FCT · Insider Trading

First Trust Senior Floating Rate Income Fund II

Every open-market purchase and sale reported by FCT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
11
most recent
Open-Market Buys
7
code P
Sales
2
code S
Reporting Insiders
0
current holders
FCT — Recent Form 4 Transactions (latest 2024-12-17)
FiledInsiderRole TypeSharesValue
2024-12-17 James A Bowen Director Sell −3,955 −$41.15K
2021-12-29 Thomas R Kadlec Director Sell −719 −$8.51K
2019-09-26 James A Bowen Director J −1,000 —
2019-09-04 William A Housey Jr — Buy +2,700 +$31.40K
2019-08-30 Scott D Fries — Buy +428 +$5.00K
2016-01-07 William A Housey Jr — Buy +250 +$3.07K
2015-08-25 James A Bowen Director Buy +3,955 +$50.62K
2015-07-28 David McGarel Officer-Investment Adviser Buy +2,000 +$27.44K
2012-01-30 Daniel J Lindquist Vice President Buy +200 +$2.88K
2011-06-16 William A Housey Jr — Buy +1,000 +$14.34K
2009-01-29 MERRILL LYNCH & CO., INC. 10%+ Owner MIXED −3,200 −$24.82K
FCT Insider Trading FAQ
Who are the insiders at FCT?
No current Form 4 beneficial owners are on file for FCT.
Are FCT insiders buying or selling?
Across the 11 most recent Form 4 filings for FCT, 7 were open-market purchases (code P) and 2 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is FCT insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent FCT filing is dated 2024-12-17.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the FCT quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.