OPP (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by OPP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-23 | David Swanson | Director | Sell | — | — |
| 2025-12-01 | Stephen Andrew O'Neill | — | J | — | — |
| 2025-10-20 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2025-07-14 | RiverNorth Strategic Holdings, LLC | — | J | — | — |
| 2024-12-31 | David Swanson | Director | A | — | — |
| 2024-11-27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | J | — | — |
| 2023-12-22 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | A | — | — |
| 2023-05-24 | RIVERNORTH CAPITAL MANAGEMENT, LLC | — | A | — | — |
| 2021-12-28 | David Swanson | Director | Buy | — | — |
| 2021-10-08 | Patrick W. Galley | President | MIXED | — | — |
| 2021-10-08 | John S. Oakes | Director | MIXED | — | — |
| 2021-10-08 | David Swanson | Director | MIXED | — | — |
| 2021-04-14 | Stephen Andrew O'Neill | — | Sell | — | — |
| 2020-11-20 | David Swanson | Director | Buy | — | — |
| 2020-10-22 | Patrick W. Galley | — | Buy | — | — |
| 2020-10-13 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2020-04-15 | John S. Oakes | Director | Buy | — | — |
| 2020-03-16 | Brian H Schmucker | — | Sell | — | — |
| 2019-12-27 | John S. Oakes | Director | Buy | — | — |
| 2019-12-26 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2019-12-26 | Patrick W. Galley | Director | Buy | — | — |
| 2019-06-25 | John S. Oakes | Director | Buy | — | — |
| 2018-12-26 | Patrick W. Galley | President | Buy | — | — |
| 2018-12-21 | Patrick W. Galley | President | Buy | — | — |
| 2018-01-18 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2018-01-03 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2017-11-28 | Stephen Andrew O'Neill | — | Buy | — | — |
| 2016-11-22 | Brian H Schmucker | — | Buy | — | — |
| 2016-11-18 | Brian H Schmucker | — | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 155,271 | — |
| — | President | 31,763 | — |
| — | — | 10,040 | — |
| — | Director | 885 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the OPP quote page; the site-wide leaderboard is on the insider transactions hub.