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Aurora Private Wealth, Inc. — 13F Holdings & Portfolio

CIK 1802132 · latest 13F-HR filed 2026-07-22

Backtest portfolio

Aurora Private Wealth, Inc. manages $157.6M in 13F-reported U.S. long-equity assets across 177 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (5.06%), RDVI (4.80%), AAPL (4.47%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 28 new positions and exited 18; 67 existing positions rose in reported value and 43 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$157.6M

Long-equity book

Holdings
177

Distinct positions

Period
2026-06-30

Filed 2026-07-22

Q/Q Activity
+28 / −18 / ↑67 / ↓43

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPY5.1% · +2%RDVI4.8% · +43%AAPL4.5% · +3%QQQ4.5% · -1%NVDA2.5% · +5%FTSL2.4% · -1%QTEC2.3% · +38%ET2.0% · -10%GPIX2.0% · -27%AMZN1.8% · -7%META1.8% · -10%CAIE1.7% · +112%AIRR1.6% · +147%BRK.B1.6% · -16%FTHY1.6% · -4%FDT1.5% · +719%GOOG1.5% · -13%LQD1.5% · +12%SPHY1.1% · -0%TLT1.1% · -2%RDVY1.1% · +8%SCHD1.1% · +0%MSFT1.1% · +1%AIS1.1% · +15%VOO1.1% · -5%IYW1.1% · 0%ALAI1.0% · +66%JPM1.0% · -4%IVW1.0% · +1%FTXL0.9% · +4%FJUL0.8% · -32%SCHX0.8% · +2%BAC0.8% · -13%GOOGL0.8% · -27%JEPQ0.8% · +45%SCHG0.7% · +1%AMLP0.7% · -16%MRK0.7% · -3%AIQ0.7% · +20%NSC0.6% · -16%GBTC0.6% · -2%AVGO0.6% · -20%MMLG0.6% · newQTUM0.6% · +4%XNTK0.6% · -3%SCHM0.6% · -12%AMD0.6% · +26%MCD0.6% · -10%HYXF0.6% · -3%EZM0.5% · +1%MLPX0.5% · -0%AIA0.5% · 0%SSO0.5% · -2%MGK0.5% · +396%C0.5% · -9%FAUG0.4% · -6%SMH0.4% · 0%B0.4% · -8%PG0.4% · -28%FFA0.4% · +4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 31.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 1, 2026.

Assets Under Management
$374.0M
Discretionary
$374.0M
Employees
21
Accounts
1,508
Address
999 RIVERVIEW DRIVE
SUITE 201
TOTOWA, NJ 07512
Phone
(973) 394-0404
Website
This firm reports 3 disclosure items on its registration.
Name Title / Status Ownership Type
COUTANT, TONYA, MARIE ControlCHIEF COMPLIANCE OFFICER
since Jun 2021
Less than 5%Individual
SMITH, TIMOTHY, LIAM ControlPRESIDENT/CEO
since Aug 2015
75% or moreIndividual
JENNINGS, CHRISTINA, LAURENSHAREHOLDER
since Jan 2000
10–25%Individual
JENNINGS, SEAN, MICHAELSHAREHOLDER
since Jan 2000
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Apr 20, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 2, 2021 filing
  • No longer listedNUSSBAUM, ANDREW, CHARLES · CCO · Less than 5% · control person · listed since Feb 2018
  • AddedCOUTANT, TONYA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 27, 2020 filing
  • ChangedSMITH, TIMOTHY, LIAM · ownership 50–75% → 75% or more
Apr 15, 2019 filing
  • AddedJENNINGS, CHRISTINA, LAUREN · SHAREHOLDER · 10–25%
  • AddedJENNINGS, SEAN, MICHAEL · SHAREHOLDER · Less than 5%
Mar 25, 2019 filing
  • No longer listedSMITH, TARA, HALLY · SHAREHOLDER · 25–50% · control person · listed since Aug 2015
Aug 22, 2018 filing
  • AddedNUSSBAUM, ANDREW, CHARLES · CCO · Less than 5% · control person
  • ChangedSMITH, TIMOTHY, LIAM · title PRESIDENT/CEO/CCO → PRESIDENT/CEO
Apr 20, 2017 filing (earliest on record)
  • ListedSMITH, TARA, HALLY · SHAREHOLDER · 25–50% · control person
  • ListedSMITH, TIMOTHY, LIAM · PRESIDENT/CEO/CCO · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Aurora Private Wealth, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $8.0M 5.06% 10,682 SH
2 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $7.6M 4.80% 257,278 SH
3 APPLE INC AAPL 037833100 $7.0M 4.47% 24,361 SH
4 INVESCO QQQ TR QQQ 46090E103 $7.0M 4.45% 9,530 SH
5 NVIDIA CORPORATION NVDA 67066G104 $4.0M 2.52% 19,830 SH
6 FIRST TR EXCHANGE-TRADED FD FTSL 33738D309 $3.8M 2.39% 84,102 SH
7 FIRST TR EXCHANGE-TRADED FD QTEC 337345102 $3.6M 2.27% 10,676 SH
8 ENERGY TRANSFER L P ET 29273V100 $3.2M 2.00% 164,913 SH
9 GOLDMAN SACHS ETF TR GPIX 38149W622 $3.1M 1.99% 56,443 SH
10 AMAZON COM INC AMZN 023135106 $2.8M 1.78% 11,769 SH
11 META PLATFORMS INC META 30303M102 $2.8M 1.76% 4,936 SH
12 CALAMOS ETF TR CAIE 12811T571 $2.7M 1.74% 100,669 SH
13 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $2.6M 1.65% 19,458 SH
14 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.6M 1.64% 5,179 SH
15 FIRST TR HIGH YIELD OPPRT 20 FTHY 33741Q107 $2.6M 1.64% 188,553 SH
16 FIRST TR EXCH TRD ALPHDX FD FDT 33737J174 $2.4M 1.54% 25,550 SH
17 ALPHABET INC GOOG 02079K107 $2.3M 1.49% 6,636 SH
18 ISHARES TR LQD 464287242 $2.3M 1.48% 21,430 SH
19 SPDR SERIES TRUST SPHY 78468R606 $1.8M 1.14% 76,404 SH
20 ISHARES TR TLT 464287432 $1.8M 1.14% 20,713 SH
21 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $1.8M 1.12% 21,691 SH
22 SCHWAB STRATEGIC TR SCHD 808524797 $1.7M 1.11% 55,142 SH
23 MICROSOFT CORP MSFT 594918104 $1.7M 1.11% 4,683 SH
24 TIDAL TRUST III AIS 45259A845 $1.7M 1.10% 20,248 SH
25 VANGUARD INDEX FDS VOO 922908363 $1.7M 1.09% 2,506 SH
26 ISHARES TR IYW 464287721 $1.7M 1.08% 6,764 SH
27 THE ALGER ETF TRUST ALAI 015564503 $1.6M 1.00% 34,561 SH
28 JPMORGAN CHASE & CO JPM 46625H100 $1.6M 0.98% 4,738 SH
29 ISHARES TR IVW 464287309 $1.5M 0.96% 10,953 SH
30 FIRST TR EXCHANGE TRADED FD FTXL 33738R811 $1.4M 0.86% 4,755 SH
31 FIRST TR EXCHNG TRADED FD VI FJUL 33740U208 $1.3M 0.84% 22,339 SH
32 SCHWAB STRATEGIC TR SCHX 808524201 $1.3M 0.83% 44,665 SH
33 BANK OF AMER CORP BAC 060505104 $1.3M 0.80% 22,179 SH
34 ALPHABET INC GOOGL 02079K305 $1.2M 0.77% 3,400 SH
35 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $1.2M 0.75% 19,345 SH
36 SCHWAB STRATEGIC TR SCHG 808524300 $1.2M 0.74% 34,450 SH
37 ALPS ETF TR AMLP 00162Q452 $1.1M 0.72% 21,739 SH
38 MERCK & CO INC MRK 58933Y105 $1.1M 0.71% 8,690 SH
39 GLOBAL X FDS AIQ 37954Y632 $1.0M 0.66% 15,880 SH
40 NORFOLK SOUTHN CORP NSC 655844108 $1.0M 0.65% 3,249 SH
41 GRAYSCALE BITCOIN TRUST ETF GBTC 389637109 $1.0M 0.64% 22,005 SH
42 BROADCOM INC AVGO 11135F101 $989.0K 0.63% 2,619 SH
43 FIRST TR EXCHNG TRADED FD VI AFGR 33740F789 $987.0K 0.63% 27,012 SH
44 ETF SER SOLUTIONS QTUM 26922A420 $980.0K 0.62% 5,927 SH
45 SPDR SERIES TRUST XNTK 78464A102 $962.0K 0.61% 2,463 SH
46 SCHWAB STRATEGIC TR SCHM 808524508 $942.0K 0.60% 25,542 SH
47 ADVANCED MICRO DEVICES INC AMD 007903107 $927.0K 0.59% 1,595 SH
48 MCDONALDS CORP MCD 580135101 $922.0K 0.59% 3,413 SH
49 ISHARES TR HYXF 46435G441 $873.0K 0.55% 18,693 SH
50 WISDOMTREE TR EZM 97717W570 $840.0K 0.53% 11,080 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $157.6M 177 0001802132-26-000003
2026-03-31 2026-04-16 $140.5M 167 0001802132-26-000002
2025-12-31 2026-02-02 $152.2M 163 0001802132-26-000001
Filer Information
Address
100 ENTERPRISE DRIVE, SUITE 504
ROCKAWAY, NJ 07866
Phone
(973) 394-0404
Filing Manager
Aurora Private Wealth, Inc.
ROCKAWAY, NJ
Signatory
tonya coutant
CCO