AUGM FT Vest U.S. Equity Max Buffer ETF - August

ETF

ETF quote, holdings, sector allocation, technicals, and options analytics. Fibonacci levels

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

AUGM — —
Key stats
About

FT Vest U.S. Equity Max Buffer ETF - August (AUGM) ETF

No description available.

Exchange
BATS
Inception
2024-08-16
Has Options
No
Fund profile
holdings as of Oct 20, 2026issuer datathrough May 2026flows, SEC filings
Defined-outcome fund. The stated cap and buffer apply only from the first day of the outcome period to its last; buying in between gives different terms. See what is left in the ETF lab.
Expense ratio
0.85%
prospectus, filed Sep 29, 2025
Assets
$66M
issuer-reported, Oct 20, 2026
Trailing yield
—
Average daily volume
$722K
30 sessions
Holdings
4
top 10 are 102.7%
Listed
Aug 16, 2024
Cboe BZX
Net asset value
$35.52
issuer, Oct 20, 2026
Closure risk, 12 months
1.8%
low: age, trading volume · model
FrenzyCap ETF score
19
how it is built
Cost20
Liquidity29
Scale25
Diversification0
Outcome period, decoded from the options in the fund's Oct 20, 2026 holdings (issuer data)
Reference asset
SPY
period ends Aug 20, 2027 (302 days)
Cap, full period
8.0%
before fees
Protection, full period
100.0%
losses below the start level
Reference since start
+1.0%
$773.09 on Oct 21, 2026
Upside left to the cap
7.0%
for a buyer today
Drop before the buffer starts
1.0%
unprotected from here

Moves with. US large-cap stocks (75% of its variance, beta 0.15); Bitcoin (4% of its variance, beta 0.00). These factors explain 80% of its daily moves over the last year.

Stated objective. "The investment objective of the FT Vest U.S. Equity Max Buffer ETF August (the Fund ) is to seek to provide investors with returns (before fees and expenses) that match the price return of the SPDR S&P 500 ETF Trust (the ""Underlying ETF"" ) up to a predetermined upside cap while seeking to provide the maximum available buffer (before fees and expenses), as described below, against Underlying ETF losses over an approximate period of one year (the ""Target Outcome Period"" )." (from the fund's prospectus)

All 4 holdingsFlow historyOverlap toolAll Buffer ETFs

Fund flows
through May 2026SEC filings
May 2026
−$870K
latest reported month
Latest 3 months
−$2.6M
−8.0% of assets
Latest 12 months
+$12M
+38.3% of assets
Jun 2025: $0Jul 2025: $0JulAug 2025: +$8.3MSep 2025: +$9.2M+$9.2MSepOct 2025: −$4KNov 2025: $0NovDec 2025: −$439Jan 2026: $0JanFeb 2026: −$2.6M−$2.6MMar 2026: $0MarApr 2026: −$1.7MMay 2026: −$870KMay
View as a table
Net flows of AUGM by month, Jun 2025 to May 2026
MonthNet flow
May 2026−$870K
Apr 2026−$1.7M
Mar 2026$0
Feb 2026−$2.6M
Jan 2026$0
Dec 2025−$439
Nov 2025$0
Oct 2025−$4K
Sep 2025+$9.2M
Aug 2025+$8.3M
Jul 2025$0
Jun 2025$0

Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 24 months ago

Similar funds
FundOverlapFeeAssets1Y
BUFRFT Vest Laddered Buffer ETF—0.95%$10.9B+12.7%compare
BALTInnovator Defined Wealth Shield ETF—0.69%$3.2B+6.7%compare
BUFDFT Vest Laddered Deep Buffer ETF—0.95%$2.2B+10.4%compare
BUFQFT Vest Laddered Nasdaq Buffer ETF—1.00%$1.7B+14.8%compare
FJANFT Vest U.S. Equity Buffer ETF - January—0.85%$1.5B+13.4%compare

The largest other funds in the Buffer category.

Under the hood
fiscal year to May 31, 2026SEC census
Authorized participants
4 active
of 23 with agreements; top 3 did 99%
Created · redeemed
$38M · $26M
over the fiscal year
Redemptions in kind
0%
creations 0% in kind
Creation unit
25,000
shares
Securities lending
authorized, none lent
Diversification status
Non-diversified
may concentrate in fewer issuers

From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.

ETF Profile
holdings as of 2026-10-20
Holdings
4
AUM
$65.7M
Provider
First Trust
Inception
2024-08-16
Exchange
BATS
Data As Of
2026-10-20
Expense Ratio
0.85%
Dividend Yield
—
Distribution
—
Asset Allocation
Top Holdings
top 4 of 4 holdings
Symbol Name Weight % Asset Class Country
— 2027-08-20 State Street® SPDR® S&P 500® ETF Trust C 7.64 98.30% Derivative —
— 2027-08-20 State Street® SPDR® S&P 500® ETF Trust P 765.70 4.41% Derivative —
— US Dollar 1.00% Cash/Money Market —
— 2027-08-20 State Street® SPDR® S&P 500® ETF Trust C 826.98 -3.71% Derivative —
Non-Equity Breakdown
FT Vest U.S. Equity Max Buffer ETF - August · NPORT-P period 2026-05-31 (filed 2026-07-23)
Net assets: $32M · 12 total positions · equity 0.00% · non-equity 99.52%
Non-equity holdings — 12 positions, 99.52% of NAV
Category Weight Value Positions
Derivative (equity) 99.52% $32.2M 12
Chart
Seasonality
Month'24'25'26Avg
Jan--0.85%0.46%0.66%
Feb--0.22%0.03%0.12%
Mar---0.93%-0.93%-0.93%
Apr---0.05%1.93%0.94%
May--1.91%0.80%1.35%
Jun--1.39%0.26%0.82%
Jul--0.88%0.46%0.67%
Aug0.40%0.70%0.34%0.48%
Sep1.28%0.97%0.10%0.78%
Oct0.05%0.44%0.14%*0.21%
Nov1.11%0.21%--0.66%
Dec-0.20%0.57%--0.18%
Total2.66%7.37%3.63%4.55%
* Only 3 year(s) of data available.
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $35.51
SMA 50: $35.43
SMA 200: $34.79
Current: $35.49
EMA 12: $35.52
EMA 26: $35.49
MACD: 0.0311 | Signal: -0.0098
BULLISH
ADX (14): 20.73
WEAK TREND
+DI: 29.20
−DI: 26.86

Momentum Oscillators

RSI (14): 50.65
NEUTRAL
Stoch %K: 40.40
Stoch %D: 47.18
Williams %R: -81.07

Volume & Volatility

BB Upper: $35.64
BB Lower: $35.37
NEUTRAL
OBV: 1,375,634
Vol SMA 20: 4,453
Vol ROC: 2553.33%
ATR: $0.07
True Range: $0.08
HV 20: 2.2%
HV 30: 2.2%
HV 60: 2.0%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis

Click Frenzy-Pro™ for an AI analysis of this ticker.

Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.

AUGM Options Activity & IV Rank

Loading options activity...
Spread Scanner GPU

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis

Risk Metrics

Beta: 0.1573
Alpha: 2.93%
Correlation: 0.8856
R-Squared: 78.4%
Stock Volatility: 2.3%
Market Volatility: 12.8%

Analysis Details

Benchmark: SPY
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Beta & Alpha Over Time

AUGM Institutional Ownership (13F)

Latest filings — 2026-09-30

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

47 filers496,205 shares$17.38M value
# Filer Shares Value % of Total % of Float Period
1 Susquehanna International Group, LLP Custodian 66,215 $2.32M 13.36% — 2026-06-30
2 Cetera Investment Advisers Custodian 30,034 $1.05M 6.06% — 2026-06-30
3 Kestra Advisory Services, LLC 29,259 $1.03M 5.90% — 2026-06-30
4 Ignite Planners, LLC 23,426 $829.39K 4.77% — 2026-09-30
5 OLD MISSION CAPITAL LLC 22,258 $780.14K 4.49% — 2026-06-30
6 Glen Eagle Advisors, LLC 16,970 $594.80K 3.42% — 2026-06-30
7 IFP Advisors, Inc Custodian 16,020 $567.18K 3.26% — 2026-09-30
8 COMMONWEALTH EQUITY SERVICES, LLC 15,640 $548.18K 3.15% — 2026-06-30
9 Grantvest Financial Group LLC 15,124 $530.10K 3.05% — 2026-06-30
10 CENTAURUS FINANCIAL, INC. 14,999 $526.00K 3.03% — 2026-06-30
11 CWM, LLC Custodian 14,617 $495.13K 2.85% — 2026-03-31
12 Clear Creek Financial Management, LLC 13,927 $488.14K 2.81% — 2026-06-30
13 AE Wealth Management LLC Custodian 12,836 $449.90K 2.59% — 2026-06-30
14 Beacon Financial Advisory LLC 12,146 $430.02K 2.47% — 2026-09-30
15 TRUIST FINANCIAL CORP Custodian 12,115 $424.63K 2.44% — 2026-06-30
16 CAPTRUST FINANCIAL ADVISORS 11,250 $394.31K 2.27% — 2026-06-30
17 Ameritas Advisory Services, LLC 11,203 $392.67K 2.26% — 2026-06-30
18 OSAIC HOLDINGS, INC. Custodian 11,060 $387.65K 2.23% — 2026-06-30
19 Main Street Financial Solutions, LLC 10,986 $385.06K 2.22% — 2026-06-30
20 BRASS TAX WEALTH MANAGEMENT, INC 11,314 $380.63K 2.19% — 2025-09-30
21 Janney Montgomery Scott LLC 10,684 $374.00K 2.15% — 2026-06-30
22 Americana Partners, LLC 10,105 $354.18K 2.04% — 2026-06-30
23 Ashton Thomas Private Wealth, LLC 9,819 $344.16K 1.98% — 2026-06-30
24 Triumph Capital Management 9,603 $339.99K 1.96% — 2026-09-30
25 Waverly Advisors, LLC 9,468 $331.85K 1.91% — 2026-06-30
# Filer Notional Value % of Total Period
# Filer Notional Value % of Total Period
Constituent Performance

Click any bar to view the full quote for that stock.

Constituents
Symbol Name Weight % Price 1 Day 1 Week 1 Month