MNPR Monopar Therapeutics Inc. Common Stock
XNASStock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
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- Industry (SIC)
- PHARMACEUTICAL PREPARATIONS (2834) · industry map
- Exchange
- XNAS
- Market Cap
- $0.5B
- Employees
- 22
- List Date
- 2019-12-19
- CIK
- 0001645469
- Next Earnings
- 2026-11-12
- EPS Forecast
- ($0.86)
- Headquarters
- Wilmette, IL
- Homepage
- https://www.monopartx.com
Monopar Therapeutics Inc is a clinical-stage biopharmaceutical company developing a treatment for Wilson disease and novel radiopharmaceuticals for oncology. Its Wilson disease product candidate is ALXN1840, a late-stage, investigational once-daily, oral medicine. The group radiopharmaceutical programs consist of Phase 1-stage MNPR-101-Zr for imaging cancers, and Phase 1a-stage MNPR-101-Lu and late preclinical-stage MNPR-101-Ac for the treatment of cancers that express urokinase plasminogen activator receptor (uPAR). It build drug development pipeline through both in-house efforts and licensin…
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 32.86% | -13.24% | 54.31% | -9.32% | 97.75% | -8.53% | 25.64% |
| Feb | -8.18% | 5.46% | -0.95% | 123.90% | -19.38% | -16.30% | 14.09% |
| Mar | -13.41% | -21.05% | -50.18% | -23.99% | 17.72% | 2.47% | -14.74% |
| Apr | -3.38% | -12.64% | -21.32% | -2.78% | 25.10% | -5.85% | -3.48% |
| May | -1.55% | -6.55% | -5.96% | -5.98% | -26.47% | 22.14% | -4.06% |
| Jun | 2.26% | 10.22% | -18.57% | -5.17% | 19.23% | 43.77% | 8.62% |
| Jul | -9.23% | -16.60% | -9.96% | -5.60% | 22.71% | 13.63% | -0.84% |
| Aug | -2.82% | -11.39% | -10.90% | -31.04% | -16.07% | 0.26% | -11.99% |
| Sep | -5.98% | -15.08% | -2.68% | 184.39% | 140.70% | -32.24% | 44.85% |
| Oct | 4.35% | 54.72% | -28.21% | 186.81% | 1.69% | -9.81% | 34.93% |
| Nov | -7.53% | -3.88% | -47.25% | 54.00% | 2.60% | 0.00%* | -0.34% |
| Dec | -26.71% | -10.23% | 3.09% | -0.05% | -21.38% | -- | -11.06% |
| Total | -39.73% | -45.54% | -86.02% | 993.30% | 318.55% | -9.70% | 188.48% |
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
Momentum Oscillators
Volume & Volatility
Data Summary
LLM Stock Analysis Report: MNPR
Executive Summary
Overall Assessment: NEUTRAL (6/10)
Key Drivers and Primary Risks:
- Recent positive news headlines driving price appreciation
- Strong technical momentum signals, including a bullish MACD crossover
- High volatility, indicating potential for increased risk
- No earnings data available to inform investment thesis
Investment Thesis: MNPR has shown significant price appreciation in recent weeks, driven by a series of positive news headlines. The stock's high beta and strong momentum indicators suggest continued upside potential, but also highlight the risks associated with this volatility.
Recent News Sentiment Impact: Positive news sentiment (4/5) has contributed to MNPR's upward price movement.
Technical Analysis
Trend Direction: Short-term: Uptrend (SMA 20 above current price) Medium-term: Uptrend (SMA 50 above SMA 200) Long-term: Uptrend (SMA 200 above historical lows)
Support/Resistance Levels:
- Upper Bollinger Band ($122.91) - potential resistance
- Middle Band ($114.88) - key support level
Momentum Signals: RSI: Neutral (51.00) MACD: Bullish (crossover above signal line) Bollinger Bands: Neutral (price within range)
Volume Analysis: Volume SMA 20 indicates increasing buying pressure.
News & Sentiment Analysis
Recent Headlines Summary: Positive news headlines, including Phase 2 ALXN1840 data and business updates, have driven recent price appreciation.
Sentiment Assessment: Positive sentiment dominates, with a sentiment score of 4/5.
Catalyst Identification: Upcoming events or earnings announcements are not currently scheduled.
Market Narrative: Recent news headlines support the uptrend in MNPR's stock price.
Risk & Volatility Assessment
Beta Interpretation: High-risk stock (beta >1.50) with potential for increased volatility.
Volatility Regime: Current high-volatility regime may persist, driven by market and company-specific factors.
Options Market Signals: No options data available.
Downside Protection: Support levels at SMA 20 ($114.88) and middle Bollinger Band ($114.88).
Market Context & Positioning
Sector Performance: MNPR's sector has been relatively strong, with a correlation of 0.26 to the broader market.
Institutional Activity: Volume patterns suggest institutional interest in the stock.
Correlation Analysis: R-squared interpretation indicates moderate correlation (0.75) between MNPR and the market.
Relative Valuation: Position within trading range, with potential for further upside or pullback.
Key Levels & Action Items
Critical Price Levels:
- Upper Bollinger Band ($122.91) - potential resistance
- Middle Band ($114.88) - key support level
Breakout/Breakdown Levels: SMA 20 ($114.88) - potential breakout/breakdown zone.
Time-Sensitive Catalysts: No upcoming events or earnings announcements scheduled.
Risk Management: Stop-loss levels at SMA 50 ($105.83) and lower Bollinger Band ($106.85).
MNPR Options Activity & IV Rank
Each spread is ranked by a composite score built in three stages. Full documentation →
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Enter a ticker to render the implied volatility surface.
Enter a ticker to render the implied volatility smile.
Risk Metrics
Analysis Details
Data Points: 251
Period: 252 trading days
High volatility - stock moves more than market
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Millennium Management Hedge fund Izzy Englander | $4.7M | #2093 of 3716 | -5.0% | 13F | |
| Citadel Hedge fund Ken Griffin | $3.4M | #2399 of 6285 | -36.7% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
MNPR Institutional Ownership (13F)
Latest filings — 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
MNPR Insider Trading (Form 4)
Latest: 2026-10-20| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-20 | Chandler Robinson | Chief Executive Officer | Tax (F) | −597 | $92.59 | -$55.3K | EDGAR |
| 2026-10-05 | Christopher M Starr | Director | Mixed | — | $39.25 | -$659.3K | EDGAR |
| 2026-10-02 | Andrew Cittadine | Chief Operating Officer | Mixed | +2,440 | $79.67 | -$154.9K | EDGAR |
| 2026-10-02 | Quan Anh Vu | Chief Financial Officer | Mixed | +434 | $79.67 | -$14.3K | EDGAR |
| 2026-10-02 | Chandler Robinson | Chief Executive Officer | Mixed | +5,457 | $79.67 | -$346.1K | EDGAR |
| 2026-09-28 | Chandler Robinson | Chief Executive Officer | Mixed | — | $54.87 | -$1.93M | EDGAR |
| 2026-08-28 | Raymond Anderson | Director | Mixed | — | $70.99 | -$257.6K | EDGAR |
| 2026-08-28 | Kim R Tsuchimoto | Director | Mixed | — | $66.71 | -$365.4K | EDGAR |
| 2026-08-27 | Raymond Anderson | Director | Sell (S) | −3,142 | $111.77 | -$351.2K | EDGAR |
| 2026-08-27 | Patrice Rioux | Mixed | +1,379 | $0.09 | -$104 | EDGAR | |
| 2026-08-27 | Kim R Tsuchimoto | Director | Sell (S) | −4,090 | $111.39 | -$455.6K | EDGAR |
| 2026-07-02 | Quan Anh Vu | Chief Financial Officer | Mixed | +721 | $92.59 | -$46.9K | EDGAR |
| 2026-07-02 | Andrew Cittadine | Chief Operating Officer | Mixed | +2,945 | $92.59 | -$213.8K | EDGAR |
| 2026-07-02 | Chandler Robinson | Chief Executive Officer | Mixed | +8,789 | $92.59 | -$378.1K | EDGAR |
| 2026-04-02 | Andrew Cittadine | Chief Operating Officer | Mixed | +1,943 | $54.79 | -$86.1K | EDGAR |
MNPR Insider Holdings
11 insiders · @ $66.59| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Thomas V. O'Halloran | 822,255 | $54.75M | -$5.83M | 1 | 2025-04-04 | |
| 2 | Arthur J Klausner | Director | 620,302 | $41.31M | -$343.9K | 23 | 2025-12-19 |
| 3 | Andrew Paul Mazar | Chief Scientific Officer | 305,359 | $20.33M | -$179.15M | 12 | 2025-09-26 |
| 4 | Chandler Robinson | Chief Executive Officer | 166,942 | $11.12M | -$3.23M | 35 | 2026-10-20 |
| 5 | Diane Hendricks | 10%+ Owner | 93,750 | $6.24M | $3.75M | 2 | 2025-12-17 |
| 6 | Andrew Cittadine | Chief Operating Officer | 58,054 | $3.87M | $149.7K | 30 | 2026-10-02 |
| 7 | Christopher M Starr | Director | 15,852 | $1.06M | -$1.33M | 23 | 2026-10-05 |
| 8 | Kim R Tsuchimoto | Director | 14,476 | $964.0K | -$1.26M | 25 | 2026-08-28 |
| 9 | Raymond Anderson | Director | 6,775 | $451.1K | -$703.0K | 23 | 2026-08-28 |
| 10 | Patrice Rioux | 5,065 | $337.3K | -$111 | 9 | 2026-08-27 |
MNPR Board & Officers
As of SEC filings through Oct 20, 2026Directors 7
- Arthur J Klausner · since Jan 8, 2018
- Christopher M Starr · since Jan 8, 2018
- Raymond Anderson · since Jan 8, 2018
- Kim R Tsuchimoto · listed since Apr 2023
- Lavina Talukdar · since Feb 21, 2025
- Nicole Sweeny · since Jun 22, 2026
- Chandler Robinson · listed since Jul 2026
Officers 4
- Chandler Robinson · Chief Executive Officer · listed since Jul 2026
- Quan Anh Vu · Chief Financial Officer · since Mar 3, 2025
- Andrew Cittadine · Chief Operating Officer · since Jun 1, 2021
- Susan Rodriguez · Ccso · since Mar 2, 2026
Changes in the last 10 years (48)
| Jul 2, 2026 | Chandler Robinson first listed as a director in an SEC filing |
| Jul 2, 2026 | Chandler Robinson first listed as Chief Executive Officer in an SEC filing |
| Jun 22, 2026 | Nicole Sweeny became a director |
| Mar 2, 2026 | Susan Rodriguez became Ccso |
| Dec 17, 2025 | Diane Hendricks reported in an SEC filing no longer being a 10% owner |
| Sep 26, 2025 | Thomas V. O'Halloran reported in an SEC filing no longer being a 10% owner |
| Sep 26, 2025 | Tactic Pharma LLC reported in an SEC filing no longer being a director |
| Sep 26, 2025 | Tactic Pharma LLC reported in an SEC filing no longer being a 10% owner |
| Sep 26, 2025 | Tactic Pharma LLC reported in an SEC filing no longer being Chief Executive Officer |
| Sep 26, 2025 | Michael J Brown reported in an SEC filing no longer being a director |
| Sep 26, 2025 | Chandler Robinson reported in an SEC filing no longer being a director |
| Sep 26, 2025 | Chandler Robinson reported in an SEC filing no longer being Chief Executive Officer |
| Sep 26, 2025 | Andrew Paul Mazar reported in an SEC filing no longer being a director |
| Sep 26, 2025 | Andrew Paul Mazar reported in an SEC filing no longer being Chief Scientific Officer |
| Apr 4, 2025 | Tactic Pharma LLC first listed as a director in an SEC filing |
| Apr 4, 2025 | Tactic Pharma LLC first listed as Chief Executive Officer in an SEC filing |
| Mar 3, 2025 | Quan Anh Vu became Chief Financial Officer |
| Feb 27, 2025 | The company announced the departure of Karthik Radhakrishnan as Chief Financial Officer in an SEC filing |
| Feb 21, 2025 | Lavina Talukdar became a director |
| Dec 17, 2024 | TacticGem LLC reported in an SEC filing no longer being a 10% owner |
| Jul 1, 2024 | Karthik Radhakrishnan became Chief Financial Officer |
| May 23, 2024 | The company announced the departure of Kim R Tsuchimoto as Chief Financial Officer in an SEC filing |
| Apr 4, 2023 | Kim R Tsuchimoto first listed as a director in an SEC filing |
| Jul 12, 2021 | Jose Octavio Pinto Costa Filho became Chief Medical Officer |
| Jun 1, 2021 | Andrew Cittadine became Chief Operating Officer |
| Feb 20, 2020 | Michael J Brown no longer listed as a 10% owner in SEC filings |
| Feb 20, 2020 | Chandler Robinson no longer listed as a 10% owner in SEC filings |
| Feb 20, 2020 | Andrew Paul Mazar no longer listed as a 10% owner in SEC filings |
| Jan 8, 2018 | Thomas V. O'Halloran became a 10% owner |
| Jan 8, 2018 | TacticGem LLC became a 10% owner |
| Jan 8, 2018 | Tactic Pharma LLC became a 10% owner |
| Jan 8, 2018 | Raymond Anderson became a director |
| Jan 8, 2018 | Pharma Investments LLC became a 10% owner |
| Jan 8, 2018 | Michael J Brown became a director |
| Jan 8, 2018 | Michael J Brown became a 10% owner |
| Jan 8, 2018 | Kirsten Anderson became SVP, Clinical Development |
| Jan 8, 2018 | Kim R Tsuchimoto became Chief Financial Officer |
| Jan 8, 2018 | Karl Leo became a 10% owner |
| Jan 8, 2018 | Gem Pharmaceuticals LLC became a 10% owner |
| Jan 8, 2018 | Diane Hendricks became a 10% owner |
| Jan 8, 2018 | Christopher M Starr became a director |
| Jan 8, 2018 | Chandler Robinson became a director |
| Jan 8, 2018 | Chandler Robinson became a 10% owner |
| Jan 8, 2018 | Chandler Robinson became Chief Executive Officer |
| Jan 8, 2018 | Arthur J Klausner became a director |
| Jan 8, 2018 | Andrew Paul Mazar became a director |
| Jan 8, 2018 | Andrew Paul Mazar became a 10% owner |
| Jan 8, 2018 | Andrew Paul Mazar became Chief Scientific Officer |
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Not reported recently (5)
- Jose Octavio Pinto Costa Filho · Last reported as Chief Medical Officer in an SEC filing dated Jul 13, 2021
- Karl Leo · Last reported as a 10% owner in an SEC filing dated Dec 20, 2019
- Gem Pharmaceuticals LLC · Last reported as a 10% owner in an SEC filing dated Jan 8, 2018
- Pharma Investments LLC · Last reported as a 10% owner in an SEC filing dated Jan 8, 2018
- Kirsten Anderson · Last reported as SVP, Clinical Development in an SEC filing dated Jan 8, 2018
MNPR Proposed Insider Sales (Form 144)
Latest: 2026-10-01What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-10-01 | CHRISTOPHER STARR | Director | 16,800 | $1.34M | 2026-10-01 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-09-24 | CHANDLER ROBINSON | Director, Officer | 29,056 | $2.60M | 2026-09-24 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-26 | PATRICE RIOUX | Acting Chief Medical Officer | 1 | $111 | 2026-08-26 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-26 | KIM TSUCHIMOTO | Director | 8,180 | $906.5K | 2026-08-26 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-25 | RAYMOND WILLIAM ANDERSON | Director | 6,284 | $699.8K | 2026-08-25 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-07-10 144/A | Arthur Klausner | Former Board Member | 5,000 | $477.0K | 2026-07-08 | MLPFS | — | EDGAR |
| 2025-12-19 | Arthur Klausner | Board Member | 5,121 | $343.9K | 2025-12-18 | MLPFS | — | EDGAR |
| 2025-07-14 | STARR CHRISTOPHER M | Director | 16,800 | $672.0K | 2025-07-14 | Merrill Lynch Pierce Fenner & Sm… | — | EDGAR |
| 2025-07-14 | Tsuchimoto Kim R | Director | 8,904 | $356.2K | 2025-07-14 | Merrill Lynch Pierce Fenner & Sm… | — | EDGAR |
| 2025-07-14 | Robinson Chandler | Officer, Director | 16,800 | $672.0K | 2025-07-14 | Merrill Lynch Pierce Fenner & Sm… | — | EDGAR |
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $12.7M | — | 2026-09-30 |
| 2 | XBI State Street® SPDR® S&P® Biotech ETF | SPDR (State Street) | 0.10% | $10.3M | $10.8B | 2026-10-29 |
| 3 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.01% | $8.2M | $75.5B | 2026-10-30 |
| 4 | VXF Vanguard Extended Market ETF | Vanguard | 0.00% | $4.3M | — | 2026-09-30 |
| 5 | IWN iShares Russell 2000 Value ETF | iShares (BlackRock) | 0.02% | $2.2M | $14.1B | 2026-10-30 |
| 6 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.01% | $2.1M | — | 2026-09-30 |
| 7 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.08% | $961,978 | $1.2B | 2026-10-30 |
| 8 | IWO iShares Russell 2000 Growth ETF | iShares (BlackRock) | 0.01% | $744,126 | $14.0B | 2026-10-30 |
| 9 | FESM Fidelity Enhanced Small Cap Core ETF | Fidelity | 0.01% | $591,819 | $6.9B | 2026-10-29 |
| 10 | BBC Virtus Biotech Clinical Trials Etf | Nport | 1.21% | $563,420 | — | 2026-07-31 |
| 11 | LABU Direxion Daily S&P Biotech Bull 3X ETF | Direxion | 0.06% | $434,121 | — | 2026-10-30 |
| 12 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.00% | $366,086 | $95.5B | 2026-10-30 |
| 13 | VFMO Vanguard U.S. Momentum Factor ETF | Vanguard | 0.02% | $300,728 | — | 2026-10-29 |
| 14 | VTWV Vanguard Russell 2000 Value ETF | Vanguard | 0.02% | $247,853 | — | 2026-09-30 |
| 15 | AVSC Avantis U.S. Small Cap Equity ETF | Avantis | 0.01% | $236,296 | $3.2B | 2026-10-29 |
| 16 | GSSC Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF | Goldman | 0.02% | $170,283 | $1.1B | 2026-10-29 |
| 17 | RSSL Global X Russell 2000 ETF | Global X | 0.01% | $153,790 | — | 2026-10-30 |
| 18 | IWV iShares Russell 3000 ETF | iShares (BlackRock) | 0.00% | $131,287 | $20.2B | 2026-10-30 |
| 19 | VTWG Vanguard Russell 2000 Growth ETF | Vanguard | 0.01% | $99,109 | — | 2026-09-30 |
| 20 | VTHR Vanguard Russell 3000 ETF | Vanguard | 0.00% | $33,461 | — | 2026-09-30 |
| 21 | ITWO ProShares Russell 2000 High Income ETF | ProShares | 0.01% | $17,791 | — | 2026-10-30 |
| 22 | URTY ProShares UltraPro Russell2000 | ProShares | 0.01% | $13,853 | — | 2026-10-30 |
| 23 | UWM ProShares Ultra Russell2000 | ProShares | 0.00% | $9,845 | — | 2026-10-30 |
| 24 | RESM Columbia Research Enhanced Small Cap ETF | Nport | 0.01% | $463 | — | 2026-06-30 |
| 25 | HDG ProShares Hedge Replication ETF | ProShares | 0.00% | $352 | — | 2026-10-30 |
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.