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Harvest Investment Services, LLC — 13F Holdings & Portfolio

CIK 1591097 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Harvest Investment Services, LLC manages $646.9M in 13F-reported U.S. long-equity assets across 383 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are LMBS (6.94%), VSAT (2.40%), GLD (2.28%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 88 new positions and exited 51; 185 existing positions rose in reported value and 46 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$646.9M

Long-equity book

Holdings
383

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+88 / −51 / ↑185 / ↓46

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
LMBS6.9% · +1%VSAT2.4% · +4%GLD2.3% · -3%SLV1.8% · +11%WDC1.7% · -18%RDVY1.6% · +14%SSRM1.5% · -2%FTSM1.5% · +24%HWM1.4% · -4%AER1.4% · -3%LINC1.2% · -2%LITE1.2% · +144%CASY1.1% · +15%SNEX1.0% · +11%TTMI1.0% · +14%FDL1.0% · +4%QQQ1.0% · -13%COKE1.0% · +1%CELC1.0% · +10%PLTR0.9% · -14%LAUR0.9% · -15%NVDA0.9% · -3%SPNT0.9% · +14%KTOS0.8% · -13%AAPL0.8% · -2%FVD0.8% · +4%TDIV0.8% · +8%PL0.8% · +51%FIX0.8% · +234%AZZ0.7% · -4%WWD0.7% · -12%VIAV0.7% · +400%CW0.7% · -15%COST0.7% · +10%HL0.7% · +10%FDEC0.7% · +2%SPY0.7% · +2%AEHR0.7% · +91%AVGO0.6% · -23%AGX0.6% · newDGRW0.6% · +11%IWM0.6% · +10%BUFR0.6% · +12%WELL0.6% · -12%KOD0.6% · +37%RKLB0.6% · -38%CLOI0.6% · +4%KNGZ0.6% · +10%TSM0.6% · -5%ATRO0.6% · +22%FGD0.5% · +4%VSEC0.5% · -47%DOCN0.5% · newKLAC0.5% · +878%CIEN0.5% · +10%SPHR0.5% · +95%DAVE0.5% · -4%VICR0.5% · +46%LLY0.5% · +1%BE0.5% · -36%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 22.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 26, 2026.

Assets Under Management
$758.4M
Discretionary
$758.4M
Employees
38
Accounts
3,427
Address
1 TRANSAM PLAZA DRIVE
SUITE 230
OAKBROOK TERRACE, IL 60181-4285
Phone
(630) 613-9230
Website
Name Title / Status Ownership Type
ALYO, JOHN, K ControlCIO/CHIEF COMPLIANCE OFFICER
since Oct 2011
10–25%Individual
HARVEST FINANCIAL PLANNING, LLC ControlOWNER
since Oct 2011
50–75%Domestic Entity
NEWELL, TIMOTHY, JOHN ControlPRESIDENT/CEO
since Oct 2011
Less than 5%Individual
NEWELL, TIMOTHY, JOHN Control
Indirect owner via HARVEST FINANCIAL PLANNING, LLC
OWNER
since Oct 2011
50–75%Individual
Ownership & leadership changes · 8 filings with changes since Dec 23, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedBRADTMILLER, SCOTT, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2024
  • ChangedALYO, JOHN, K · title CIO → CIO/CHIEF COMPLIANCE OFFICER
Mar 14, 2024 filing
  • AddedBRADTMILLER, SCOTT, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedNEWELL, TIMOTHY, JOHN · title PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER → PRESIDENT/CEO
Aug 10, 2023 filing
  • No longer listedNEWELL, FREDERICK, ALFRED · CHIEF COMPLIANCE OFFICER · 10–25% · control person · listed since Oct 2011
  • ChangedNEWELL, TIMOTHY, JOHN · title PRESIDENT/CEO → PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER
Mar 30, 2023 filing
  • ChangedNEWELL, TIMOTHY, JOHN · indirect via HARVEST FINANCIAL PLANNING, LLC: ownership 75% or more → 50–75%
May 14, 2020 filing
  • No longer listedALYO, JOHN, K · MEMBER · General partner, trustee or manager · indirect via HARVEST FINANCIAL PLANNING, LLC · listed since Oct 2011
  • No longer listedNEWELL, FREDERICK, ALFRED · MEMBER · General partner, trustee or manager · indirect via HARVEST FINANCIAL PLANNING, LLC · listed since Oct 2011
  • ChangedALYO, JOHN, K · ownership Less than 5% → 10–25%
  • ChangedHARVEST FINANCIAL PLANNING, LLC · ownership 75% or more → 50–75%
  • ChangedNEWELL, FREDERICK, ALFRED · ownership Less than 5% → 10–25%
Sep 17, 2018 filing
  • AddedALYO, JOHN, K · MEMBER · General partner, trustee or manager · indirect via HARVEST FINANCIAL PLANNING, LLC
  • AddedNEWELL, FREDERICK, ALFRED · MEMBER · General partner, trustee or manager · indirect via HARVEST FINANCIAL PLANNING, LLC
Aug 31, 2012 filing
  • No longer listedTIMOTHY J. NEWELL · OWNER · 75% or more · indirect via HARVEST FINANCIAL PLANNING, LLC · listed since Oct 2011
  • AddedNEWELL, TIMOTHY, JOHN · OWNER · 75% or more · indirect via HARVEST FINANCIAL PLANNING, LLC · control person
  • ChangedNEWELL, TIMOTHY, JOHN · ownership 75% or more → Less than 5%
Jan 9, 2012 filing
  • No longer listedTIM J AND JENNIFER B NEWELL TRUST DTD 12/12/1994 · OWNER · 75% or more · indirect via HARVEST FINANCIAL PLANNING, LLC · listed since Oct 2011
  • AddedHARVEST FINANCIAL PLANNING, LLC · OWNER · 75% or more · control person
  • AddedTIMOTHY J. NEWELL · OWNER · 75% or more · indirect via HARVEST FINANCIAL PLANNING, LLC
  • ChangedALYO, JOHN, K · title CEO → CIO
Dec 23, 2011 filing (earliest on record)
  • ListedALYO, JOHN, K · CEO · Less than 5% · control person
  • ListedNEWELL, FREDERICK, ALFRED · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedNEWELL, TIMOTHY, JOHN · PRESIDENT/CEO · 75% or more · control person
  • ListedTIM J AND JENNIFER B NEWELL TRUST DTD 12/12/1994 · OWNER · 75% or more · indirect via HARVEST FINANCIAL PLANNING, LLC

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Harvest Investment Services, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 FIRST TR EXCHANGE-TRADED FD LMBS 33739Q200 $44.9M 6.94% 902,106 SH
2 VIASAT INC VSAT 92552V100 $15.5M 2.40% 172,884 SH
3 SPDR GOLD TR GLD 78463V107 $14.7M 2.28% 39,950 SH
4 ISHARES SILVER TR SLV 46428Q109 $11.7M 1.81% 219,155 SH
5 WESTERN DIGITAL CORP WDC 958102105 $10.8M 1.67% 16,956 SH
6 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $10.6M 1.64% 130,811 SH
7 SSR MINING IN SSRM 784730103 $9.8M 1.52% 348,153 SH
8 FIRST TR EXCHANGE-TRADED FD FTSM 33739Q408 $9.7M 1.51% 163,016 SH
9 HOWMET AEROSPACE INC HWM 443201108 $9.1M 1.41% 33,905 SH
10 AERCAP HOLDINGS NV AER N00985106 $8.8M 1.36% 60,510 SH
11 LINCOLN EDL SVCS CORP LINC 533535100 $7.6M 1.17% 152,011 SH
12 LUMENTUM HLDGS INC LITE 55024U109 $7.6M 1.17% 8,826 SH
13 CASEYS GEN STORES INC CASY 147528103 $7.2M 1.11% 9,035 SH
14 STONEX GROUP INC SNEX 861896108 $6.7M 1.04% 56,938 SH
15 TTM TECHNOLOGIES INC TTMI 87305R109 $6.6M 1.03% 35,498 SH
16 FIRST TR EXCHANGE-TRADED FD FDL 336917109 $6.6M 1.02% 136,135 SH
17 INVESCO QQQ TR QQQ 46090E103 $6.5M 1.01% 8,829 SH
18 COCA COLA CONS INC COKE 191098102 $6.3M 0.98% 33,144 SH
19 CELCUITY INC CELC 15102K100 $6.3M 0.97% 59,747 SH
20 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $6.1M 0.95% 52,408 SH
21 LAUREATE ED INC LAUR 518613203 $6.1M 0.94% 168,139 SH
22 NVIDIA CORPORATION NVDA 67066G104 $6.1M 0.94% 30,246 SH
23 SIRIUSPOINT LTD SPNT G8192H106 $5.6M 0.87% 234,415 SH
24 KRATOS DEFENSE & SEC SOLUTIO KTOS 50077B207 $5.2M 0.80% 104,143 SH
25 APPLE INC AAPL 037833100 $5.2M 0.80% 17,799 SH
26 FIRST TR EXCHANGE-TRADED FD FVD 33734H106 $5.1M 0.79% 106,190 SH
27 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $5.0M 0.77% 43,551 SH
28 PLANET LABS PBC PL 72703X106 $5.0M 0.77% 150,838 SH
29 COMFORT SYS USA INC FIX 199908104 $5.0M 0.77% 2,507 SH
30 AZZ INC AZZ 002474104 $4.8M 0.75% 31,093 SH
31 WOODWARD INC WWD 980745103 $4.8M 0.74% 11,233 SH
32 VIAVI SOLUTIONS INC VIAV 925550105 $4.8M 0.74% 100,067 SH
33 CURTISS WRIGHT CORP CW 231561101 $4.7M 0.72% 6,175 SH
34 COSTCO WHOLESALE CORPORATION COST 22160K105 $4.5M 0.69% 4,769 SH
35 HECLA MINING COMPANY HL 422704106 $4.4M 0.69% 287,203 SH
36 FIRST TR EXCHNG TRADED FD VI FDEC 33740U505 $4.4M 0.68% 81,004 SH
37 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.3M 0.66% 5,727 SH
38 AEHR TEST SYS AEHR 00760J108 $4.3M 0.66% 44,359 SH
39 BROADCOM INC AVGO 11135F101 $4.0M 0.62% 10,696 SH
40 ARGAN INC AGX 04010E109 $4.0M 0.62% 5,031 SH
41 WISDOMTREE TR DGRW 97717X669 $4.0M 0.62% 41,896 SH
42 ISHARES TR IWM 464287655 $4.0M 0.61% 13,156 SH
43 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $3.9M 0.61% 107,973 SH
44 WELLTOWER INC WELL 95040Q104 $3.8M 0.59% 16,911 SH
45 KODIAK SCIENCES INC KOD 50015M109 $3.8M 0.59% 97,846 SH
46 ROCKET LAB CORP RKLB 773121108 $3.8M 0.59% 37,298 SH
47 VANECK ETF TRUST CLOI 92189H748 $3.7M 0.57% 69,960 SH
48 FIRST TR EXCHANGE TRADED FD KNGZ 33738R738 $3.7M 0.57% 91,335 SH
49 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $3.6M 0.56% 7,565 SH
50 ASTRONICS CORP ATRO 046433108 $3.6M 0.55% 44,003 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $646.9M 383 0001172661-26-003722
2026-03-31 2026-05-15 $546.7M 346 0001172661-26-001993
2025-12-31 2026-02-17 $530.0M 327 0001172661-26-000947
2025-09-30 2025-11-17 $497.0M 319 0001172661-25-005197
Filer Information
Address
1 TRANSAM PLAZA DRIVE
SUITE 230
OAKBROOK TERRACE, IL 60181
Phone
(630) 613-9230
Filing Manager
Harvest Investment Services, LLC
Oakbrook Terrace, IL
Signatory
John Alyo
CIO/Chief Compliance Officer