OPP · Insider Trading

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Iron condor setups Expected move IV rank history Fibonacci levels Insider trading

Every open-market purchase and sale reported by OPP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

OPP — Recent Form 4 Transactions (latest 2026-06-23)

Filed	Insider	Role	Type	Shares	Value
2026-06-23	David Swanson	Director	Sell	−505	−$8.43K
2025-12-01	Stephen Andrew O'Neill	—	J	+10,000	+$79.40K
2025-10-20	Stephen Andrew O'Neill	—	Buy	+30	+$248
2025-07-14	RiverNorth Strategic Holdings, LLC	—	J	+125,727	—
2024-12-31	David Swanson	Director	A	−1,420	−$11.77K
2024-11-27	RIVERNORTH CAPITAL MANAGEMENT, LLC	—	J	−71,453	—
2023-12-22	RIVERNORTH CAPITAL MANAGEMENT, LLC	—	A	+29,681	+$245.46K
2023-05-24	RIVERNORTH CAPITAL MANAGEMENT, LLC	—	A	+34,370	+$278.07K
2021-12-28	David Swanson	Director	Buy	+2,020	+$50.10K
2021-10-08	Patrick W. Galley	President	MIXED	—	—
2021-10-08	John S. Oakes	Director	MIXED	—	—
2021-10-08	David Swanson	Director	MIXED	+355	+$5.14K
2021-04-14	Stephen Andrew O'Neill	—	Sell	−20,064	−$307.53K
2020-11-20	David Swanson	Director	Buy	+1,065	+$15.02K
2020-10-22	Patrick W. Galley	—	Buy	+7,700	+$114.70K
2020-10-13	Stephen Andrew O'Neill	—	Buy	+5,000	+$69.40K
2020-04-15	John S. Oakes	Director	Buy	+500	+$6.50K
2020-03-16	Brian H Schmucker	—	Sell	−6,000	−$82.20K
2019-12-27	John S. Oakes	Director	Buy	+686	+$11.07K
2019-12-26	Stephen Andrew O'Neill	—	Buy	+5,000	+$81.05K
2019-12-26	Patrick W. Galley	Director	Buy	+6,111	+$99.06K
2019-06-25	John S. Oakes	Director	Buy	+1,000	+$17.27K
2018-12-26	Patrick W. Galley	President	Buy	+2,000	+$30.41K
2018-12-21	Patrick W. Galley	President	Buy	+7,333	+$112.44K
2018-01-18	Stephen Andrew O'Neill	—	Buy	+2,500	+$46.00K
2018-01-03	Stephen Andrew O'Neill	—	Buy	+2,500	+$45.97K
2017-11-28	Stephen Andrew O'Neill	—	Buy	+3,260	+$59.34K
2016-11-22	Brian H Schmucker	—	Buy	+3,000	+$55.35K
2016-11-18	Brian H Schmucker	—	Buy	+3,000	+$56.70K

OPP — Current Insider Holders

Insider	Role	Shares Held	Value
RiverNorth Strategic Holdings, LLC	—	155,271	$1.11M
Stephen Andrew O'Neill	—	10,040	$71.64K
David Swanson	Director	885	$6.31K

OPP Insider Trading FAQ

Who are the insiders at OPP?

3 officers, directors and 10%+ beneficial owners currently report holdings in OPP via SEC Form 4.

Are OPP insiders buying or selling?

Across the 29 most recent Form 4 filings for OPP, 17 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is OPP insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent OPP filing is dated 2026-06-23.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the OPP quote page; the site-wide leaderboard is on the insider transactions hub.