FCT · Insider Trading
First Trust Senior Floating Rate Income Fund II
Every open-market purchase and sale reported by FCT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-12-17 | James A Bowen | Director | Sell | −3,955 | −$41.15K |
| 2021-12-29 | Thomas R Kadlec | Director | Sell | −719 | −$8.51K |
| 2019-09-26 | James A Bowen | Director | J | −1,000 | — |
| 2019-09-04 | William A Housey Jr | — | Buy | +2,700 | +$31.40K |
| 2019-08-30 | Scott D Fries | — | Buy | +428 | +$5.00K |
| 2016-01-07 | William A Housey Jr | — | Buy | +250 | +$3.07K |
| 2015-08-25 | James A Bowen | Director | Buy | +3,955 | +$50.62K |
| 2015-07-28 | David McGarel | Officer-Investment Adviser | Buy | +2,000 | +$27.44K |
| 2012-01-30 | Daniel J Lindquist | Vice President | Buy | +200 | +$2.88K |
| 2011-06-16 | William A Housey Jr | — | Buy | +1,000 | +$14.34K |
| 2009-01-29 | MERRILL LYNCH & CO., INC. | 10%+ Owner | MIXED | −3,200 | −$24.82K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the FCT quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.