PHUN Phunware, Inc.
XNAS
1.73
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
PHUN
$1.73
—
What changed
Recent filings, trades and movesKey stats
$1.73
- 52-Week Range
- $1.56 – $2.30
- YTD
- -6.49%
- Straddle Price
- $0.95
- P/C Vol Ratio
- 0.13
- Market Cap
- $0.0B
- Open
- $1.73
- Day Range
- $1.70 – $1.74
- Volume
- 40,297
- Prev Close
- $1.74
Fair Value
+50.0% vs price
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 4.88% |
| Beta vs SPY | 1.40 |
| Cost of Equity (CAPM) | 12.56% (VRP-adj) |
| WACC | 12.60% |
| Volatility Risk Premium | +246.4pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +28.5% |
| DCF Horizon | 10 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.10 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $-0.0B |
| Return on Equity (TTM) | -14.7% |
| Book / Price | 249.0% — banking bias active (P/B is primary) |
| Gross Margin (TTM) | 61.0% |
| FCF Margin (TTM) | -513.7% |
| Debt / Equity | 0.00 |
| Quality Score | 3/6 — normal (10y DCF) |
| SMA 50 | $1.96 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $1.86 |
| Bollinger Width / SMA20 | 22.3% (drives anchor stability) |
| Net Debt | $-0.1B |
| Market Cap | $0B |
Peers used for multiples: ADP, APLD, HNGE, PEGA, QBTS, RDDT, RNG, TOST, VRSK, WDAY
(SIC-code peers; ETF co-membership was sector-incoherent)
Blended Fair Value
$7.74
Deviation
+50.0%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | n/a | 0% | |
| Peer P/E | n/a | 0% | median 28.4× · 8 peers |
| Peer EV/EBITDA | n/a | 0% | median 21.1× · 8 peers |
| Peer P/B | $37.52 | 17% | median 8.7× · 9 peers |
| Peer P/S | $0.87 | 17% | median 5.9× · 10 peers |
| Market Anchor (SMA50) | $1.96 | 66% | stability 77% (BB-width) |
| Options Expected (B-L 30d) | n/a | 0% |
As of 2026-11-13 · updated
Related
About
- Industry (SIC)
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION (7374) · industry map
- Exchange
- XNAS
- Market Cap
- $0.0B
- Employees
- 26
- List Date
- 2018-12-28
- CIK
- 0001665300
- Next Earnings
- 2026-11-19 (Pre-Market)
- Headquarters
- Austin, TX
- Homepage
- https://www.phunware.com
Phunware Inc is a software company. It is a cloud platform for mobile that provides companies with the products, solutions, and data and services necessary to engage, manage and monetize its mobile application audiences. It derives maximum revenue from United States. The company has two reportable segments: Software subscriptions and services; and Advertising. It derives maximum revenue from Software subscriptions and services. Development services for customers who wish to have a customized application experience; and In-app advertising services for mobile audience building, user acquisition,…
Summary
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composite
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No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 73.33% | -20.36% | 33.37% | 285.32% | -26.75% | -4.86% | 56.68% |
| Feb | -33.09% | 26.69% | -3.81% | -59.20% | -19.16% | 5.33% | -13.87% |
| Mar | -8.33% | -5.12% | -27.22% | 26.55% | 4.24% | -0.56% | -1.74% |
| Apr | -1.85% | -22.31% | -21.61% | -22.54% | -3.00% | 23.60% | -7.95% |
| May | -11.11% | -28.57% | -0.62% | 2.53% | 0.00% | -8.11% | -7.65% |
| Jun | -0.71% | -26.53% | -10.04% | -13.41% | 7.09% | 0.99% | -7.10% |
| Jul | -17.91% | 40.00% | -21.35% | -17.66% | -13.93% | 0.96% | -4.98% |
| Aug | 0.91% | -6.99% | -31.83% | -18.23% | -3.73% | -4.15% | -10.67% |
| Sep | -16.32% | -9.92% | -36.18% | 7.55% | 8.70% | -3.88% | -8.34% |
| Oct | 364.89% | 0.00% | -7.95% | 111.68% | -5.51% | -6.50% | 76.10% |
| Nov | -24.02% | -9.32% | -32.44% | -31.16% | -15.51% | -2.26%* | -19.12% |
| Dec | -19.08% | -30.33% | -34.71% | 17.65% | -8.64% | -- | -15.02% |
| Total | 82.47% | -71.08% | -90.91% | 69.85% | -57.88% | -2.84% | -11.73% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $1.85
SMA 50: $1.95
SMA 200: $1.97
Current: $1.73
EMA 12: $1.79
EMA 26: $1.86
MACD: -0.0716 | Signal: -0.0064
BEARISH
ADX (14): 34.50
TREND
+DI: 10.02
−DI: 25.96
Momentum Oscillators
RSI (14): 33.38
NEUTRAL
Stoch %K: 26.05
Stoch %D: 26.74
Williams %R: -78.21
Volume & Volatility
BB Upper: $2.05
BB Lower: $1.65
NEUTRAL
OBV: 9,085,034
Vol SMA 20: 54,059
Vol ROC: -61.54%
ATR: $0.07
True Range: $0.04
HV 20: 31.9%
HV 30: 34.5%
HV 60: 27.3%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-15T00:00:00 – 2026-11-13T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
Overall Assessment: NEUTRAL (Confidence Level: 6/10)
Key Drivers:
- Technical indicators suggest a range-bound market with potential for breakout/breakdown
- Beta analysis indicates high risk, but options metrics show a moderate bullish sentiment
- Recent news headlines are mixed, with positive and negative sentiments balancing out
Primary Risks:
- High volatility may lead to increased trading activity and potential price swings
- Options market pricing suggests a $0.80 move by expiration, which could impact stock price
Investment Thesis: PHUN is a high-risk, high-reward stock with technical indicators suggesting a range-bound market. Recent news headlines are mixed, but options metrics show a moderate bullish sentiment.
Recent News Sentiment Impact: The positive headline about Phunware's new CEO and CFO appointments has been partially offset by the negative earnings report from Q2. The neutral headline about being added to the FTSE Russell Microcap index may not have had a significant impact on stock price.
Technical Analysis
Trend Direction:
- Short-term (1-4 weeks): Range-bound with potential for breakout/breakdown
- Medium-term (1-3 months): Uptrend, but volatility remains high
- Long-term (3-12 months): Downward trend due to historical volatility levels
Support/Resistance Levels:
- Upper Bollinger Band: $2.21
- Middle Bollinger Band: $2.11
- Lower Bollinger Band: $2.01
- SMA 20: $2.11
- SMA 50: $2.09
- EMA 12: $2.10
Momentum Signals:
- RSI interpretation: Neutral (49.71)
- MACD signal: Bearish (Histogram: -0.00)
- Bollinger Bands position: Neutral (squeeze)
Volume Analysis:
- Volume SMA 20: 88298.11
- On-Balance Volume (OBV): 99142598.43
- Volume Rate of Change: -89.45%
News & Sentiment Analysis
Recent Headlines Summary: The last 10 news articles are a mix of positive, negative, and neutral headlines. The most recent positive headline about the new CEO and CFO appointments has been partially offset by the negative earnings report from Q2.
Sentiment Assessment: Neutral (50/50 split between positive and negative sentiments)
Catalyst Identification: The upcoming earnings report could be a catalyst for the stock price, as it may provide insight into the company's financial performance and future prospects.
Market Narrative: The mixed news sentiment and technical indicators suggest that the market is waiting for further clarity on Phunware's direction before making a significant move.
Risk & Volatility Assessment
Beta Interpretation: High risk (beta > 1.9)
Volatility Regime: High volatility - stock moves more than market
Options Market Signals: IV rank: 32.3% (Medium) Put/call ratios: 0.17 (Bullish sentiment) Unusual activity: None notable
Downside Protection: Support levels are around $2.01 and $1.98, with potential for further downside if the stock breaks below these levels.
Market Context & Positioning
Sector Performance: Phunware's performance is mixed compared to its sector peers.
Institutional Activity: Institutional interest is moderate, as shown by the options market activity.
Correlation Analysis: The stock moves moderately in sync with the market (R-squared interpretation).
Relative Valuation: The stock is trading around the middle of its historical range, suggesting it may be reasonably valued.
Key Levels & Action Items
Critical Price Levels:
- Support levels: $2.01 and $1.98
- Resistance levels: $2.21 and $2.11
Breakout/Breakdown Levels: A breakout above the upper Bollinger Band could signal a potential uptrend, while a breakdown below the lower Bollinger Band could indicate a further decline.
Time-Sensitive Catalysts: The upcoming earnings report is a time-sensitive catalyst that may impact the stock price.
Risk Management: Stop-loss levels should be set around $2.01 and $1.98 to manage risk, with position sizing considerations factored into any trading decisions.
Generated
News
All PHUN news →
Earnings History
18 of 18 under expected move
Avg Expected Move
43.57%
Avg Actual Move
3.29%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-11-15 | Pre-Market | 20.59% | 1.96% | 0.10x | Within |
| 2022-03-23 | Pre-Market | 17.14% | 4.73% | 0.28x | Within |
| 2022-05-12 | Pre-Market | 17.48% | 10.74% | 0.61x | Within |
| 2022-11-10 | Pre-Market | 23.08% | 4.92% | 0.21x | Within |
| 2023-03-23 | Pre-Market | 0.95% | 0.03% | 0.03x | Within |
| 2023-05-11 | Pre-Market | 26.67% | 1.90% | 0.07x | Within |
| 2023-08-10 | Pre-Market | 47.37% | 1.89% | 0.04x | Within |
| 2024-03-12 | Pre-Market | 124.00% | 0.19% | 0.00x | Within |
| 2024-05-09 | Pre-Market | 211.11% | 3.78% | 0.02x | Within |
| 2024-08-08 | Pre-Market | 85.03% | 1.16% | 0.01x | Within |
| 2024-11-07 | Pre-Market | 36.34% | 13.59% | 0.37x | Within |
| 2025-03-20 | After-Close | 10.38% | 2.08% | 0.20x | Within |
| 2025-05-12 | Pre-Market | 23.10% | 2.97% | 0.13x | Within |
| 2025-08-08 | Pre-Market | 19.89% | 2.27% | 0.11x | Within |
| 2025-11-06 | Pre-Market | 19.07% | 3.81% | 0.20x | Within |
| 2026-03-19 | After-Close | 62.50% | 0.00% | 0.00x | Within |
| 2026-05-07 | Pre-Market | 16.17% | 0.50% | 0.03x | Within |
| 2026-08-06 | Pre-Market | 23.44% | 2.68% | 0.11x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
PHUN Options Activity & IV Rank
Volatility Metrics
Current IV: —
7-DTE IV: —
Expected Move: $0.95
7-DTE Move: $0.90
Days to Exp: 35 (2026-12-18)
Options Flow · All expiries
Call Volume: 128
Put Volume: 17
P/C Volume: 0.133
BULLISH
Call OI: 5,976
Put OI: 132
P/C OI: 0.022
Total OI: 6,108
ATM Options Pricing
ATM Call: $0.17
ATM Put: $0.78
Call %: 10.1%
Put %: 44.8%
Chain Summary
Chain Volume: 145
Chain OI: 6,108
Last Updated: 11/13/2026
Spread Scanner
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Scanning bull put, bear call, iron condor and calendar spreads…
Dealer Positioning
HIGH γ vs HISTORY
Estimated net dealer gamma is at the 95th percentile of this name's own daily history, near the high end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
95%
vs own history
GEX tilt
+1.00
OI-weighted, today
Vanna tilt
+1.00
δ-sensitivity to IV
Charm tilt
-1.00
δ-decay vs time
Vanna tilt +1.00: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -1.00: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 3 ATM contracts, 6k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Put vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Call vs ATM
IV(call wing) − IV(ATM), in vol pointsThe same measure on the upside: how the OTM call is priced against the at-the-money strike.
- Negative (typical) — calls trade below ATM for most stocks and indices, so the sign alone says little.
- Percentile vs own history: high = upside calls unusually rich for this name (squeezes, takeover talk, commodity supply scares); low = calls cheaper than usual.
Reading them together
Put or call vs ATM tells you how expensive that tail is. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d put
—
—
pts
EXTREME
as of Nov 13 · No data
30 DTE / 10d put
—
—
pts
EXTREME
as of Nov 13 · ATM 71.7% / Put —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Loading the implied volatility surface…
Volatility Smile
Loading the implied volatility smile…
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)$0.95Nov 13
Beta Analysis
Risk Metrics
Beta: 1.4891
Alpha: -34.49%
Correlation: 0.4493
R-Squared: 20.2%
Stock Volatility: 45.2%
Market Volatility: 13.6%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own PHUN
1 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Citadel Hedge fund Ken Griffin | $117K | #5727 of 6285 | new | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
PHUN Institutional Ownership (13F)
Filings for 2026-06-30 · 10 already for 2026-09-30
? 13F Guide
Diluted shares outstanding: 20,247,345 (as of 2026-06-30)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
4 filers$1.03M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $468.83K | 45.46% | 2026-06-30 |
| 2 | GROUP ONE TRADING LLC Custodian | $282.49K | 27.39% | 2026-06-30 |
| 3 | Simplex Trading, LLC Custodian | $175.63K | 17.03% | 2026-09-30 |
| 4 | Jane Street Group, LLC Custodian | $104.34K | 10.12% | 2026-06-30 |
2 filers$122.66K notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Simplex Trading, LLC Custodian | $84.94K | 69.25% | 2026-09-30 |
| 2 | GROUP ONE TRADING LLC Custodian | $37.72K | 30.75% | 2026-06-30 |
PHUN Insider Trading (Form 4)
Latest: 2026-08-25Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-08-25 | Elliot Jin Han | Director | Award (A) | +70,912 | — | EDGAR | |
| 2026-08-25 | Edward Chi-Ting Lu | Director | Award (A) | +70,912 | — | EDGAR | |
| 2026-08-25 | Quyen Du | Director | Award (A) | +70,912 | — | EDGAR | |
| 2026-08-04 | Christopher D. Olive | Chief Legal Officer | Tax (F) | −519 | $2.12 | -$1.1K | EDGAR |
| 2026-08-04 | John Brendhan Botkin | Vice President, Accounting | Tax (F) | −414 | $2.12 | -$877 | EDGAR |
| 2026-06-26 | Dmitry Kroshka | Chief Executive Officer | Award (A) | +105,820 | — | EDGAR | |
| 2026-06-10 | John Brendhan Botkin | Vice President, Accounting | Tax (F) | −429 | $1.94 | -$832 | EDGAR |
| 2026-04-07 | Quyen Du | Director | Award (A) | +84,651 | — | EDGAR | |
| 2026-04-07 | Elliot Jin Han | Director | Award (A) | +84,651 | — | EDGAR | |
| 2026-04-03 | Christopher D. Olive | Chief Legal Officer | Tax (F) | −258 | $1.75 | -$451 | EDGAR |
| 2025-11-26 | Christopher D. Olive | Chief Legal Officer | Tax (F) | −209 | $1.92 | -$401 | EDGAR |
| 2025-10-31 | Christopher D. Olive | Chief Legal Officer | Tax (F) | −504 | $2.71 | -$1.4K | EDGAR |
| 2025-08-13 | Christopher D. Olive | Chief Legal Officer | Tax (F) | −202 | $2.55 | -$515 | EDGAR |
| 2024-11-26 | Christopher D. Olive | Chief Legal Officer | Tax (F) | −239 | $4.76 | -$1.1K | EDGAR |
| 2024-11-26 | Elliot Jin Han | Director | Award (A) | +25,019 | $5.81 | $145.4K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
PHUN Insider Holdings
7 insiders · @ $1.73
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Elliot Jin Han | Director | 180,582 | $312.4K | $0 | 3 | 2026-08-25 |
| 2 | Quyen Du | Director | 155,563 | $269.1K | $0 | 2 | 2026-08-25 |
| 3 | Dmitry Kroshka | Chief Executive Officer | 105,820 | $183.1K | $0 | 1 | 2026-06-26 |
| 4 | Edward Chi-Ting Lu | Director | 70,912 | $122.7K | $0 | 1 | 2026-08-25 |
| 5 | Stephen Chen | Interim ChiefExecutiveOfficer | 27,114 | $46.9K | $0 | 1 | 2024-11-26 |
| 6 | Christopher D. Olive | Chief Legal Officer | 13,027 | $22.5K | $0 | 8 | 2026-08-04 |
| 7 | John Brendhan Botkin | Vice President, Accounting | 12,010 | $20.8K | $0 | 2 | 2026-08-04 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
PHUN Board & Officers
As of SEC filings through Aug 25, 2026Directors 3
- Elliot Jin Han · since Jan 21, 2024
- Quyen Du · since Feb 28, 2025
- Edward Chi-Ting Lu · since Dec 17, 2025
Officers 3
- Dmitry Kroshka · Chief Executive Officer · since May 12, 2026
- John Brendhan Botkin · Vice President, Accounting · since Nov 7, 2025
- Christopher D. Olive · Chief Legal Officer · since Apr 1, 2022
Changes in the last 10 years (51)
| May 12, 2026 | Dmitry Kroshka became Chief Executive Officer |
| Dec 17, 2025 | Edward Chi-Ting Lu became a director |
| Nov 7, 2025 | John Brendhan Botkin became Vice President, Accounting |
| Jul 13, 2025 | The company announced the departure of Jeremy Krol as Chief Operating Officer in an SEC filing |
| Feb 28, 2025 | Quyen Du became a director |
| Feb 10, 2025 | Jeremy Krol became Chief Operating Officer |
| Nov 26, 2024 | Stephen Chen first listed as Interim ChiefExecutiveOfficer in an SEC filing |
| Nov 1, 2024 | The company announced the departure of Troy Lee Reisner as Chief Financial Officer in an SEC filing |
| Oct 22, 2024 | The company announced the departure of Michael Snavely from the board in an SEC filing |
| Oct 22, 2024 | The company announced the departure of Michael Snavely as Chief Executive Officer in an SEC filing |
| Jan 21, 2024 | Elliot Jin Han became a director |
| Dec 22, 2023 | The company announced the departure of Ryan Costello from the board in an SEC filing |
| Nov 16, 2023 | The company announced the departure of Randall Crowder as Chief Operating Officer in an SEC filing |
| Nov 14, 2023 | Michael Snavely listed as Chief Executive Officer (previously Chief Revenue Officer) in SEC filings |
| Nov 14, 2023 | Michael Snavely first listed as a director in an SEC filing |
| Oct 26, 2023 | The company announced the departure of Kathy Mayor from the board in an SEC filing |
| Oct 25, 2023 | The company announced the departure of Russell C Buyse from the board in an SEC filing |
| Oct 1, 2023 | The company announced the departure of Eric Manlunas from the board in an SEC filing |
| Sep 12, 2023 | Michael Snavely became Chief Revenue Officer |
| Jun 2, 2023 | Troy Lee Reisner became Chief Financial Officer |
| May 30, 2023 | The company announced the departure of Matt Aune as Chief Financial Officer in an SEC filing |
| Jan 6, 2023 | Russell C Buyse first listed as Chief Executive Officer in an SEC filing |
| Jan 2, 2023 | The company announced the departure of Luan Dang as Chief Technology Officer in an SEC filing |
| Nov 21, 2022 | Russell C Buyse became a director |
| Nov 11, 2022 | The company announced the departure of Keith O Cowan from the board in an SEC filing |
| Nov 11, 2022 | Stephen Chen became a director |
| Oct 19, 2022 | The company announced the departure of Alan S Knitowski as Chief Executive Officer in an SEC filing |
| Apr 18, 2022 | Matthew K. Lull became Chief Cryptocurrency Officer |
| Apr 1, 2022 | Christopher D. Olive became Chief Legal Officer |
| Dec 2, 2021 | The company announced the departure of Randall Crowder from the board in an SEC filing |
| Dec 2, 2021 | The company announced the departure of George Syllantavos from the board in an SEC filing |
| Dec 2, 2021 | The company announced the departure of Alan S Knitowski from the board in an SEC filing |
| Oct 1, 2021 | Ryan Costello became a director |
| Oct 1, 2021 | Rahul Mewawalla became a director |
| Dec 26, 2019 | Blythe Masters became a director |
| Dec 5, 2019 | Eric Manlunas became a director |
| Mar 25, 2019 | Prokopios Akis Tsirigakis no longer listed as a 10% owner in SEC filings |
| Mar 25, 2019 | George Syllantavos no longer listed as a 10% owner in SEC filings |
| Dec 28, 2018 | Prokopios Akis Tsirigakis no longer listed as Co- CEO, Chairman & President in SEC filings |
| Dec 28, 2018 | George Syllantavos no longer listed as Co-CEO, CFO and Secretary in SEC filings |
| Dec 26, 2018 | Randall Crowder became a director |
| Dec 26, 2018 | Randall Crowder became Chief Operating Officer |
| Dec 26, 2018 | Matt Aune became Chief Financial Officer |
| Dec 26, 2018 | Luan Dang became Chief Technology Officer |
| Dec 26, 2018 | Lori Tauber Marcus became a director |
| Dec 26, 2018 | Keith O Cowan became a director |
| Dec 26, 2018 | Kathy Mayor became a director |
| Dec 26, 2018 | Alan S Knitowski became a director |
| Dec 26, 2018 | Alan S Knitowski became Chief Executive Officer |
| May 24, 2018 | Sander Gerber became a 10% owner |
| May 24, 2018 | Hudson Bay Capital Management LP became a 10% owner |
Not reported recently (9)
- Rahul Mewawalla · Last reported as a director in an SEC filing dated Nov 26, 2024
- Stephen Chen · Last reported as a director in an SEC filing dated Nov 26, 2024
- Matthew K. Lull · Last reported as Chief Cryptocurrency Officer in an SEC filing dated May 11, 2023
- Russell C Buyse · Last reported as Chief Executive Officer in an SEC filing dated Jan 6, 2023
- Lori Tauber Marcus · Last reported as a director in an SEC filing dated Jan 7, 2021
- Blythe Masters · Last reported as a director in an SEC filing dated Jan 7, 2021
- Prokopios Akis Tsirigakis · Last reported as a director in an SEC filing dated Nov 29, 2019
- Sander Gerber · Last reported as a 10% owner in an SEC filing dated Jun 1, 2018
- Hudson Bay Capital Management LP · Last reported as a 10% owner in an SEC filing dated Jun 1, 2018
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
PHUN Proposed Insider Sales (Form 144)
Latest: 2024-11-22
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2024-11-22 | MEWAWALLA RAHUL | Director | 29,595 | $152.4K | 2024-11-22 | MORGAN STANLEY SMITH BARNEY LLC,… | — | EDGAR |
| 2024-07-12 | MIKE SNAVELY | Officer, Director | 6,000 | $34.0K | 2024-07-12 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2024-06-13 | MIKE SNAVELY | Officer, Director | 6,000 | $35.0K | 2024-06-13 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2024-01-23 | Crowder Randall | Officer | 216,041 | $92.9K | 2024-01-23 | MORGAN STANLEY SMITH BARNEY LLC … | — | EDGAR |
| 2024-01-16 | Crowder Randall | Officer | 480,611 | — | 2024-01-16 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2023-08-31 | Manlunas Eric | Director | 25,188 | $7.5K | 2023-08-31 | ETRADE FINANCIAL CORPORATION | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-11-10
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
| Filing Date | Accession | Link |
|---|
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-08-10 | 0001193125-26-342349 | EDGAR |
ETF Holders
7 ETFs hold PHUN
7 shown · $1.89M total exposure · 0.00% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $1.3M | — | 2026-09-30 |
| 2 | VXF Vanguard Extended Market ETF | Vanguard | 0.00% | $447,722 | — | 2026-09-30 |
| 3 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.01% | $108,588 | $1.2B | 2026-11-12 |
| 4 | DXUV Dimensional US Vector Equity ETF | Dimensional | 0.00% | $9,384 | — | 2026-11-12 |
| 5 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.00% | $9,137 | — | 2026-11-12 |
| 6 | DFSU Dimensional US Sustainability Core 1 ETF | Dimensional | 0.00% | $8,874 | $2.4B | 2026-11-12 |
| 7 | AVSC Avantis U.S. Small Cap Equity ETF | Avantis | 0.00% | $1,502 | $3.3B | 2026-11-12 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$-0.65
TTM Revenue
$2.75M
TTM Net Income
$-12.98M
TTM Op. Cash Flow
$-14.13M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q2 '26 | 2026-06-30 | $799.00K | $-5.25M | $-0.26 | $-5.73M |
| Q1 '26 | 2026-03-31 | $542.00K | $-3.19M | $-0.16 | $-2.73M |
| Q4 '25 | 2025-12-31 | $788.00K | $-2.12M | $-0.11 | $-3.20M |
| Q3 '25 | 2025-09-30 | $622.00K | $-2.41M | $-0.12 | $-2.48M |
| Q2 '25 | 2025-06-30 | $455.00K | $-3.14M | $-0.16 | $-3.46M |
| Q1 '25 | 2025-03-31 | $688.00K | $-3.72M | $-0.18 | $-3.33M |
| Q4 '24 | 2024-12-31 | $592.00K | $-2.63M | $-0.06 | $-2.71M |
| Q3 '24 | 2024-09-30 | $665.00K | $-2.76M | $-0.25 | $-2.38M |
| Q2 '24 | 2024-06-30 | $1.01M | $-2.63M | $-0.32 | $-2.67M |
| Q1 '24 | 2024-03-31 | $921.00K | $-2.29M | $-0.33 | $-5.53M |
| Q4 '23 | 2023-12-31 | $940.00K | $-23.01M | $-8.58 | $-2.57M |
| Q3 '23 | 2023-09-30 | $1.25M | $-18.98M | $-7.91 | $-3.31M |
Q2 2026 • period ending 2026-06-30 • filed 2026-08-10
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
—
P/B
0.40
P/S
12.73
EV/EBITDA
—
EV/Sales
-20.76
ROE
-14.7%
ROA
-13.9%
Div Yield
0.00%
FCF Yield
-40.34%
Debt/Equity
0.00
Current Ratio
—
Market Cap
$35.03M
as of 2026-11-13
PHUN vs Peers
Related companies, largest first| Company | Market cap | P/E | Revenue growth | YTD | IV rank |
|---|---|---|---|---|---|
| ADP Automatic Data Processing | $121.6B | 27.5 | +6.5% | +22.6% | 9 |
| WDAY Workday, Inc. Class A Common Stock | $45.9B | 39.8 | +13.3% | −4.5% | 31 |
| VRSK Verisk Analytics, Inc. Common Stock | $26.5B | 31.5 | +4.9% | −6.0% | 10 |
| TOST Toast, Inc. | $19.5B | 37.7 | +22.1% | +1.9% | 22 |
| RDDT Reddit, Inc. | $19.2B | 20.1 | +62.2% | −59.3% | 18 |
| HNGE Hinge Health, Inc. | $9.8B | 72.6 | +49.9% | +153.3% | 23 |
| RNG RINGCENTRAL, INC. | $6.3B | 10.0 | +5.5% | +173.3% | 1 |
| BILI Bilibili Inc. American Depositary Shares | $5.4B | — | — | −49.8% | 39 |
| PHUN Phunware, Inc. Common Stock | $36M | — | +14.6% | −6.5% | 100 |
| Peer median | $19.3B | 31.5 | +13.3% | −1.3% | 20 |
P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
374.75K
SI % of Float
1.84%
Days to Cover
6.42
Short Vol Ratio
45.6%
Free Float
20.42M
Float %
99.8%
Short interest 2026-10-30 • Short volume 2026-11-13 • Float 2026-09-22