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OceanIQ Capital, LLC — 13F Holdings & Portfolio

CIK 2149849 · latest 13F-HR filed 2026-08-12

Backtest portfolio

OceanIQ Capital, LLC manages $165.5M in 13F-reported U.S. long-equity assets across 115 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (30.59%), MSFT (5.18%), BOXX (4.65%).

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$165.5M

Long-equity book

Holdings
115

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
—

no prior filing cached

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
NVDA30.9%MSFT5.2%BOXX4.7%AAPL4.5%BABA4.1%IVV4.0%GOOGL3.8%AMZN2.5%BRK.A2.4%TSLA2.3%TSM2.2%SGOV1.4%ABBV1.3%GOOG1.1%FTNT1.0%MELI1.0%SPY0.9%CRWD0.9%BRK.B0.9%FLY0.9%VOO0.8%ET0.7%LOW0.6%GTLB0.6%IRS0.6%META0.6%QQQ0.5%VHT0.5%AVGO0.5%ZTS0.5%ABT0.5%IBIT0.5%APP0.5%VTI0.5%ASML0.5%WMT0.5%ZECP0.5%PG0.4%XLE0.4%DEO0.4%ARGT0.4%RMD0.4%SYY0.4%UPS0.4%CRESY0.4%DB0.4%METD0.4%MANH0.4%VZ0.4%ABEV0.4%SUB0.4%BWX0.3%SPTS0.3%AVMA0.3%BMY0.3%GLD0.3%AVGE0.3%VWO0.3%DBRG0.3%CPB0.3%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

1 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 64.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 24, 2026.

Assets Under Management
$334.2M
Discretionary
$299.0M
Employees
7
Accounts
452
Address
1881 PAGE MILL RD., SUITE #236
PALO ALTO, CA 94304
Phone
(415) 432-7580
Website
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
CHEN, KAI ControlMANAGING DIRECTOR
since Oct 2013
Less than 5%Individual
JING, YING YING ControlCHIEF OPERATING OFFICER
since Jun 2015
Less than 5%Individual
OCEANIQ GROUP LLC ControlOWNER
since Jul 2017
75% or moreDomestic Entity
SWIMAN, GARY, STEVEN ControlCHIEF COMPLIANCE OFFICER
since Jan 2025
Less than 5%Individual
CHEN, KAI Control
Indirect owner via OCEANIQ GROUP LLC
MANAGING MEMBER
since Jul 2017
75% or moreIndividual
Ownership & leadership changes · 11 filings with changes since Jun 20, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 30, 2025 filing
  • AddedSWIMAN, GARY, STEVEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedJING, YING YING · title CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER
Mar 29, 2023 filing
  • ChangedCHEN, KAI · title MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR
  • ChangedJING, YING YING · title CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER
Apr 12, 2021 filing
  • ChangedCHEN, KAI · ownership 75% or more → Less than 5%
Mar 29, 2021 filing
  • No longer listedCOLAS, KEVIN, LIONEL · INVESTMENT ADVISER REPRESENTATIVE · Less than 5% · listed since Jul 2019
Dec 24, 2020 filing
  • ChangedCOLAS, KEVIN, LIONEL · title INVESTMENT ADVISER → INVESTMENT ADVISER REPRESENTATIVE
Mar 31, 2020 filing
  • AddedCOLAS, KEVIN, LIONEL · INVESTMENT ADVISER · Less than 5%
Jul 30, 2018 filing
  • AddedCHEN, KAI · MANAGING MEMBER · 75% or more · indirect via OCEANIQ GROUP LLC · control person
  • AddedOCEANIQ GROUP LLC · OWNER · 75% or more · control person
Jul 27, 2015 filing
  • No longer listedDONG, SHIGE · DIRECTOR · Less than 5% · listed since May 2015
  • No longer listedLIN, FUYUAN · DIRECTOR · Less than 5% · listed since May 2015
  • No longer listedMEISSNER, JULIE, THERESE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2013
  • No longer listedROOT, LEON, ARTHUR · CFO · Less than 5% · control person · listed since Mar 2014
  • AddedJING, YING YING · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedCHEN, KAI · title MANAGING MEMBER → MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
May 15, 2015 filing
  • AddedDONG, SHIGE · DIRECTOR · Less than 5%
  • AddedLIN, FUYUAN · DIRECTOR · Less than 5%
Mar 31, 2014 filing
  • AddedROOT, LEON, ARTHUR · CFO · Less than 5% · control person
Older changes (2 more filings)
Oct 3, 2013 filing
  • No longer listedFLOOD, KEITH, OWEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2013
  • No longer listedINTERIM HOLDINGS, LLC · MEMBER · 75% or more · control person · listed since May 2013
  • No longer listedPKS HOLDINGS, LLC · MANAGING MEMBER · 75% or more · indirect via PRO TEM HOLDINGS, LLC · control person · listed since Apr 2013
  • No longer listedPRO TEM HOLDINGS, LLC · MANAGER · Less than 5% · control person · listed since May 2013
  • No longer listedPURCELL, JOHN, PETER · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person · listed since Dec 1995
  • No longer listedSTAFF, MICHAEL, THEODORE · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person · listed since Dec 1995
  • AddedCHEN, KAI · MANAGING MEMBER · 75% or more · control person
  • AddedMEISSNER, JULIE, THERESE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 20, 2013 filing (earliest on record)
  • ListedFLOOD, KEITH, OWEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedINTERIM HOLDINGS, LLC · MEMBER · 75% or more · control person
  • ListedPKS HOLDINGS, LLC · MANAGING MEMBER · 75% or more · indirect via PRO TEM HOLDINGS, LLC · control person
  • ListedPRO TEM HOLDINGS, LLC · MANAGER · Less than 5% · control person
  • ListedPURCELL, JOHN, PETER · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person
  • ListedSTAFF, MICHAEL, THEODORE · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person

Top Adds (vs prior quarter)

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Top Trims

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New Positions

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Exited Positions

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OceanIQ Capital, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORPORATION NVDA 67066G104 $50.6M 30.59% 232,775 SH
2 MICROSOFT CORP MSFT 594918104 $8.6M 5.18% 17,018 SH
3 EA SERIES TRUST BOXX 02072L565 $7.7M 4.65% 65,276 SH
4 APPLE INC AAPL 037833100 $7.4M 4.48% 24,297 SH
5 ALIBABA GROUP HLDG LTD BABA 01609W102 $6.7M 4.05% 52,456 SH
6 ISHARES TR IVV 464287200 $6.5M 3.94% 8,416 SH
7 ALPHABET INC GOOGL 02079K305 $6.2M 3.77% 18,126 SH
8 AMAZON COM INC AMZN 023135106 $4.1M 2.48% 15,090 SH
9 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $3.9M 2.34% 5 SH
10 TESLA INC TSLA 88160R101 $3.7M 2.24% 11,124 SH
11 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $3.6M 2.20% 8,640 SH
12 ISHARES TR SGOV 46436E718 $2.3M 1.40% 23,020 SH
13 ABBVIE INC ABBV 00287Y109 $2.1M 1.30% 8,588 SH
14 ALPHABET INC GOOG 02079K107 $1.8M 1.10% 5,311 SH
15 FORTINET INC FTNT 34959E109 $1.7M 1.00% 10,224 SH
16 MERCADOLIBRE INC MELI 58733R102 $1.6M 0.98% 840 SH
17 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.5M 0.92% 1,977 SH
18 CROWDSTRIKE HLDGS INC CRWD 22788C105 $1.5M 0.92% 6,830 SH
19 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.5M 0.91% 2,930 SH
20 FIREFLY AEROSPACE INC FLY 31816X106 $1.4M 0.85% 53,337 SH
21 VANGUARD INDEX FDS VOO 922908363 $1.2M 0.76% 1,764 SH
22 ENERGY TRANSFER L P ET 29273V100 $1.2M 0.70% 55,825 SH
23 LOWES COS INC LOW 548661107 $1.0M 0.63% 4,689 SH
24 GITLAB INC GTLB 37637K108 $1.0M 0.61% 24,045 SH
25 IRSA INVERSIONES Y REP S A IRS 450047303 $968.2K 0.59% 66,588 SH
26 META PLATFORMS INC META 30303M102 $933.4K 0.56% 1,558 SH
27 INVESCO QQQ TR QQQ 46090E103 $897.5K 0.54% 1,249 SH
28 VANGUARD WORLD FD VHT 92204A504 $894.1K 0.54% 2,832 SH
29 BROADCOM INC AVGO 11135F101 $883.8K 0.53% 2,124 SH
30 ZOETIS INC ZTS 98978V103 $844.5K 0.51% 11,208 SH
31 ABBOTT LABORATORIES ABT 002824100 $822.2K 0.50% 7,494 SH
32 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $816.4K 0.49% 22,715 SH
33 APPLOVIN CORP APP 03831W108 $804.0K 0.49% 2,523 SH
34 VANGUARD INDEX FDS VTI 922908769 $791.4K 0.48% 2,079 SH
35 ASML HLDG NV ASML N07059210 $764.7K 0.46% 425 SH
36 WALMART INC WMT 931142103 $753.7K 0.46% 6,655 SH
37 ZACKS TRUST ZECP 98888G105 $744.9K 0.45% 19,339 SH
38 PROCTER & GAMBLE CO PG 742718109 $695.9K 0.42% 4,792 SH
39 SELECT SECTOR SPDR TR XLE 81369Y506 $694.6K 0.42% 11,400 SH
40 DIAGEO PLC DEO 25243Q205 $669.5K 0.40% 7,052 SH
41 GLOBAL X FDS ARGT 37950E259 $666.7K 0.40% 7,200 SH
42 RESMED INC RMD 761152107 $661.9K 0.40% 2,944 SH
43 SYSCO CORP SYY 871829107 $651.4K 0.39% 7,730 SH
44 UNITED PARCEL SVCS INC UPS 911312106 $651.2K 0.39% 6,236 SH
45 CRESUD S A C I F Y A CRESY 226406106 $650.1K 0.39% 61,448 SH
46 DEUTSCHE BK AG DB D18190898 $606.5K 0.37% 15,865 SH
47 DIREXION SHARES ETF TRUST METD 25461H572 $592.2K 0.36% 13,449 SH
48 MANHATTAN ASSOCIATES INC MANH 562750109 $590.7K 0.36% 3,026 SH
49 VERIZON COMMUNICATIONS INC VZ 92343V104 $589.1K 0.36% 12,462 SH
50 AMBEV SA ABEV 02319V103 $588.8K 0.36% 207,320 SH
Filer Information
Address
1881 PAGE MILL ROAD
SUITE 236
PALO ALTO, CA 94304
Phone
(415) 432-7580
Filing Manager
OceanIQ Capital, LLC
PALO ALTO, CA
Signatory
Teresa Douberly
Compliance Consultant