% · +6%UNP0.3% · +2%VEA0.3% · +5%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 44%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 23, 2026.
Assets Under Management
$2.52B
Discretionary
$2.52B
Employees
32
Accounts
2,268
Address
1100 CAPITOL AVENUE
SUITE 200
OMAHA, NE 68102
SUITE 200
OMAHA, NE 68102
Phone
(402) 227-4208
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Brekken, WENDY, MARIE Control | PRESIDENT since Jan 2024 | Less than 5% | Individual |
| CAPPELLANO, KIMBERLY, LYNN Control | CHIEF EXECUTIVE OFFICER since Mar 2024 | Less than 5% | Individual |
| HALLEY, BRETT, WARREN Control | CHIEF INVESTMENT OFFICER since Jan 2024 | Less than 5% | Individual |
| PWAM ADVISOR PARTNERS Control | OWNER since Sep 2021 | 50–75% | Domestic Entity |
| GARAGE ROW OZ LLC | NON-CONTROLLING ENTITY OWNER since May 2021 | 5–10% | Domestic Entity |
| MURRAY, MATTHEW, PAUL | CHIEF COMPLIANCE OFFICER since Apr 2025 | Less than 5% | Individual |
| OMAHA CAPITAL 19 LLC | NON-CONTROLLING ENTITY OWNER since Sep 2024 | 10–25% | Domestic Entity |
| COMMERCIAL COURT ONE, LLC Indirect owner via GARAGE ROW OZ LLC | OWNER since May 2021 | 75% or more | Domestic Entity |
| FOSTER, ROBERT, ANDREW Indirect owner via OMAHA CAPITAL 19 LLC | MANAGING MEMBER since Sep 2024 | 75% or more | Individual |
| Klauer, Thomas, D Indirect owner via COMMERCIAL COURT ONE, LLC | MANAGING MEMBER since May 2021 | 75% or more | Individual |
Ownership & leadership changes · 11 filings with changes since Jul 12, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Apr 6, 2026 filing
- ChangedMURRAY, MATTHEW, PAUL · no longer a control person
Mar 30, 2026 filing
- No longer listedCLINES, MELISSA, JO · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Sep 2022
- No longer listedJOHNSON, BRYAN, LEE · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Jan 2024
Mar 31, 2025 filing
- AddedMURRAY, MATTHEW, PAUL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedCAPPELLANO, KIMBERLY, LYNN · title CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER
Oct 11, 2024 filing
- AddedBrekken, WENDY, MARIE · PRESIDENT · Less than 5% · control person
- AddedFOSTER, ROBERT, ANDREW · MANAGING MEMBER · 75% or more · indirect via OMAHA CAPITAL 19 LLC
- AddedOMAHA CAPITAL 19 LLC · NON-CONTROLLING ENTITY OWNER · 10–25%
- ChangedCLINES, MELISSA, JO · title CHIEF OPERATION OFFICER → CHIEF OPERATIONS OFFICER
- ChangedCOMMERCIAL COURT ONE, LLC · indirect via GARAGE ROW OZ LLC: title INDIRECT, NON-CONTROLLING OWNER → OWNER; ownership 50–75% → 75% or more
- ChangedKlauer, Thomas, D · indirect via COMMERCIAL COURT ONE, LLC: title INDIRECT, NON-CONTROLLING OWNER → MANAGING MEMBER
- ChangedPWAM ADVISOR PARTNERS · ownership 75% or more → 50–75%
Mar 14, 2024 filing
- No longer listedWagner, Julie, Ann · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2022
- AddedCAPPELLANO, KIMBERLY, LYNN · CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- AddedHALLEY, BRETT, WARREN · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedJOHNSON, BRYAN, LEE · title CHIEF EXECUTIVE OFFICER → CHIEF ADMINISTRATIVE OFFICER
Aug 21, 2023 filing
- No longer listedPRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS · OWNER · 75% or more · control person · listed since Sep 2021
- AddedPWAM ADVISOR PARTNERS · OWNER · 75% or more · control person
Oct 25, 2022 filing
- No longer listedROTHCHILD, MATTHEW, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2021
- No longer listedSMITH, MAXWELL, TYLER · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since May 2021
- AddedCLINES, MELISSA, JO · CHIEF OPERATION OFFICER · Less than 5% · control person
- AddedWagner, Julie, Ann · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- Listed againJOHNSON, BRYAN, LEE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Mar 23, 2022 filing
- ChangedPRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS · now a control person
- ChangedSMITH, MAXWELL, TYLER · now a control person
Oct 6, 2021 filing
- No longer listedJOHNSON, BRYAN, LEE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jul 2021
Sep 30, 2021 filing
- AddedJOHNSON, BRYAN, LEE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Older changes (2 more filings)
Sep 7, 2021 filing
- No longer listedGARAGE ROW RACING · NON-CONTROLLING ENTITY OWNER · 75% or more · listed since May 2021
- No longer listedKNEEN, TIMOTHY, BARNARD · OWNER AND CHIEF COMPLIANCE OFFICER · 5–10% · control person · listed since May 2021
- No longer listedSHIPLEY, JEFFREY, HOWARD · OWNER · 5–10% · listed since May 2021
- AddedCOMMERCIAL COURT ONE, LLC · INDIRECT, NON-CONTROLLING OWNER · 50–75% · indirect via GARAGE ROW OZ LLC
- AddedGARAGE ROW OZ LLC · NON-CONTROLLING ENTITY OWNER · 5–10%
- AddedKlauer, Thomas, D · INDIRECT, NON-CONTROLLING OWNER · 75% or more · indirect via COMMERCIAL COURT ONE, LLC
- AddedPRIVATE WEALTH ASSET MANAGEMENT ADVISOR PARTNERS · OWNER · 75% or more
- AddedROTHCHILD, MATTHEW, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSMITH, MAXWELL, TYLER · title DIRECT OWNER → CHIEF OPERATIONS OFFICER; ownership 5–10% → Less than 5%
Jul 12, 2021 filing (earliest on record)
- ListedGARAGE ROW RACING · NON-CONTROLLING ENTITY OWNER · 75% or more
- ListedKNEEN, TIMOTHY, BARNARD · OWNER AND CHIEF COMPLIANCE OFFICER · 5–10% · control person
- ListedSHIPLEY, JEFFREY, HOWARD · OWNER · 5–10%
- ListedSMITH, MAXWELL, TYLER · DIRECT OWNER · 5–10%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES CORE S&P 500 ETF$11.5M +12.2%
- ISHARES TRUST CORE MSCI EAFE ETF$8.1M +12.5%
- FIRST TR EXCHANGE-TRADED FD VI SMID RISNG ETF$7.6M +37.7%
- ISHARES CORE MSCI EMERGING MARKETS ETF$7.0M +11.6%
- ISHARES CORE S&P MID-CAP ETF$6.8M +11.9%
Top Trims
- BERKSHIRE HATHAWAY INC-$14.3M -95.0%
- ISHARES SILVER TR ISHARES-$2.0M -28.1%
- WORKIVA INC COM CL A-$1.8M -18.6%
- ACCENTURE PLC-$1.8M -41.8%
- EXXON MOBIL CORP COM-$1.6M -15.6%
New Positions
- HONEYWELL INTL INC COM$889.1K
- HONEYWELL AEROSPACE INC COM$877.9K
- SPACE EXPL TECHNOLOGIES CORP CL A$90.6K
- FIRST TR MULTI CAP GROWTH ALPH COM SHS$82.0K
- FIRST TR MULTI CP VAL ALPHA FD SHS ISSUED FRST$77.3K
Exited Positions
- HONEYWELL INTERNATIONAL INC COM USD1$1.8M
- NVR INC COM USD0.01$316.3K
- ETFIS SER TR I VIRTUS INFRCAP$274.8K
- BLACKROCK SCIENCE &TECHNOLOGY SHS$274.8K
- PIMCO DYNAMIC INCOME OPRNTS FD COM BEN SHS$264.9K
Private Wealth Asset Management, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $105.8M | 10.19% | 141,287 | SH |
| 2 | ISHARES TRUST CORE MSCI EAFE ETF | IEFA | 46432F842 | $73.0M | 7.03% | 752,944 | SH |
| 3 | ISHARES CORE MSCI EMERGING MARKETS ETF | IEMG | 46434G103 | $67.3M | 6.49% | 811,467 | SH |
| 4 | ISHARES CORE S&P MID-CAP ETF | IJH | 464287507 | $63.8M | 6.14% | 824,734 | SH |
| 5 | ISHARES CORE S&P SMALL-CAP E | IJR | 464287804 | $34.9M | 3.36% | 234,697 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $31.7M | 3.06% | 109,636 | SH |
| 7 | FIRST TR EXCHANGE-TRADED FD VI SMID RISNG ETF | SDVY | 33741X102 | $27.7M | 2.67% | 639,969 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $18.5M | 1.78% | 49,516 | SH |
| 9 | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | BRK.B | 084670702 | $17.3M | 1.66% | 34,478 | SH |
| 10 | SSGA ACTIVE TRUST STATE STREET MULTI-ASSET REAL RETURN ETF | RLY | 78467V103 | $16.7M | 1.61% | 482,919 | SH |
| 11 | ISHARES TR RUS MID CAP ETF | IWR | 464287499 | $15.2M | 1.46% | 137,589 | SH |
| 12 | CATERPILLAR INC COM | CAT | 149123101 | $14.7M | 1.41% | 13,783 | SH |
| 13 | VANGUARD REAL ESTATE ETF | VNQ | 922908553 | $14.0M | 1.35% | 145,492 | SH |
| 14 | ELI LILLY &CO COM | LLY | 532457108 | $13.5M | 1.30% | 11,215 | SH |
| 15 | ISHARES CORE S&P TOTAL US STOCK MARKET ETF | ITOT | 464287150 | $13.4M | 1.30% | 81,863 | SH |
| 16 | COHEN &STEERS ETF TRUST REAL EST ACT ETF | CSRE | 19249U104 | $13.4M | 1.29% | 470,837 | SH |
| 17 | VANGUARD SHT-TERM INFLATION-PROTECTED SEC IDX | VTIP | 922020805 | $12.4M | 1.20% | 247,165 | SH |
| 18 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $11.4M | 1.10% | 57,123 | SH |
| 19 | ISHARES MSCI EAFE ETF | EFA | 464287465 | $11.4M | 1.10% | 109,688 | SH |
| 20 | EA SERIES TRUST CAMBRIA ENDOWM | ENDW | 02072Q622 | $11.4M | 1.09% | 339,594 | SH |
| 21 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $11.1M | 1.07% | 31,031 | SH |
| 22 | VANGUARD MID-CAP INDEX FUND | VO | 922908629 | $10.3M | 0.99% | 128,639 | SH |
| 23 | ISHARES RUSSELL 2000 ETF | IWM | 464287655 | $10.3M | 0.99% | 34,324 | SH |
| 24 | JPMORGAN CHASE &CO. COM | JPM | 46625H100 | $9.7M | 0.93% | 29,626 | SH |
| 25 | DEERE & CO | DE | 244199105 | $9.1M | 0.88% | 14,318 | SH |
| 26 | ISHARES TR RUS MD CP GR ETF | IWP | 464287481 | $9.0M | 0.87% | 61,655 | SH |
| 27 | EXXON MOBIL CORP COM | XOM | 30231G102 | $8.7M | 0.84% | 63,651 | SH |
| 28 | INTERNATIONAL BUS MACH CORP COM USD0.20 | IBM | 459200101 | $8.6M | 0.83% | 30,458 | SH |
| 29 | WORKIVA INC COM CL A | WK | 98139A105 | $7.7M | 0.74% | 158,000 | SH |
| 30 | AEGON LIMITED AMER REGD CERT(1 SH EUR0.12) | AEG | 0076CA104 | $7.6M | 0.73% | 900,000 | SH |
| 31 | TIDAL TRUST I FUND GRAN US ETF | GRNY | 886364231 | $7.5M | 0.73% | 271,849 | SH |
| 32 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $7.5M | 0.72% | 21,238 | SH |
| 33 | STATE STREET SPDR S&P MIDCAP 400 ETF TRUST UNITS | MDY | 78467Y107 | $6.4M | 0.62% | 9,113 | SH |
| 34 | EA SERIES TRUST CAMBRIA GLOBAL | GEW | 02072Q713 | $6.2M | 0.60% | 114,157 | SH |
| 35 | ABBVIE INC COM USD0.01 | ABBV | 00287Y109 | $6.1M | 0.59% | 24,192 | SH |
| 36 | AVANTIS U S LARGE CAP EQUITY ETF | AVLC | 025072158 | $5.9M | 0.57% | 65,534 | SH |
| 37 | AVANTIS EMERGING MARKETS EQUITY ETF | AVEM | 025072604 | $5.9M | 0.57% | 59,875 | SH |
| 38 | AMAZON.COM INC | AMZN | 023135106 | $5.9M | 0.57% | 24,723 | SH |
| 39 | JOHNSON &JOHNSON COM | JNJ | 478160104 | $5.4M | 0.52% | 21,450 | SH |
| 40 | FIRST TR EXCHANGE TRADED FD II NASDAQ CYB ETF | CIBR | 33734X846 | $5.4M | 0.52% | 60,230 | SH |
| 41 | CROWDSTRIKE HLDGS INC CL A | CRWD | 22788C105 | $5.4M | 0.52% | 7,012 | SH |
| 42 | TIDAL TRUST I FOLIOBEYOND ALTERNATIVE INCOME AND INTEREST RATE HEDGE ETF | RISR | 886364637 | $5.3M | 0.51% | 146,484 | SH |
| 43 | AVANTIS INTERNATIONAL LARGE CAP VAL ETF | AVIV | 025072364 | $5.3M | 0.51% | 67,797 | SH |
| 44 | ISHARES SILVER TR ISHARES | SLV | 46428Q109 | $5.2M | 0.50% | 97,195 | SH |
| 45 | HOME DEPOT INC | HD | 437076102 | $4.9M | 0.47% | 13,839 | SH |
| 46 | META PLATFORMS INC CLASS A COMMON STOCK | META | 30303M102 | $4.7M | 0.46% | 8,403 | SH |
| 47 | FIRST TR EXCHANGE-TRADED FD WCM INTL EQUITY | WCMI | 33733E732 | $4.6M | 0.44% | 235,008 | SH |
| 48 | VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | VUG | 922908736 | $4.4M | 0.43% | 51,258 | SH |
| 49 | CHEVRON CORP NEW COM | CVX | 166764100 | $4.3M | 0.42% | 26,233 | SH |
| 50 | WALMART INC COM | WMT | 931142103 | $4.3M | 0.42% | 38,315 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $1.04B | 930 | 0001883006-26-000007 |
| 2026-03-31 | 2026-05-06 | $935.4M | 923 | 0001883006-26-000005 |
| 2025-12-31 | 2026-02-10 | $919.3M | 1,102 | 0001883006-26-000003 |
Filer Information
Address
1100 CAPITOL AVENUESUITE 200
OMAHA, NE 68102
Phone
(319) 308-6600
Filing Manager
Private Wealth Asset Management, LLC
OMAHA, NE
Signatory
Kimberly Cappellano
Chief Executive Officer