Genesis Financial Group, LLC — 13F Holdings & Portfolio
CIK 2097587 · latest 13F-HR filed 2026-08-14
Genesis Financial Group, LLC manages $153.7M in 13F-reported U.S. long-equity assets across 100 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TSLA (6.53%), GEV (5.43%), PLTR (5.19%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 27 new positions and exited 20; 40 existing positions rose in reported value and 17 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$153.7M
Long-equity book
Holdings
100
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+27 / −20 / ↑40 / ↓17
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26TSLA6.5% · -10%GEV5.4% · -18%PLTR5.2% · +9%IWM4.9% · +14%AMZN4.6% · -2%VWO4.5% · -9%META4.1% · -2%EFA3.9% · -9%LIN3.8% · +25%NBIS3.5% · -5%ALAB3.1% · 0%BE2.7% · -16%KMI2.6% · -18%CRCL2.5% · newVUG2.2% · +507%VTV2.1% · +2%UBER1.8% · -42%IWC1.6% · +7%VBK1.3% · +3%VOT1.2% · +5%VOE1.1% · +4%VBR1.1% · +3%NVDA1.1% · -32%QQQ1.1% · -8%XBI1.0% · +28%LLY1.0% · newAGQ0.9% · +4%GLTR0.9% · +22%V0.9% · -27%AVGO0.9% · -35%CEPT0.8% · newSHOP0.8% · -3%AAPL0.7% · -4%AMLP0.7% · +3%QLD0.7% · 0%QID0.7% · -67%VNQ0.6% · +2%JPM0.6% · -1%IEFA0.6% · -2%GDXU0.6% · +5%CAT0.6% · 0%FEPI0.6% · 0%LMND0.5% · 0%JNK0.5% · -2%CNTN0.5% · newPURR0.5% · newAPLD0.5% · -2%PL0.5% · 0%MGV0.4% · 0%ANEL0.4% · newMETD0.4% · -31%TSLL0.4% · +1%QYLD0.4% · +1%JAAA0.4% · +2%SNOW0.3% · newIVW0.3% · -0%IVE0.3% · +0%VXUS0.3% · +3%GH0.3% · newEEM0.3% · -1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 46.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 26, 2017.
Assets Under Management
$466.6M
Discretionary
$466.6M
Employees
57
Accounts
8
Address
21650 OXNARD STREET
SUITE 1700
WOODLAND HILLS, CA 91367
SUITE 1700
WOODLAND HILLS, CA 91367
Phone
(818) 661-1778
Website
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BARASH, KEREN Control | GENERAL COUNSEL since Sep 2016 | Less than 5% | Individual |
| DAY, JOHN, COCCHI Control | CHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER, AND CHIEF LEGAL OFFICER since Jul 2015 | Less than 5% | Individual |
| GENESIS CAPITAL HOLDINGS DE, LLC Control | SOLE MEMBER since Mar 2017 | 75% or more | Domestic Entity |
| HINCHMAN, BROOK, DAVID Control | DIRECTOR since Jan 2016 | Less than 5% | Individual |
| KELLER, JASON, BRUCE Control | FUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER since Jan 2014 | Less than 5% | Individual |
| LAIBOW, BRIAN, KEITH Control | DIRECTOR since Jan 2014 | Less than 5% | Individual |
| MATHODA, RAYMAN, KAUR Control | CO-CEO since Dec 2014 | Less than 5% | Individual |
| SMITH, ANDREW, S FLORIN Control | SENIOR MANAGING DIRECTOR since Jan 2014 | Less than 5% | Individual |
| STEPHENS, EMILY, MONIQUE Control | DIRECTOR since Jan 2014 | Less than 5% | Individual |
| WASMUND, ROBERT, RONALD Control | CO-CEO since Jan 2014 | Less than 5% | Individual |
| WEISS, TRIXY, RENEE Control | MEMBER OF THE BOARD OF DIRECTORS since Jan 2014 | Less than 5% | Individual |
| ZOLLENBERG, DAVID, ERIC Control | CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER since Jan 2014 | Less than 5% | Individual |
| OCM GCA HOLDINGS, LLC Control Indirect owner via GENESIS CAPITAL HOLDINGS DE, LLC | MEMBER since Mar 2017 | 50–75% | Domestic Entity |
Ownership & leadership changes · 5 filings with changes since May 12, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Sep 26, 2017 filing
- No longer listedGENESIS CAPITAL PARTNERS, INC. · MEMBER · 50–75% · control person · listed since Jan 2014
- No longer listedOCM GCA HOLDINGS, LLC · MEMBER · 25–50% · control person · listed since Jan 2014
- No longer listedSMITH, NORMA · DIRECTOR · 25–50% · indirect via GENESIS CAPITAL PARTNERS, INC. · control person · listed since Jun 2012
- No longer listedWEISS, TRIXY, RENEE · DIRECTOR · 25–50% · indirect via GENESIS CAPITAL PARTNERS, INC. · control person · listed since Jun 2012
- AddedGENESIS CAPITAL HOLDINGS DE, LLC · SOLE MEMBER · 75% or more · control person
- AddedOCM GCA HOLDINGS, LLC · MEMBER · 50–75% · indirect via GENESIS CAPITAL HOLDINGS DE, LLC · control person
Jun 5, 2017 filing
- ChangedWASMUND, ROBERT, RONALD · title VICE PRESIDENT, SENIOR MANAGING DIRECTOR, CO-CEO → CO-CEO
- ChangedWEISS, TRIXY, RENEE · indirect via GENESIS CAPITAL PARTNERS, INC.: title PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR → DIRECTOR
Mar 15, 2017 filing
- No longer listedSMITH, NORMA · DIRECTOR · Less than 5% · control person · listed since Jan 2014
- AddedBARASH, KEREN · GENERAL COUNSEL · Less than 5% · control person
- AddedHINCHMAN, BROOK, DAVID · DIRECTOR · Less than 5% · control person
- ChangedDAY, JOHN, COCCHI · title CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL → CHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER, AND CHIEF LEGAL OFFICER
- ChangedMATHODA, RAYMAN, KAUR · title PRESIDENT → CO-CEO
- ChangedWASMUND, ROBERT, RONALD · title VICE PRESIDENT, SENIOR MANAGING DIRECTOR → VICE PRESIDENT, SENIOR MANAGING DIRECTOR, CO-CEO
- ChangedWEISS, TRIXY, RENEE · title PRESIDENT, AND CHIEF EXECUTIVE OFFICER → MEMBER OF THE BOARD OF DIRECTORS
- ChangedZOLLENBERG, DAVID, ERIC · title CHIEF FINANCIAL OFFICER, CHIEF RISK OFFICER → CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER
Dec 14, 2015 filing
- No longer listedLAVAEDIN, HOMIERA · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2014
- AddedDAY, JOHN, COCCHI · CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL · Less than 5% · control person
- AddedKELLER, JASON, BRUCE · FUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER · Less than 5% · control person
- AddedLAIBOW, BRIAN, KEITH · DIRECTOR · Less than 5% · control person
- AddedMATHODA, RAYMAN, KAUR · PRESIDENT · Less than 5% · control person
- AddedSMITH, ANDREW, S FLORIN · SENIOR MANAGING DIRECTOR · Less than 5% · control person
- AddedZOLLENBERG, DAVID, ERIC · CHIEF FINANCIAL OFFICER, CHIEF RISK OFFICER · Less than 5% · control person
- ChangedGENESIS CAPITAL PARTNERS, INC. · title SHAREHOLDER → MEMBER
- ChangedOCM GCA HOLDINGS, LLC · title SHAREHOLDER → MEMBER
- ChangedWASMUND, ROBERT, RONALD · title DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR → VICE PRESIDENT, SENIOR MANAGING DIRECTOR
- ChangedWEISS, TRIXY, RENEE · title DIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICER → PRESIDENT, AND CHIEF EXECUTIVE OFFICER
Oct 10, 2014 filing
- No longer listedROTHBERG, ARTHUR · CHIEF FINANCIAL OFFICER · General partner, trustee or manager · indirect via GENESIS CAPITAL PARTNERS, INC. · listed since Jun 2012
- No longer listedSMITH, DAVID, T · DIRECTOR · General partner, trustee or manager · indirect via GENESIS CAPITAL PARTNERS, INC. · control person · listed since Jun 2012
- No longer listedWILLIAM J. COVER, JR. AND ANNE KLEIN COVER TRUST, DATED MARCH 28, 1991 · SHAREHOLDER · 25–50% · indirect via GENESIS CAPITAL PARTNERS, INC. · listed since Jul 2011
- AddedLAVAEDIN, HOMIERA · CHIEF COMPLIANCE OFFICER · Less than 5%
- AddedSMITH, NORMA · DIRECTOR · Less than 5% · control person
- AddedSTEPHENS, EMILY, MONIQUE · DIRECTOR · Less than 5% · control person
- AddedWASMUND, ROBERT, RONALD · DIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTOR · Less than 5% · control person
- AddedWEISS, TRIXY, RENEE · DIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ChangedSMITH, NORMA · indirect via GENESIS CAPITAL PARTNERS, INC.: title SHAREHOLDER → DIRECTOR
- ChangedWEISS, TRIXY, RENEE · indirect via GENESIS CAPITAL PARTNERS, INC.: title PRESIDENT AND DIRECTOR → PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR
May 12, 2014 filing (earliest on record)
- ListedGENESIS CAPITAL PARTNERS, INC. · SHAREHOLDER · 50–75% · control person
- ListedOCM GCA HOLDINGS, LLC · SHAREHOLDER · 25–50% · control person
- ListedROTHBERG, ARTHUR · CHIEF FINANCIAL OFFICER · General partner, trustee or manager · indirect via GENESIS CAPITAL PARTNERS, INC.
- ListedSMITH, DAVID, T · DIRECTOR · General partner, trustee or manager · indirect via GENESIS CAPITAL PARTNERS, INC. · control person
- ListedSMITH, NORMA · SHAREHOLDER · 25–50% · indirect via GENESIS CAPITAL PARTNERS, INC. · control person
- ListedWEISS, TRIXY, RENEE · PRESIDENT AND DIRECTOR · 25–50% · indirect via GENESIS CAPITAL PARTNERS, INC. · control person
- ListedWILLIAM J. COVER, JR. AND ANNE KLEIN COVER TRUST, DATED MARCH 28, 1991 · SHAREHOLDER · 25–50% · indirect via GENESIS CAPITAL PARTNERS, INC.
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ASTERA LABS INC$3.6M +340.7%
- NEBIUS GROUP N.V.$3.2M +153.0%
- ISHARES TR$2.1M +38.7%
- BLOOM ENERGY CORP$1.9M +88.1%
- LINDE PLC$1.4M +31.1%
Top Trims
- PROSHARES TR-$4.1M -80.1%
- UBER TECHNOLOGIES INC-$2.0M -42.4%
- PALANTIR TECHNOLOGIES INC-$1.2M -13.0%
- KINDER MORGAN INC DEL-$1.1M -22.1%
- BANK MONTREAL MEDIUM-$1.1M -55.5%
New Positions
- CIRCLE INTERNET GROUP INC$3.9M
- ELI LILLY & CO$1.5M
- CANTOR EQUITY PARTNERS II IN$1.3M
- CANTON STRATEGIC HOLDINGS IN$764.2K
- HYPERLIQUID STRATEGIES INC$748.9K
Exited Positions
- PFIZER INC$2.4M
- FIRST TR EXCHANGE-TRADED FD$1.9M
- ALIBABA GROUP HLDG LTD$1.8M
- ROBINHOOD MKTS INC$1.8M
- DIREXION SHARES ETF TRUST$1.6M
Genesis Financial Group, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | TESLA INC | TSLA | 88160R101 | $10.0M | 6.53% | 23,848 | SH |
| 2 | GE VERNOVA INC | GEV | 36828A101 | $8.3M | 5.43% | 7,102 | SH |
| 3 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $8.0M | 5.19% | 68,306 | SH |
| 4 | ISHARES TR | IWM | 464287655 | $7.6M | 4.92% | 25,171 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $7.1M | 4.59% | 29,598 | SH |
| 6 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $6.9M | 4.52% | 116,387 | SH |
| 7 | META PLATFORMS INC | META | 30303M102 | $6.3M | 4.11% | 11,202 | SH |
| 8 | ISHARES TR | EFA | 464287465 | $6.0M | 3.90% | 57,666 | SH |
| 9 | LINDE PLC | LIN | G54950103 | $5.8M | 3.80% | 11,259 | SH |
| 10 | NEBIUS GROUP N.V. | NBIS | N97284108 | $5.3M | 3.45% | 19,200 | SH |
| 11 | ASTERA LABS INC | ALAB | 04626A103 | $4.7M | 3.06% | 9,750 | SH |
| 12 | BLOOM ENERGY CORP | BE | 093712107 | $4.1M | 2.69% | 13,678 | SH |
| 13 | KINDER MORGAN INC DEL | KMI | 49456B101 | $4.0M | 2.61% | 125,656 | SH |
| 14 | CIRCLE INTERNET GROUP INC | CRCL | 172573107 | $3.9M | 2.52% | 61,757 | SH |
| 15 | VANGUARD INDEX FDS | VUG | 922908736 | $3.5M | 2.25% | 40,137 | SH |
| 16 | VANGUARD INDEX FDS | VTV | 922908744 | $3.2M | 2.11% | 14,858 | SH |
| 17 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $2.8M | 1.80% | 38,230 | SH |
| 18 | ISHARES TR | IWC | 464288869 | $2.4M | 1.57% | 12,050 | SH |
| 19 | VANGUARD INDEX FDS | VBK | 922908595 | $2.0M | 1.31% | 5,520 | SH |
| 20 | VANGUARD INDEX FDS | VOT | 922908538 | $1.9M | 1.22% | 6,111 | SH |
| 21 | VANGUARD INDEX FDS | VOE | 922908512 | $1.8M | 1.15% | 8,920 | SH |
| 22 | VANGUARD INDEX FDS | VBR | 922908611 | $1.7M | 1.13% | 7,151 | SH |
| 23 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.7M | 1.12% | 8,637 | SH |
| 24 | INVESCO QQQ TR | QQQ | 46090E103 | $1.7M | 1.12% | 2,327 | SH |
| 25 | SPDR SERIES TRUST | XBI | 78464A870 | $1.6M | 1.02% | 9,950 | SH |
| 26 | ELI LILLY & CO | LLY | 532457108 | $1.5M | 0.97% | 1,239 | SH |
| 27 | PROSHARES TR II | AGQ | 74347W353 | $1.4M | 0.92% | 20,855 | SH |
| 28 | ABRDN PRECIOUS METALS BASKET | GLTR | 003263100 | $1.4M | 0.92% | 7,815 | SH |
| 29 | VISA INC | V | 92826C839 | $1.4M | 0.90% | 4,021 | SH |
| 30 | BROADCOM INC | AVGO | 11135F101 | $1.3M | 0.86% | 3,480 | SH |
| 31 | CANTOR EQUITY PARTNERS II IN | CEPT | G1827P106 | $1.3M | 0.83% | 94,909 | SH |
| 32 | SHOPIFY INC | SHOP | 82509L107 | $1.2M | 0.78% | 10,500 | SH |
| 33 | APPLE INC | AAPL | 037833100 | $1.1M | 0.69% | 3,672 | SH |
| 34 | ALPS ETF TR | AMLP | 00162Q452 | $1.1M | 0.68% | 20,282 | SH |
| 35 | PROSHARES TR | QLD | 74347R206 | $1.0M | 0.67% | 10,610 | SH |
| 36 | PROSHARES TR | QID | 74349Y829 | $1.0M | 0.65% | 74,263 | SH |
| 37 | VANGUARD INDEX FDS | VNQ | 922908553 | $995.3K | 0.65% | 10,321 | SH |
| 38 | JPMORGAN CHASE & CO | JPM | 46625H100 | $992.9K | 0.65% | 3,033 | SH |
| 39 | ISHARES TR | IEFA | 46432F842 | $932.5K | 0.61% | 9,655 | SH |
| 40 | BANK MONTREAL MEDIUM | GDXU | 063679542 | $895.6K | 0.58% | 10,503 | SH |
| 41 | CATERPILLAR INC | CAT | 149123101 | $878.9K | 0.57% | 825 | SH |
| 42 | ETF OPPORTUNITIES TRUST | FEPI | 26923N744 | $862.4K | 0.56% | 20,000 | SH |
| 43 | LEMONADE INC | LMND | 52567D107 | $813.1K | 0.53% | 12,500 | SH |
| 44 | SPDR SERIES TRUST | JNK | 78468R622 | $796.5K | 0.52% | 8,265 | SH |
| 45 | CANTON STRATEGIC HOLDINGS IN | CNTN | 432705309 | $764.2K | 0.50% | 270,992 | SH |
| 46 | HYPERLIQUID STRATEGIES INC | PURR | 44916Y106 | $748.9K | 0.49% | 95,160 | SH |
| 47 | APPLIED DIGITAL CORP | APLD | 038169207 | $746.0K | 0.49% | 20,000 | SH |
| 48 | PLANET LABS PBC | PL | 72703X106 | $745.4K | 0.49% | 22,500 | SH |
| 49 | VANGUARD WORLD FD | MGV | 921910840 | $675.0K | 0.44% | 4,130 | SH |
| 50 | TIDAL TRUST II | ANEL | 88636V819 | $641.1K | 0.42% | 30,000 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $153.7M | 100 | 0002097587-26-000004 |
| 2026-03-31 | 2026-05-18 | $158.3M | 103 | 0002097587-26-000002 |
| 2025-12-31 | 2026-01-16 | $172.3M | 103 | 0002097587-26-000001 |
Filer Information
Address
80 W CENTURY RDSTE 303
PARAMUS, NJ 07652-1467
Phone
(551) 284-4023
Filing Manager
Genesis Financial Group, LLC
PARAMUS, NJ
Signatory
Robert Buonanno
President