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Hilton Capital Management, LLC — 13F Holdings & Portfolio

CIK 1541211 · latest 13F-HR filed 2026-08-04

Backtest portfolio

Hilton Capital Management, LLC manages $1.47B in 13F-reported U.S. long-equity assets across 135 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SGOV (7.87%), VCIT (5.71%), VCSH (5.69%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 18 new positions and exited 12; 79 existing positions rose in reported value and 21 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$1.47B

Long-equity book

Holdings
135

Distinct positions

Period
2026-06-30

Filed 2026-08-04

Q/Q Activity
+18 / −12 / ↑79 / ↓21

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SGOV7.9% · -26%VCIT5.7% · -4%VCSH5.7% · +1%JEPQ5.0% · +9%JPIE3.7% · +22%JAAA3.7% · +54%VYMI3.1% · newNVDA3.0% · +62%JEPI2.3% · +54%MSFT2.0% · +8%AAPL2.0% · +1%GOOGL1.6% · +7%VGIT1.5% · -25%GOOG1.4% · 0%AMZN1.4% · +5%MTBA1.3% · -53%BIL1.2% · +28%CSCO1.2% · -0%AMLP1.2% · +40%GPIX1.1% · +1%CAT0.9% · -11%TSM0.9% · +29%JPM0.9% · +10%LLY0.9% · +1%XLU0.9% · -52%IGLD0.9% · +1%IGSB0.8% · +6%IEI0.8% · +2%PLD0.8% · -11%AMAT0.8% · -12%CFR0.7% · +10%DGX0.7% · +1%HD0.7% · +1%AZN0.7% · -28%BAC0.7% · +13%ADI0.7% · +2%FLS0.7% · newEQT0.6% · +19%MKSI0.6% · -8%DY0.6% · +3%TJX0.6% · -24%JNJ0.6% · +2%GOOGM0.6% · newMCD0.5% · -17%RSG0.5% · +1%AVGO0.5% · newGD0.5% · +2%HBDC0.5% · +51%SAP0.5% · newTDY0.5% · newNVT0.5% · -4%SMCO0.5% · 0%TBIL0.5% · +49%EMR0.5% · +1%PG0.5% · +1%MTSI0.5% · -6%UL0.5% · +2%CLH0.5% · +6%AMGN0.5% · +1%TFC0.5% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 3, 2026.

Assets Under Management
$3.16B
Discretionary
$1.48B
Employees
27
Accounts
1,647
Address
1050 FRANKLIN AVENUE
5TH FLOOR
GARDEN CITY, NY 11530
Phone
(516) 693-5380
Website
Name Title / Status Ownership Type
MARTENS, BARBARA, LAUDISI ControlCHIEF OPERATING OFFICER
since Sep 2022
Less than 5%Individual
O'NEILL, CHRISTOPHER, CRAIG ControlEXECUTIVE CHAIRMAN
since Apr 2026
Less than 5%Individual
RAFFERTY HOLDINGS, LLC ControlMEMBER
since Dec 2001
75% or moreDomestic Entity
Reilly, Timothy, WILLIAM ControlPRESIDENT
since Mar 2020
Less than 5%Individual
Seeley, Jeffrey, K ControlCHIEF EXECUTIVE OFFICER
since Apr 2026
Less than 5%Individual
KEITNER, ANN, FREEMANCHIEF COMPLIANCE OFFICER
since Dec 2024
Less than 5%Individual
OXENHAM, ALEXANDER, DAVIDCHIEF INVESTMENT OFFICER
since Mar 2018
Less than 5%Individual
CIPOLLA, JOSEPH, PAUL Control
Indirect owner via RAFFERTY SERVICING INC
OFFICER
since Jan 2019
General partner, trustee or managerIndividual
RAFFERTY SERVICING INC Control
Indirect owner via RAFFERTY HOLDINGS, LLC
NON-MEMBER MANAGER
since Jan 2019
General partner, trustee or managerDomestic Entity
HAY, KATHLEEN, RAFFERTY
Indirect owner via RAFFERTY HOLDINGS, LLC
MEMBER
since Dec 2001
25–50%Individual
Ownership & leadership changes · 15 filings with changes since Mar 27, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 23, 2026 filing
  • AddedSeeley, Jeffrey, K · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • ChangedO'NEILL, CHRISTOPHER, CRAIG · title PRESIDENT & CEO → EXECUTIVE CHAIRMAN
Mar 30, 2026 filing
  • No longer listedGARVEY, WILLIAM, JAMES · CO- CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Dec 2001
  • ChangedOXENHAM, ALEXANDER, DAVID · title CO-CIO → CHIEF INVESTMENT OFFICER
Dec 2, 2024 filing
  • No longer listedFRIEDLER, LANCE, SCOTT · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2022
  • AddedKEITNER, ANN, FREEMAN · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 20, 2023 filing
  • No longer listedGST FBO KATHLEEN RAFFERTY HAY & HEIRS · MEMBER · 5–10% · listed since Jan 2019
  • No longer listedGST FBO MICHAEL RAFFERTY & HEIRS · MEMBER · 5–10% · listed since Jan 2019
  • ChangedRAFFERTY HOLDINGS, LLC · ownership 50–75% → 75% or more
Nov 16, 2023 filing
  • ChangedGARVEY, WILLIAM, JAMES · ownership 10–25% → Less than 5%
Oct 5, 2023 filing
  • ChangedGARVEY, WILLIAM, JAMES · ownership 25–50% → 10–25%
Oct 24, 2022 filing
  • AddedFRIEDLER, LANCE, SCOTT · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMARTENS, BARBARA, LAUDISI · title CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER
Mar 30, 2021 filing
  • AddedReilly, Timothy, WILLIAM · PRESIDENT · Less than 5% · control person
  • ChangedGARVEY, WILLIAM, JAMES · title CHIEF INVESTMENT OFFICER → CO- CHIEF INVESTMENT OFFICER
  • ChangedO'NEILL, CHRISTOPHER, CRAIG · now a control person
Mar 30, 2020 filing
  • No longer listedRAFFERTY, MICHAEL, LAWRENCE · MEMBER · 50–75% · indirect via RAFFERTY HOLDINGS, LLC · listed since Dec 2001
  • ChangedOXENHAM, ALEXANDER, DAVID · title SENIOR PORTFOLIO MANAGER → CO-CIO
Oct 22, 2019 filing
  • No longer listedRAFFERTY, LAWRENCE, COLIN · MEMBER · 25–50% · indirect via RAFFERTY HOLDINGS, LLC · control person · listed since Dec 2001
  • AddedCIPOLLA, JOSEPH, PAUL · OFFICER · General partner, trustee or manager · indirect via RAFFERTY SERVICING INC · control person
  • AddedGST FBO KATHLEEN RAFFERTY HAY & HEIRS · MEMBER · 5–10%
  • AddedGST FBO MICHAEL RAFFERTY & HEIRS · MEMBER · 5–10%
  • AddedRAFFERTY SERVICING INC · NON-MEMBER MANAGER · General partner, trustee or manager · indirect via RAFFERTY HOLDINGS, LLC · control person
Older changes (6 more filings)
Mar 27, 2019 filing
  • ChangedGARVEY, WILLIAM, JAMES · ownership 50–75% → 25–50%
Mar 29, 2017 filing
  • No longer listedSPRAGUE, STEPHEN, PACKARD · CFO, SEC AND TREAS · Less than 5% · control person · listed since Dec 2001
Mar 30, 2016 filing
  • Listed againHAY, KATHLEEN, RAFFERTY · MEMBER · 25–50% · indirect via RAFFERTY HOLDINGS, LLC
Mar 30, 2015 filing
  • AddedOXENHAM, ALEXANDER, DAVID · SENIOR PORTFOLIO MANAGER · Less than 5%
  • ChangedO'NEILL, CHRISTOPHER, CRAIG · no longer a control person
Mar 3, 2014 filing
  • No longer listedCONNORS, RONALD, EDWARD · DIRECTOR · Less than 5% · listed since May 2008
  • No longer listedHAY, KATHLEEN, RAFFERTY · MEMBER · 25–50% · indirect via RAFFERTY HOLDINGS, LLC · listed since Dec 2001
Mar 27, 2012 filing (earliest on record)
  • ListedCONNORS, RONALD, EDWARD · DIRECTOR · Less than 5%
  • ListedGARVEY, WILLIAM, JAMES · CHIEF INVESTMENT OFFICER · 50–75% · control person
  • ListedHAY, KATHLEEN, RAFFERTY · MEMBER · 25–50% · indirect via RAFFERTY HOLDINGS, LLC
  • ListedMARTENS, BARBARA, LAUDISI · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedO'NEILL, CHRISTOPHER, CRAIG · PRESIDENT & CEO · Less than 5% · control person
  • ListedRAFFERTY HOLDINGS, LLC · MEMBER · 50–75% · control person
  • ListedRAFFERTY, LAWRENCE, COLIN · MEMBER · 25–50% · indirect via RAFFERTY HOLDINGS, LLC · control person
  • ListedRAFFERTY, MICHAEL, LAWRENCE · MEMBER · 50–75% · indirect via RAFFERTY HOLDINGS, LLC
  • ListedSPRAGUE, STEPHEN, PACKARD · CFO, SEC AND TREAS · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Hilton Capital Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR SGOV 46436E718 $115.7M 7.87% 1,149,386 SH
2 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $83.9M 5.71% 1,015,539 SH
3 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $83.6M 5.69% 1,057,913 SH
4 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $72.9M 4.96% 1,186,561 SH
5 J P MORGAN EXCHANGE TRADED F JPIE 46641Q159 $54.5M 3.71% 1,183,795 SH
6 JANUS DETROIT STR TR JAAA 47103U845 $54.4M 3.70% 1,077,415 SH
7 VANGUARD WHITEHALL FDS VYMI 921946794 $45.9M 3.13% 467,617 SH
8 NVIDIA CORPORATION NVDA 67066G104 $44.0M 2.99% 219,766 SH
9 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $34.0M 2.32% 602,758 SH
10 MICROSOFT CORP MSFT 594918104 $29.8M 2.03% 79,838 SH
11 APPLE INC AAPL 037833100 $29.4M 2.00% 101,580 SH
12 ALPHABET INC GOOGL 02079K305 $24.3M 1.65% 67,859 SH
13 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $21.6M 1.47% 365,446 SH
14 ALPHABET INC GOOG 02079K107 $21.0M 1.43% 59,310 SH
15 AMAZON COM INC AMZN 023135106 $19.9M 1.36% 83,615 SH
16 SIMPLIFY EXCHANGE TRADED FUN MTBA 82889N525 $19.6M 1.33% 398,755 SH
17 SPDR SERIES TRUST BIL 78468R663 $17.8M 1.21% 194,389 SH
18 CISCO SYS INC CSCO 17275R102 $17.7M 1.20% 150,446 SH
19 ALPS ETF TR AMLP 00162Q452 $17.6M 1.20% 338,754 SH
20 GOLDMAN SACHS ETF TR GPIX 38149W622 $15.8M 1.08% 284,593 SH
21 CATERPILLAR INC CAT 149123101 $13.9M 0.95% 13,044 SH
22 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $13.5M 0.92% 28,311 SH
23 JPMORGAN CHASE & CO JPM 46625H100 $13.1M 0.89% 39,907 SH
24 ELI LILLY & CO LLY 532457108 $12.9M 0.88% 10,791 SH
25 SELECT SECTOR SPDR TR XLU 81369Y886 $12.7M 0.87% 281,037 SH
26 FIRST TR EXCHANGE-TRADED FD IGLD 33733E856 $12.7M 0.86% 602,983 SH
27 ISHARES TR IGSB 464288646 $11.9M 0.81% 227,201 SH
28 ISHARES TR IEI 464288661 $11.6M 0.79% 98,765 SH
29 PROLOGIS INC. PLD 74340W103 $11.6M 0.79% 85,278 SH
30 APPLIED MATLS INC AMAT 038222105 $11.3M 0.77% 15,620 SH
31 CULLEN FROST BANKERS INC CFR 229899109 $11.0M 0.75% 70,983 SH
32 QUEST DIAGNOSTICS INC DGX 74834L100 $10.5M 0.72% 49,758 SH
33 HOME DEPOT INC HD 437076102 $10.3M 0.70% 29,180 SH
34 ASTRAZENECA PLC AZN G0593M107 $10.2M 0.69% 53,609 SH
35 BANK OF AMER CORP BAC 060505104 $9.9M 0.67% 186,607 SH
36 ANALOG DEVICES INC ADI 032654105 $9.7M 0.66% 24,464 SH
37 FLOWSERVE CORP FLS 34354P105 $9.6M 0.65% 129,742 SH
38 EQT CORP EQT 26884L109 $9.3M 0.64% 175,594 SH
39 MKS INC. MKSI 55306N104 $8.9M 0.61% 20,002 SH
40 DYCOM INDS INC DY 267475101 $8.6M 0.59% 17,091 SH
41 TJX COS INC NEW TJX 872540109 $8.6M 0.58% 56,609 SH
42 JOHNSON & JOHNSON JNJ 478160104 $8.5M 0.58% 33,539 SH
43 ALPHABET INC GOOGM 02079K404 $8.4M 0.57% 164,777 SH
44 MCDONALDS CORP MCD 580135101 $8.0M 0.54% 29,542 SH
45 REPUBLIC SVCS INC RSG 760759100 $7.9M 0.54% 37,147 SH
46 BROADCOM INC AVGO 11135F101 $7.8M 0.53% 20,652 SH
47 GENERAL DYNAMICS CORP GD 369550108 $7.6M 0.52% 21,580 SH
48 TIDAL TRUST II HBDC 88636V744 $7.6M 0.52% 308,285 SH
49 SAP SE SAP 803054204 $7.5M 0.51% 48,915 SH
50 TELEDYNE TECHNOLOGIES INC TDY 879360105 $7.5M 0.51% 11,260 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $1.47B 135 0001172661-26-003054
2026-03-31 2026-05-15 $1.32B 129 0001172661-26-001990
2025-12-31 2026-02-12 $1.33B 167 0001172661-26-000671
2025-09-30 2025-11-12 $1.24B 172 0001172661-25-004728
Filer Information
Address
1010 FRANKLIN AVENUE
GARDEN CITY, NY 11530
Phone
(516) 535-3828
Filing Manager
Hilton Capital Management, LLC
Garden City, NY
Signatory
Barbara Martens
Chief Operating Officer