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SACKS & ASSOCIATES, LLC — 13F Holdings & Portfolio

CIK 2145868 · latest 13F-HR filed 2026-10-09

Backtest portfolio

SACKS & ASSOCIATES, LLC manages $143.2M in 13F-reported U.S. long-equity assets across 79 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVE (10.39%), BRK.B (5.60%), BIL (4.34%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 5; 11 existing positions rose in reported value and 30 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$143.2M

Long-equity book

Holdings
79

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+4 / −5 / ↑11 / ↓30

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVE10.4% · -4%BRK.B5.6% · +0%BIL4.3% · -3%XLP4.2% · -4%JIRE4.2% · +1%SMH3.7% · -3%FMAY3.7% · -1%IVW3.5% · -1%FTSL3.3% · 0%AMLP3.1% · +2%IWO2.8% · -2%GOOGL2.8% · -1%MDYV2.7% · -7%NVDA2.3% · -7%MCO2.3% · 0%MDYG2.2% · -4%QDEC2.1% · 0%FIW2.0% · -0%XLU1.8% · -8%SCHG1.6% · -11%EEM1.4% · +2%CNEQ1.4% · 0%IBM1.3% · -10%XLI1.3% · -4%IYZ1.3% · -0%DELL1.1% · -40%SPY1.1% · 0%RTX1.1% · -0%IVV1.0% · -2%AMZN0.9% · 0%GOOG0.9% · -6%COST0.8% · 0%HPE0.8% · -19%RIO0.8% · +0%CSCO0.7% · -3%IWS0.7% · -3%TOL0.7% · +3%FDEC0.7% · -6%CRWD0.7% · -15%AMD0.7% · -20%QMAG0.6% · 0%FTGC0.6% · newCVX0.6% · +0%LEN0.5% · -2%EG0.5% · -4%AVGO0.5% · -4%DE0.5% · +0%XOM0.4% · +0%SDY0.4% · 0%MSFT0.4% · -0%KMI0.4% · 0%GRID0.4% · 0%QCOM0.3% · 0%JPM0.3% · 0%RSG0.3% · 0%AAPL0.3% · 0%CCS0.3% · -3%ORCL0.3% · -12%XLE0.3% · +0%ETN0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 20, 2026.

Assets Under Management
$212.8M
Discretionary
$174.7M
Employees
4
Accounts
362
Address
152 LIBERTY CORNER ROAD
SUITE 204
WARREN, NJ 07059
Phone
(908) 864-4950
Website
Name Title / Status Ownership Type
SACKS, NEIL, JAY ControlCHIEF COMPLIANCE OFFICER, MEMBER
since Oct 2008
75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 11 →

Top Trims

Show all 30 →

New Positions

Show all 4 →

Exited Positions

Show all 5 →

SACKS & ASSOCIATES, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVE 464287408 $14.9M 10.39% 65,210 SH
2 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $8.0M 5.60% 16,096 SH
3 SPDR SERIES TRUST BIL 78468R663 $6.2M 4.34% 67,906 SH
4 SELECT SECTOR SPDR TR XLP 81369Y308 $6.0M 4.20% 74,583 SH
5 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $6.0M 4.19% 72,974 SH
6 VANECK ETF TRUST SMH 92189F676 $5.3M 3.72% 8,745 SH
7 FIRST TR EXCHNG TRADED FD VI FMAY 33740F748 $5.3M 3.71% 92,585 SH
8 ISHARES TR IVW 464287309 $5.0M 3.47% 34,940 SH
9 FIRST TR EXCHANGE-TRADED FD FTSL 33738D309 $4.7M 3.27% 104,930 SH
10 ALPS ETF TR AMLP 00162Q452 $4.5M 3.11% 85,792 SH
11 ISHARES TR IWO 464287648 $4.0M 2.79% 11,204 SH
12 ALPHABET INC GOOGL 02079K305 $4.0M 2.79% 11,609 SH
13 SPDR SERIES TRUST MDYV 78464A839 $3.9M 2.69% 43,501 SH
14 NVIDIA CORPORATION NVDA 67066G104 $3.3M 2.32% 14,570 SH
15 MOODYS CORP MCO 615369105 $3.3M 2.27% 7,160 SH
16 SPDR SERIES TRUST MDYG 78464A821 $3.2M 2.22% 30,388 SH
17 FIRST TR EXCHNG TRADED FD VI QDEC 33740F649 $2.9M 2.05% 79,656 SH
18 FIRST TR EXCHANGE-TRADED FD FIW 33733B100 $2.8M 1.96% 27,073 SH
19 SELECT SECTOR SPDR TR XLU 81369Y886 $2.5M 1.75% 63,649 SH
20 SCHWAB STRATEGIC TR SCHG 808524300 $2.3M 1.61% 64,176 SH
21 ISHARES TR EEM 464287234 $2.0M 1.37% 29,371 SH
22 THE ALGER ETF TRUST CNEQ 015564404 $2.0M 1.37% 48,172 SH
23 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.9M 1.35% 8,777 SH
24 SELECT SECTOR SPDR TR XLI 81369Y704 $1.9M 1.31% 11,265 SH
25 ISHARES TR IYZ 464287713 $1.8M 1.27% 44,231 SH
26 DELL TECHNOLOGIES INC DELL 24703L202 $1.6M 1.11% 2,948 SH
27 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.6M 1.10% 2,057 SH
28 RTX CORPORATION RTX 75513E101 $1.6M 1.08% 8,370 SH
29 ISHARES TR IVV 464287200 $1.4M 0.99% 1,852 SH
30 AMAZON COM INC AMZN 023135106 $1.3M 0.88% 5,046 SH
31 ALPHABET INC GOOG 02079K107 $1.2M 0.87% 3,661 SH
32 COSTCO WHOLESALE CORPORATION COST 22160K105 $1.1M 0.79% 1,250 SH
33 HEWLETT PACKARD ENTERPRISE C HPE 42824C109 $1.1M 0.77% 17,180 SH
34 RIO TINTO PLC RIO 767204100 $1.1M 0.75% 11,448 SH
35 CISCO SYS INC CSCO 17275R102 $1.0M 0.72% 9,596 SH
36 ISHARES TR IWS 464287473 $1.0M 0.71% 6,322 SH
37 TOLL BROTHERS INC TOL 889478103 $1.0M 0.71% 7,521 SH
38 FIRST TR EXCHNG TRADED FD VI FDEC 33740U505 $1.0M 0.70% 17,956 SH
39 CROWDSTRIKE HLDGS INC CRWD 22788C105 $991.8K 0.69% 3,746 SH
40 ADVANCED MICRO DEVICES INC AMD 007903107 $937.2K 0.65% 1,532 SH
41 FIRST TR EXCHNG TRADED FD VI QMAG 33740F193 $923.1K 0.64% 35,074 SH
42 FIRST TR EXCHANGE TRAD FD VI FTGC 33739H101 $915.8K 0.64% 29,939 SH
43 CHEVRON CORPORATION CVX 166764100 $860.5K 0.60% 4,214 SH
44 LENNAR CORP LEN 526057104 $781.3K 0.55% 9,576 SH
45 EVEREST GROUP LTD EG G3223R108 $768.0K 0.54% 2,103 SH
46 BROADCOM INC AVGO 11135F101 $706.3K 0.49% 2,011 SH
47 DEERE & CO DE 244199105 $704.9K 0.49% 1,050 SH
48 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $613.3K 0.43% 3,768 SH
49 SPDR SERIES TRUST SDY 78464A763 $604.8K 0.42% 4,129 SH
50 MICROSOFT CORP MSFT 594918104 $602.2K 0.42% 1,174 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $143.2M 79 0002085853-26-001138
2026-06-30 2026-08-05 $148.2M 80 0002085853-26-000930
2026-03-31 2026-08-05 $134.5M 78 0002085853-26-000936
2025-12-31 2026-08-05 $136.2M 79 0002085853-26-000935
Filer Information
Address
152 LIBERTY CORNER RD
SUITE 204
WARREN, NJ 07059
Phone
(908) 864-4957
Filing Manager
SACKS & ASSOCIATES, LLC
WARREN, NJ
Signatory
Neil Sacks
Member