HBK Sorce Advisory LLC — 13F Holdings & Portfolio
CIK 1379995 · latest 13F-HR filed 2026-08-06
HBK Sorce Advisory LLC manages $5.27B in 13F-reported U.S. long-equity assets across 678 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHX (20.27%), VCRB (16.38%), VEA (10.82%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 48 new positions and exited 32; 294 existing positions rose in reported value and 114 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$5.27B
Long-equity book
Holdings
678
Distinct positions
Period
2026-06-30
Filed 2026-08-06
Q/Q Activity
+48 / −32 / ↑294 / ↓114
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SCHX20.8% · +1%VCRB16.8% · +3%VEA11.1% · +1%DFVX7.5% · +2%VCRM5.3% · +6%DFEM2.6% · +3%AAPL2.0% · +0%SCHB1.8% · +1%VOO1.1% · +1%OMFL1.0% · -3%NVDA1.0% · +0%MSFT0.9% · +2%DFCF0.8% · -1%JPM0.8% · +1%VTI0.7% · -0%VMBS0.6% · +4%SCHE0.6% · -3%GOOGL0.5% · +2%FTSM0.5% · +30%AMZN0.5% · +1%FEX0.5% · -2%VIG0.4% · +5%FTCS0.4% · -0%LLY0.4% · -0%VONG0.4% · -1%SCHF0.4% · -1%GOOG0.4% · -0%IWF0.4% · +9%VV0.4% · -0%IVV0.3% · +5%BRK.B0.3% · +19%AVGO0.3% · +14%SPY0.3% · -3%QQQ0.3% · -0%XOM0.3% · +0%META0.2% · +0%SCHV0.2% · +2%IWB0.2% · -0%SCHM0.2% · -1%JNJ0.2% · +1%IWD0.2% · +0%PH0.2% · +0%PG0.2% · +0%LMT0.2% · +2%SCHD0.2% · +12%RTX0.2% · -2%IJR0.2% · -1%CMCSA0.2% · -1%CAT0.2% · -0%V0.2% · +1%VTEB0.2% · -12%TSLA0.2% · -3%ITOT0.2% · -0%WMT0.2% · +0%PLD0.2% · +2%CVX0.1% · +1%MU0.1% · +4%VUG0.1% · -1%XMTR0.1% · -0%GE0.1% · +7%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 70.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Feb 17, 2026.
Assets Under Management
$7.66B
Discretionary
$7.17B
Employees
109
Accounts
21,190
Address
2725 COLONIAL AVE
ERIE, PA 16506
ERIE, PA 16506
Phone
(814) 836-5776
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ALLEGRETTI, CHRISTOPHER, MARK Control | CHAIRMAN, MEMBER since Mar 2001 | Less than 5% | Individual |
| CROSS, SCOTT, ALLAN Control | MEMBER, CHIEF OPERATING OFFICER since Sep 2009 | Less than 5% | Individual |
| HBK SORCE FINANCIAL LLC Control | PARENT COMPANY since Jun 2000 | 75% or more | Domestic Entity |
| WASSMANN, MICHAEL, GUSTAVE Control | CHIEF COMPLIANCE OFFICER since Aug 2011 | Less than 5% | Individual |
| HBK SORCE HOLDINGS LLC Indirect owner via HBK SORCE FINANCIAL LLC | OWNER since Mar 2001 | 75% or more | Domestic Entity |
| HILL, BARTH, & KING FINANCIAL HOLDINGS LLC Indirect owner via HBK SORCE HOLDINGS LLC | OWNER since Jan 2009 | 50–75% | Domestic Entity |
Ownership & leadership changes · 11 filings with changes since Nov 18, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jun 11, 2025 filing
- No longer listedAMBROSETTI, QUINTO, FABIO · MEMBER · Less than 5% · control person · listed since Sep 2017
- No longer listedARCORACI, JAMES, ANTHONY · MEMBER · Less than 5% · control person · listed since Apr 2016
- No longer listedBAER, DAN, E · MEMBER · Less than 5% · control person · listed since Sep 2009
- No longer listedCASEY, WILLIAM, FRANCIS · MEMBER · Less than 5% · control person · listed since Sep 2017
- No longer listedCOSTIGAN, MATTHEW, JAMES · MEMBER · Less than 5% · control person · listed since Sep 2017
- No longer listedDARWISH, DAVID · MEMBER · Less than 5% · control person · listed since Sep 2016
- No longer listedFURTWANGLER, RYAN, HENRY · MEMBER · Less than 5% · control person · listed since Sep 2017
- No longer listedHALL, GERALD, WILLIAM · MEMBER · Less than 5% · control person · listed since Apr 2016
- No longer listedHINES, CHRISTOPHER, JAMES · MEMBER · Less than 5% · control person · listed since Sep 2020
- No longer listedMALLETTE, BRIAN, WILLIAM · MEMBER · Less than 5% · control person · listed since Sep 2018
- No longer listedMORROW, RICHARD, CHARLES · MEMBER · Less than 5% · control person · listed since Mar 2006
- No longer listedPICCIRILLO, RAYMOND, DEAN · MEMBER · Less than 5% · control person · listed since Mar 2001
- No longer listedREPETTO, AUGUSTINE, ANTON · MEMBER · Less than 5% · control person · listed since Sep 2017
- No longer listedRINN, STEVEN, MICHAEL · MEMBER · Less than 5% · control person · listed since Sep 2016
- No longer listedSCHRAMM, STEPHEN, CARL · MEMBER · Less than 5% · control person · listed since Mar 2006
- No longer listedSOMMERS, BRIAN, SCOTT · CHIEF INVESTMENT OFFICER, MEMBER · Less than 5% · control person · listed since Sep 2017
- No longer listedShelby, Jeremy, T. · MEMBER · Less than 5% · control person · listed since Apr 2024
- No longer listedTARANTO, THOMAS, J · MEMBER · Less than 5% · control person · listed since Sep 2018
- No longer listedTAYLOR, BRITTANY, LAUREN · MEMBER · Less than 5% · control person · listed since Sep 2018
Dec 3, 2024 filing
- No longer listedWILSON, PHILLIP, LYLE · TREASURER · Less than 5% · control person · listed since Mar 2001
Nov 20, 2024 filing
- No longer listedSORCE, CHRISTOPHER, NEAL · MEMBER · Less than 5% · control person · listed since Mar 2001
- No longer listedSORCE, GREGORY, JOSEPH · MEMBER · Less than 5% · control person · listed since Mar 2001
- ChangedALLEGRETTI, CHRISTOPHER, MARK · title CHAIRMAN → CHAIRMAN, MEMBER
- ChangedCROSS, SCOTT, ALLAN · title MEMBER → MEMBER, CHIEF OPERATING OFFICER
May 2, 2024 filing
- AddedShelby, Jeremy, T. · MEMBER · Less than 5% · control person
Dec 7, 2020 filing
- ChangedHBK SORCE FINANCIAL LLC · now a control person
Nov 24, 2020 filing
- AddedHINES, CHRISTOPHER, JAMES · MEMBER · Less than 5% · control person
Sep 26, 2018 filing
- AddedMALLETTE, BRIAN, WILLIAM · MEMBER · Less than 5% · control person
- AddedTARANTO, THOMAS, J · MEMBER · Less than 5% · control person
- AddedTAYLOR, BRITTANY, LAUREN · MEMBER · Less than 5% · control person
Oct 7, 2017 filing
- AddedAMBROSETTI, QUINTO, FABIO · MEMBER · Less than 5% · control person
- AddedCASEY, WILLIAM, FRANCIS · MEMBER · Less than 5% · control person
- AddedCOSTIGAN, MATTHEW, JAMES · MEMBER · Less than 5% · control person
- AddedDARWISH, DAVID · MEMBER · Less than 5% · control person
- AddedFURTWANGLER, RYAN, HENRY · MEMBER · Less than 5% · control person
- AddedREPETTO, AUGUSTINE, ANTON · MEMBER · Less than 5% · control person
- AddedRINN, STEVEN, MICHAEL · MEMBER · Less than 5% · control person
- ChangedCROSS, SCOTT, ALLAN · title CHIEF OPERATING OFFICER; MEMBER (09/2009 → MEMBER
- ChangedSOMMERS, BRIAN, SCOTT · title DIRECTOR OF ASSET MANAGEMENT → CHIEF INVESTMENT OFFICER, MEMBER
May 2, 2016 filing
- AddedARCORACI, JAMES, ANTHONY · MEMBER · Less than 5% · control person
- AddedHALL, GERALD, WILLIAM · MEMBER · Less than 5% · control person
Jan 27, 2016 filing
- AddedSOMMERS, BRIAN, SCOTT · DIRECTOR OF ASSET MANAGEMENT · Less than 5% · control person
Older changes (2 more filings)
Nov 19, 2013 filing
- AddedBAER, DAN, E · MEMBER · Less than 5% · control person
- ChangedCROSS, SCOTT, ALLAN · title CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER; MEMBER (09/2009
Nov 18, 2011 filing (earliest on record)
- ListedALLEGRETTI, CHRISTOPHER, MARK · CHAIRMAN · Less than 5% · control person
- ListedCROSS, SCOTT, ALLAN · CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedHBK SORCE FINANCIAL LLC · PARENT COMPANY · 75% or more
- ListedHBK SORCE HOLDINGS LLC · OWNER · 75% or more · indirect via HBK SORCE FINANCIAL LLC
- ListedHILL, BARTH, & KING FINANCIAL HOLDINGS LLC · OWNER · 50–75% · indirect via HBK SORCE HOLDINGS LLC
- ListedMORROW, RICHARD, CHARLES · MEMBER · Less than 5% · control person
- ListedPICCIRILLO, RAYMOND, DEAN · MEMBER · Less than 5% · control person
- ListedSCHRAMM, STEPHEN, CARL · MEMBER · Less than 5% · control person
- ListedSORCE, CHRISTOPHER, NEAL · MEMBER · Less than 5% · control person
- ListedSORCE, GREGORY, JOSEPH · MEMBER · Less than 5% · control person
- ListedWASSMANN, MICHAEL, GUSTAVE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedWILSON, PHILLIP, LYLE · TREASURER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$57.5M +5.7%
- DIMENSIONAL ETF TRUST$27.6M +7.7%
- MICROSOFT CORP$7.3M +19.2%
- JPMORGAN CHASE & CO$6.7M +20.5%
- APPLE INC$6.3M +6.4%
Top Trims
- CAPRICOR THERAPEUTICS INC-$5.3M -85.9%
- TESLA INC-$3.1M -27.5%
- ALPHABET INC-$2.1M -9.8%
- ALPHABET INC-$2.1M -7.3%
- WALMART INC-$1.3M -13.6%
New Positions
- SPACE EXPLORATION TECHN CORP$1.3M
- HONEYWELL INTL INC$1.2M
- HONEYWELL AEROSPACE INC$980.7K
- ISHARES TR$395.9K
- JANUS DETROIT STR TR$343.7K
Exited Positions
- HONEYWELL INTL INC$1.7M
- SIMPLIFY EXCHANGE TRADED FUN$406.3K
- CATALYST PHARMACEUTICALS INC$347.9K
- VICTORY PORTFOLIOS II$340.2K
- DUPONT DE NEMOURS INC$318.9K
HBK Sorce Advisory LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $1.07B | 20.27% | 35,214,246 | SH |
| 2 | VANGUARD MALVERN FDS | VCRB | 922020748 | $863.8M | 16.38% | 11,340,350 | SH |
| 3 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $570.6M | 10.82% | 7,886,050 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFVX | 25434V641 | $384.9M | 7.30% | 4,498,358 | SH |
| 5 | VANGUARD MUN BD FDS | VCRM | 922907712 | $273.9M | 5.19% | 3,651,728 | SH |
| 6 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $131.2M | 2.49% | 3,354,929 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $104.5M | 1.98% | 336,083 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $93.7M | 1.78% | 3,151,706 | SH |
| 9 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $58.5M | 1.11% | 76,000 | SH |
| 10 | VANGUARD INDEX FDS | VOO | 922908363 | $56.5M | 1.07% | 79,825 | SH |
| 11 | INVESCO EXCH TRD SLF IDX FD | OMFL | 46138J619 | $51.1M | 0.97% | 721,672 | SH |
| 12 | NVIDIA CORPORATION | NVDA | 67066G104 | $50.9M | 0.97% | 232,344 | SH |
| 13 | MICROSOFT CORP | MSFT | 594918104 | $45.2M | 0.86% | 92,747 | SH |
| 14 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $41.0M | 0.78% | 979,852 | SH |
| 15 | JPMORGAN CHASE & CO | JPM | 46625H100 | $39.7M | 0.75% | 110,636 | SH |
| 16 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $39.3M | 0.74% | 51,000 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $38.5M | 0.73% | 50,000 | SH |
| 18 | VANGUARD INDEX FDS | VTI | 922908769 | $34.8M | 0.66% | 91,793 | SH |
| 19 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $30.9M | 0.59% | 669,524 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $28.2M | 0.53% | 768,693 | SH |
| 21 | ALPHABET INC | GOOGL | 02079K305 | $26.1M | 0.49% | 72,019 | SH |
| 22 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $25.8M | 0.49% | 431,875 | SH |
| 23 | AMAZON COM INC | AMZN | 023135106 | $24.9M | 0.47% | 91,425 | SH |
| 24 | FIRST TR EXCHANGE-TRADED ALP | FEX | 33734K109 | $24.3M | 0.46% | 174,191 | SH |
| 25 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $22.1M | 0.42% | 90,563 | SH |
| 26 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $21.8M | 0.41% | 218,277 | SH |
| 27 | ELI LILLY & CO | LLY | 532457108 | $20.3M | 0.38% | 17,310 | SH |
| 28 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $19.6M | 0.37% | 153,933 | SH |
| 29 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $19.4M | 0.37% | 691,517 | SH |
| 30 | ALPHABET INC | GOOG | 02079K107 | $19.3M | 0.37% | 53,497 | SH |
| 31 | ISHARES TR | IWF | 464287614 | $18.8M | 0.36% | 152,031 | SH |
| 32 | VANGUARD INDEX FDS | VV | 922908637 | $18.4M | 0.35% | 51,906 | SH |
| 33 | ISHARES TR | IVV | 464287200 | $16.1M | 0.30% | 20,759 | SH |
| 34 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $15.7M | 0.30% | 30,276 | SH |
| 35 | BROADCOM INC | AVGO | 11135F101 | $15.3M | 0.29% | 36,576 | SH |
| 36 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $14.6M | 0.28% | 18,922 | SH |
| 37 | INVESCO QQQ TR | QQQ | 46090E103 | $14.0M | 0.27% | 19,510 | SH |
| 38 | EXXON MOBIL CORP | XOM | 30231G102 | $13.4M | 0.25% | 88,256 | SH |
| 39 | META PLATFORMS INC | META | 30303M102 | $12.6M | 0.24% | 21,340 | SH |
| 40 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $11.9M | 0.23% | 341,547 | SH |
| 41 | ISHARES TR | IWB | 464287622 | $11.9M | 0.23% | 28,203 | SH |
| 42 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $11.6M | 0.22% | 322,825 | SH |
| 43 | JOHNSON & JOHNSON | JNJ | 478160104 | $11.5M | 0.22% | 44,818 | SH |
| 44 | ISHARES TR | IWD | 464287598 | $10.6M | 0.20% | 41,441 | SH |
| 45 | PARKER-HANNIFIN CORP | PH | 701094104 | $9.9M | 0.19% | 9,979 | SH |
| 46 | PROCTER & GAMBLE CO | PG | 742718109 | $9.8M | 0.18% | 66,452 | SH |
| 47 | LOCKHEED MARTIN CORP | LMT | 539830109 | $9.7M | 0.18% | 16,878 | SH |
| 48 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $9.7M | 0.18% | 289,747 | SH |
| 49 | RTX CORPORATION | RTX | 75513E101 | $9.5M | 0.18% | 42,897 | SH |
| 50 | ISHARES TR | IJR | 464287804 | $9.5M | 0.18% | 63,498 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-06 | $5.27B | 678 | 0001379995-26-000004 |
| 2026-03-31 | 2026-05-11 | $5.05B | 672 | 0001379995-26-000003 |
| 2025-12-31 | 2026-02-09 | $4.35B | 633 | 0001379995-26-000002 |
| 2025-09-30 | 2025-10-16 | $3.99B | 629 | 0001379995-25-000010 |
Filer Information
Address
2725 COLONIAL AVEERIE, PA 16506
Phone
(814) 836-5776
Filing Manager
HBK Sorce Advisory LLC
ERIE, PA
Signatory
Renee Brunner
Compliance Supervisor