Shah Wealth Advisors, LLC — 13F Holdings & Portfolio
CIK 2149018 · latest 13F-HR filed 2026-08-07
Shah Wealth Advisors, LLC manages $433.3M in 13F-reported U.S. long-equity assets across 79 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DYNF (15.60%), VGT (7.65%), VOE (6.25%).
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-07
no prior filing cached
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
1 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 65.5%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jul 31, 2026.
SUITE A
CHINO HILLS, CA 91709
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| SHAH, SIDDHARTH, PRAVIN Control | CEO, PRESIDENT AND SENIOR FINANCIAL ADVISOR since Apr 2026 | 75% or more | Individual |
| Shah, Nihar, S Control | FINANCIAL ADVISOR since Apr 2026 | 10–25% | Individual |
| ICON TRUST, LLC | TRUSTEE OF THE NIHAR SHAH IRRECOVABLE TRUST since Dec 2025 | 10–25% | Domestic Entity |
| KIM, KEVIN, MIN | CHIEF COMPLIANCE OFFICER since Feb 2026 | Less than 5% | Individual |
| NIHAR SHAH IRREVOCABLE TRUST DTD 12/19/2025 | OWNER since Apr 2026 | 10–25% | Domestic Entity |
Ownership & leadership changes · 2 filings with changes since Feb 13, 2026
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedWOODARD, KEVIN, SEAN · MEMBER AND MANAGER · 75% or more · listed since Feb 2026
- AddedICON TRUST, LLC · TRUSTEE OF THE NIHAR SHAH IRRECOVABLE TRUST · 10–25%
- AddedNIHAR SHAH IRREVOCABLE TRUST DTD 12/19/2025 · OWNER · 10–25%
- ChangedWOODARD, KEVIN, SEAN · no longer a control person
- ListedKIM, KEVIN, MIN · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedSHAH, SIDDHARTH, PRAVIN · CEO, PRESIDENT AND SENIOR FINANCIAL ADVISOR · 75% or more · control person
- ListedShah, Nihar, S · FINANCIAL ADVISOR · 10–25% · control person
- ListedWOODARD, KEVIN, SEAN · MEMBER AND MANAGER · 75% or more · control person
Shah Wealth Advisors, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF | DYNF | 09290C103 | $67.6M | 15.60% | 993,630 | SH |
| 2 | VANGUARD INFORMATION TECHNOLOGY ETF | VGT | 92204A702 | $33.2M | 7.65% | 277,415 | SH |
| 3 | VANGUARD MORNINGSTAR MID-CAP VALUE ETF | VOE | 922908512 | $27.1M | 6.25% | 136,988 | SH |
| 4 | ISHARES GOLD TRUST | IAU | 464285204 | $26.8M | 6.19% | 355,328 | SH |
| 5 | ISHARES INTERNATIONAL EQUITY FACTOR ETF | INTF | 46434V274 | $26.8M | 6.19% | 654,401 | SH |
| 6 | ISHARES FLEXIBLE INCOME ACTIVE ETF | BINC | 092528603 | $26.6M | 6.14% | 508,683 | SH |
| 7 | ISHARES A.I. INNOVATION AND TECH ACTIVE ETF | BAI | 09290C780 | $20.6M | 4.76% | 391,169 | SH |
| 8 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $20.0M | 4.61% | 99,777 | SH |
| 9 | ISHARES CORE MSCI EMERGING MARKETS ETF | IEMG | 46434G103 | $18.6M | 4.28% | 223,937 | SH |
| 10 | ISHARES MSCI USA MOMENTUM FACTOR ETF | MTUM | 46432F396 | $16.7M | 3.86% | 48,732 | SH |
| 11 | VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF | EMLC | 92189H300 | $16.6M | 3.84% | 650,752 | SH |
| 12 | ISHARES MSCI INDIA ETF | INDA | 46429B598 | $13.4M | 3.09% | 271,062 | SH |
| 13 | TESLA INC COM | TSLA | 88160R101 | $12.7M | 2.94% | 30,288 | SH |
| 14 | VANGUARD TOTAL BOND MARKET ETF | BND | 921937835 | $9.9M | 2.29% | 134,952 | SH |
| 15 | HDFC BANK LTD SPONSORED ADS | HDB | 40415F101 | $9.1M | 2.09% | 351,228 | SH |
| 16 | AURORA INNOVATION INC CLASS A COM | AUR | 051774107 | $8.0M | 1.86% | 1,178,653 | SH |
| 17 | STATE STREET SPDR S&P METALS & MINING ETF | XME | 78464A755 | $7.8M | 1.80% | 72,892 | SH |
| 18 | VANGUARD SHORT-TERM BOND ETF | BSV | 921937827 | $7.3M | 1.68% | 93,651 | SH |
| 19 | APPLE INC COM | AAPL | 037833100 | $5.7M | 1.32% | 19,764 | SH |
| 20 | BLOOM ENERGY CORP COM CL A | BE | 093712107 | $4.8M | 1.12% | 15,992 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $4.4M | 1.01% | 8,758 | SH |
| 22 | JPMORGAN ULTRA-SHORT INCOME ETF | JPST | 46641Q837 | $3.9M | 0.90% | 77,195 | SH |
| 23 | CRISPR THERAPEUTICS AG NAMEN AKT | CRSP | H17182108 | $3.8M | 0.87% | 69,060 | SH |
| 24 | ROCKET LAB CORP COM | RKLB | 773121108 | $3.2M | 0.73% | 31,002 | SH |
| 25 | AMAZON COM INC COM | AMZN | 023135106 | $2.1M | 0.49% | 8,930 | SH |
| 26 | META PLATFORMS INC CL A | META | 30303M102 | $2.0M | 0.47% | 3,611 | SH |
| 27 | EXXONMOBIL HOLDINGS CORP COM SHS | XOM | 30233Q108 | $1.5M | 0.34% | 10,729 | SH |
| 28 | ISHARES 0-3 MONTH TREASURY BOND ETF | SGOV | 46436E718 | $1.4M | 0.33% | 14,281 | SH |
| 29 | MICROSOFT CORP COM | MSFT | 594918104 | $1.4M | 0.32% | 3,692 | SH |
| 30 | UBER TECHNOLOGIES INC COM | UBER | 90353T100 | $1.3M | 0.31% | 18,360 | SH |
| 31 | VANGUARD TOTAL WORLD STOCK ETF | VT | 922042742 | $1.3M | 0.30% | 8,190 | SH |
| 32 | GE AEROSPACE COM NEW | GE | 369604301 | $1.3M | 0.30% | 3,429 | SH |
| 33 | PHILIP MORRIS INTL INC COM | PM | 718172109 | $1.3M | 0.29% | 7,000 | SH |
| 34 | ALTRIA GROUP INC COM | MO | 02209S103 | $1.2M | 0.28% | 16,800 | SH |
| 35 | SERVICETITAN INC SHS CL A | TTAN | 81764X103 | $1.2M | 0.27% | 16,776 | SH |
| 36 | VERIZON COMMUNICATIONS INC COM | VZ | 92343V104 | $1.1M | 0.26% | 26,555 | SH |
| 37 | AT&T INC COM | T | 00206R102 | $1.1M | 0.25% | 52,091 | SH |
| 38 | GE VERNOVA INC COM | GEV | 36828A101 | $995.1K | 0.23% | 847 | SH |
| 39 | ISHARES SHORT DURATION BOND ACTIVE ETF | NEAR | 46431W507 | $916.5K | 0.21% | 18,091 | SH |
| 40 | ALLSTATE CORP COM | ALL | 020002101 | $887.8K | 0.20% | 3,731 | SH |
| 41 | VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF | VTI | 922908769 | $857.5K | 0.20% | 2,317 | SH |
| 42 | THE CIGNA GROUP COM | CI | 125523100 | $819.3K | 0.19% | 2,972 | SH |
| 43 | PROGRESSIVE CORP COM | PGR | 743315103 | $795.4K | 0.18% | 3,641 | SH |
| 44 | INVESCO QQQ TRUST SERIES I | QQQ | 46090E103 | $745.2K | 0.17% | 1,012 | SH |
| 45 | AMERICAN WTR WKS CO INC NEW COM | AWK | 030420103 | $714.6K | 0.16% | 5,431 | SH |
| 46 | COCA COLA CO COM | KO | 191216100 | $714.1K | 0.16% | 8,787 | SH |
| 47 | NOVARTIS AG SPONSORED ADR | NVS | 66987V109 | $681.1K | 0.16% | 4,346 | SH |
| 48 | ORACLE CORP COM | ORCL | 68389X105 | $679.1K | 0.16% | 4,634 | SH |
| 49 | CHEVRON CORPORATION COM | CVX | 166764100 | $660.6K | 0.15% | 3,985 | SH |
| 50 | AMERICAN ELEC PWR CO INC COM | AEP | 025537101 | $638.8K | 0.15% | 4,669 | SH |
SUITE A
CHINO HILLS, CA 91709