THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. — 13F Holdings & Portfolio
CIK 319933 · latest 13F-HR filed 2026-10-14
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. manages $61.1M in 13F-reported U.S. long-equity assets across 4,871 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (1.27%), AAPL (1.24%), VOO (1.20%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 27 new positions and exited 628; 25 existing positions rose in reported value and 537 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$61.1M
Long-equity book
Holdings
4,871
Distinct positions
Period
2026-09-30
Filed 2026-10-14
Q/Q Activity
+27 / −628 / ↑25 / ↓537
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AAPL5.3% · -67%MSFT3.1% · -83%VOO3.1% · -34%NVDA2.1% · -84%LLY1.8% · -81%BRK.B1.7% · -70%MU1.5% · -61%QQQ1.4% · -64%IVV1.3% · -78%AVGO1.0% · -80%RECS1.0% · -59%JNJ1.0% · -73%AMZN1.0% · -84%OUSA0.9% · -76%JPM0.9% · -78%CSCO0.9% · -78%CGDV0.9% · -73%COST0.9% · -68%SPY0.8% · -83%CGGR0.8% · -76%GOOGL0.8% · -80%ABBV0.8% · -74%WMT0.8% · -77%IEFA0.8% · -76%AMD0.7% · -69%RDVY0.7% · -90%APH0.7% · -24%LIN0.7% · -63%IJH0.7% · -61%TSLA0.7% · -79%CMI0.7% · -72%ETN0.7% · -56%AMGN0.7% · -67%ADI0.7% · -75%PH0.6% · -64%TXN0.6% · -75%ROUS0.6% · -78%LVHI0.6% · -79%CGXU0.6% · -86%SPCX0.6% · +356%GWW0.6% · -66%TSM0.6% · -73%SIL0.6% · -76%HD0.6% · -72%JGRO0.5% · -81%META0.5% · -70%XOM0.5% · -79%LMT0.5% · -73%OUSM0.5% · -78%LRCX0.5% · -67%GD0.5% · -73%CB0.5% · -69%NEE0.5% · -72%SLV0.5% · -82%MA0.5% · -70%TJX0.5% · -41%PWR0.5% · -74%ACWI0.4% · -80%BLK0.4% · -78%ECL0.4% · -58%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 22.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Nov 9, 2021.
Employees
2
Address
9000 KEYSTONE CROSSING
SUITE 700
INDIANAPOLIS, IN 46240
SUITE 700
INDIANAPOLIS, IN 46240
Phone
(317) 581-4000
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| FINANCIAL SERVICES HOLDINGS, LLC Control | SOLE SHAREHOLDER since Dec 2020 | 75% or more | Domestic Entity |
| PARKER, RICHARD WILSON Control | PRESIDENT / CEO / TREASURER since May 2020 | Less than 5% | Individual |
| TITAK, JAMES JOHN Control | CHAIRMAN OF THE BOARD since Sep 2018 | Less than 5% | Individual |
| REYNOLDS, MATTHEW MARK | FINOP / PFO / POO since Feb 2021 | Less than 5% | Individual |
| SWEENEY, BRIAN PATRICK | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY since Jan 2017 | Less than 5% | Individual |
| PARKER, RICHARD WILSON Control Indirect owner via FINANCIAL SERVICES HOLDINGS, LLC | OWNER since Dec 2020 | General partner, trustee or manager | Individual |
| PARKER, RICHARD WILSON Control Indirect owner via TRUSTEE, JAMES J. TITAK IRREVOCABLE TRUST | TRUSTEE, JAMES J. TITAK IRREVOCABLE TRUST since Dec 2020 | General partner, trustee or manager | Individual |
| TITAK, JAMES JOHN Control Indirect owner via FINANCIAL SERVICES HOLDINGS, LLC | OWNER since Dec 2020 | General partner, trustee or manager | Individual |
| JAMES J. TITAK IRREVOCABLE TRUST Indirect owner via FINANCIAL SERVICES HOLDINGS, LLC | OWNER since Dec 2020 | 50–75% | Domestic Entity |
Ownership & leadership changes · 10 filings with changes since Dec 1, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Nov 9, 2021 filing
- No longer listedLAURIA, LISA LOUISE · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2019
- AddedJAMES J. TITAK IRREVOCABLE TRUST · OWNER · 50–75% · indirect via FINANCIAL SERVICES HOLDINGS, LLC
- AddedPARKER, RICHARD WILSON · TRUSTEE, JAMES J. TITAK IRREVOCABLE TRUST · General partner, trustee or manager · indirect via TRUSTEE, JAMES J. TITAK IRREVOCABLE TRUST · control person
- ChangedTITAK, JAMES JOHN · indirect via FINANCIAL SERVICES HOLDINGS, LLC: ownership 75% or more → General partner, trustee or manager
Oct 27, 2021 filing
- No longer listedHERD, LYNETTE · SECRETARY/TREASURER/DIRECTOR/FINOP/PFO/POO · Less than 5% · control person · listed since Sep 1980
- AddedREYNOLDS, MATTHEW MARK · FINOP / PFO / POO · Less than 5%
- ChangedPARKER, RICHARD WILSON · title PRESIDENT AND CEO → PRESIDENT / CEO / TREASURER
- ChangedSWEENEY, BRIAN PATRICK · title CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL → CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY
Dec 14, 2020 filing
- AddedFINANCIAL SERVICES HOLDINGS, LLC · SOLE SHAREHOLDER · 75% or more · control person
- AddedPARKER, RICHARD WILSON · OWNER · General partner, trustee or manager · indirect via FINANCIAL SERVICES HOLDINGS, LLC · control person
- AddedTITAK, JAMES JOHN · OWNER · 75% or more · indirect via FINANCIAL SERVICES HOLDINGS, LLC · control person
- Listed againLAURIA, LISA LOUISE · CHIEF OPERATING OFFICER · Less than 5% · control person
- ChangedHERD, LYNETTE · title SECRETARY/TREASURER/DIRECTOR/FINOP → SECRETARY/TREASURER/DIRECTOR/FINOP/PFO/POO
- ChangedPARKER, RICHARD WILSON · ownership 5–10% → Less than 5%
- ChangedTITAK, JAMES JOHN · ownership 75% or more → Less than 5%
Sep 27, 2018 filing
- ChangedHERD, LYNETTE · title SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL → SECRETARY/TREASURER/DIRECTOR/FINOP
- ChangedPARKER, RICHARD WILSON · title VICE PRESIDENT, DIRECTOR → PRESIDENT AND CEO
- ChangedSWEENEY, BRIAN PATRICK · title CO-CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
- ChangedSWEENEY, BRIAN PATRICK · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL
- ChangedTITAK, JAMES JOHN · title PRESIDENT → CHAIRMAN OF THE BOARD
Jan 31, 2017 filing
- No longer listedLAURIA, LISA LOUISE · MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2013
- AddedSWEENEY, BRIAN PATRICK · CO-CHIEF COMPLIANCE OFFICER · Less than 5%
Sep 28, 2016 filing
- No longer listedALLEN, GABRIELE PEGGY · ROSFP · Less than 5% · listed since Sep 2002
- No longer listedBAXTER, GARY STEPHEN · VICE PRESIDENT · Less than 5% · listed since Jan 2004
- No longer listedBRUNO, JOHN JOSEPH · VICE PRESIDENT · Less than 5% · listed since Jul 2006
- No longer listedHARGITT, PAUL LEE III · VICE PRESIDENT · Less than 5% · listed since Oct 2004
Aug 31, 2015 filing
- ChangedHERD, LYNETTE · ownership 5–10% → Less than 5%
Feb 19, 2014 filing
- ChangedHERD, LYNETTE · title SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER → SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL
- ChangedLAURIA, LISA LOUISE · title MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER → MUNICIPAL PRINCIPAL, CHIEF COMPLIANCE OFFICER
- ChangedTITAK, JAMES JOHN · title PRESIDENT/CHAIRMAN, BOARD OF DIRECTORS → PRESIDENT
Dec 11, 2013 filing
- No longer listedSPRINGER, ROBERT HUGHES JR · DIRECTOR · Less than 5% · control person · listed since Jan 2002
- ChangedTITAK, JAMES JOHN · title PRESIDENT/DIRECTOR → PRESIDENT/CHAIRMAN, BOARD OF DIRECTORS
Sep 20, 2013 filing
- AddedLAURIA, LISA LOUISE · MUNICIPAL PRINCIPAL, CO-CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedHERD, LYNETTE · title SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO → SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CO-CHIEF COMPLIANCE OFFICER
- ChangedSPRINGER, ROBERT HUGHES JR · title MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO → DIRECTOR
Older changes (1 more filing)
Dec 1, 2011 filing (earliest on record)
- ListedALLEN, GABRIELE PEGGY · ROSFP · Less than 5%
- ListedBAXTER, GARY STEPHEN · VICE PRESIDENT · Less than 5%
- ListedBRUNO, JOHN JOSEPH · VICE PRESIDENT · Less than 5%
- ListedHARGITT, PAUL LEE III · VICE PRESIDENT · Less than 5%
- ListedHERD, LYNETTE · SECRETARY/TREASURER/DIRECTOR/FIN. OPS. PRINCIPAL/CHIEF COMPLIANCE OFFICER/CO-COO · 5–10% · control person
- ListedPARKER, RICHARD WILSON · VICE PRESIDENT, DIRECTOR · 5–10% · control person
- ListedSPRINGER, ROBERT HUGHES JR · MUNICIPAL PRINCIPAL/DIRECTOR/CO-COO · Less than 5% · control person
- ListedTITAK, JAMES JOHN · PRESIDENT/DIRECTOR · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPACE EXPLORATION$268.8K +302.6%
- ALLEGIANT TRAVEL CO$68.1K +161.7%
- PUTNAM ETF$63.8K +89.1%
- ISHARES ETF$63.2K +310.0%
- CREDO TECHNOLOGY GRP$37.9K +3484.0%
Top Trims
- MICROSOFT CORP-$6.1M -76.2%
- NVIDIA CORP-$5.8M -81.7%
- ORACLE CORPORATION-$5.4M -96.5%
- APPLE INC-$5.2M -61.9%
- ELI LILLY & CO-$4.9M -82.0%
New Positions
- EXXONMOBIL HLDGS CORP$327.8K
- JP MORGAN TR ETF$161.4K
- THEMES TR LEVERAGE ETF$77.1K
- DIREXION SHS TR ETF$66.7K
- DIREXION TR DAILY ETF$66.6K
Exited Positions
- EXXON MOBIL CORP CHG$1.3M
- ISHARES MORNINGSTAR ETF$936.2K
- HORIZON BANCORP INC$717.6K
- GOLDMAN SACHS TR ETF$673.7K
- ISHARES ETF$598.6K
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $776.3K | 1.27% | 2,331 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $755.3K | 1.24% | 2,268 | SH |
| 3 | VANGUARD INDEX FDS ETF | VOO | 922908363 | $733.8K | 1.20% | 1,047 | SH |
| 4 | COLUMBIA ETF TR I ETF | RECS | 19761L706 | $416.5K | 0.68% | 9,236 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $399.6K | 0.65% | 1,200 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $392.9K | 0.64% | 766 | SH |
| 7 | INVESCO QQQ TR ETF | QQQ | 46090E103 | $390.6K | 0.64% | 528 | SH |
| 8 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $376.0K | 0.62% | 491 | SH |
| 9 | BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | $348.6K | 0.57% | 700 | SH |
| 10 | MICRON TECHNOLOGY INC | MU | 595112103 | $346.2K | 0.57% | 325 | SH |
| 11 | MICRON TECHNOLOGY INC | MU | 595112103 | $314.2K | 0.51% | 295 | SH |
| 12 | ISHARES CORE S&P MID ETF | IJH | 464287507 | $310.8K | 0.51% | 4,319 | SH |
| 13 | ISHARES CORE MSCI ETF | IEFA | 46432F842 | $285.6K | 0.47% | 2,948 | SH |
| 14 | MICROSOFT CORP | MSFT | 594918104 | $285.2K | 0.47% | 556 | SH |
| 15 | ALPS ETF TR ETF | OUSA | 00162Q387 | $237.9K | 0.39% | 4,000 | SH |
| 16 | CAPITAL GRP GROWTH ETF | CGGR | 14020G101 | $225.3K | 0.37% | 4,750 | SH |
| 17 | VANGUARD INDEX FDS ETF | VOO | 922908363 | $221.5K | 0.36% | 316 | SH |
| 18 | APPLE INC | AAPL | 037833100 | $204.1K | 0.33% | 613 | SH |
| 19 | DIMENSIONAL TR ETF | DFIC | 25434V799 | $203.8K | 0.33% | 5,419 | SH |
| 20 | APPLE INC | AAPL | 037833100 | $202.5K | 0.33% | 608 | SH |
| 21 | TESLA INC | TSLA | 88160R101 | $201.9K | 0.33% | 569 | SH |
| 22 | VANGUARD MORNINGSTAR ETF | VTI | 922908769 | $199.8K | 0.33% | 534 | SH |
| 23 | INVESCO NASDAQ 100 ETF | QQQM | 46138G649 | $193.4K | 0.32% | 635 | SH |
| 24 | BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | $191.7K | 0.31% | 385 | SH |
| 25 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $186.9K | 0.31% | 244 | SH |
| 26 | MICROSOFT CORP | MSFT | 594918104 | $184.1K | 0.30% | 359 | SH |
| 27 | STATE STREET SPDR ETF | SPY | 78462F103 | $183.8K | 0.30% | 241 | SH |
| 28 | VANGUARD INDEX FDS ETF | VOO | 922908363 | $183.6K | 0.30% | 262 | SH |
| 29 | ISHARES INC ETF | IEMG | 46434G103 | $168.5K | 0.28% | 2,076 | SH |
| 30 | DIMENSIONAL TR US ETF | DFAC | 25434V708 | $163.9K | 0.27% | 3,687 | SH |
| 31 | BROADCOM INC | AVGO | 11135F101 | $163.7K | 0.27% | 466 | SH |
| 32 | JPMORGAN TR ACTIVE ETF | JGRO | 46654Q609 | $159.4K | 0.26% | 1,650 | SH |
| 33 | NVIDIA CORP | NVDA | 67066G104 | $153.2K | 0.25% | 671 | SH |
| 34 | APPLE INC | AAPL | 037833100 | $149.9K | 0.25% | 450 | SH |
| 35 | BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | $149.4K | 0.24% | 300 | SH |
| 36 | INTEL CORP | INTC | 458140100 | $148.5K | 0.24% | 1,235 | SH |
| 37 | ISHARES MSCI ACWI ETF | ACWI | 464288257 | $145.6K | 0.24% | 917 | SH |
| 38 | AT & T INC | T | 00206R102 | $143.7K | 0.24% | 5,887 | SH |
| 39 | VANGUARD TOTAL INTL ETF | VXUS | 921909768 | $135.4K | 0.22% | 1,594 | SH |
| 40 | ELI LILLY & CO | LLY | 532457108 | $135.4K | 0.22% | 117 | SH |
| 41 | NVIDIA CORP | NVDA | 67066G104 | $135.2K | 0.22% | 592 | SH |
| 42 | TAIWAN SEMICONDUCTOR | TSM | 874039100 | $134.6K | 0.22% | 295 | SH |
| 43 | CAPITAL GRP DIVIDEND ETF | CGDV | 14020W106 | $131.9K | 0.22% | 2,700 | SH |
| 44 | FIDELITY HIGH ETF | FDVV | 316092840 | $131.6K | 0.22% | 2,167 | SH |
| 45 | FIDELITY COVINGTON ETF | FELC | 316092113 | $130.0K | 0.21% | 3,000 | SH |
| 46 | VANGUARD INDEX FDS ETF | VOO | 922908363 | $129.7K | 0.21% | 185 | SH |
| 47 | NVIDIA CORP | NVDA | 67066G104 | $129.3K | 0.21% | 566 | SH |
| 48 | PHILLIPS 66 | PSX | 718546104 | $127.7K | 0.21% | 500 | SH |
| 49 | NVIDIA CORP | NVDA | 67066G104 | $125.4K | 0.21% | 549 | SH |
| 50 | ADVANCED MICRO | AMD | 007903107 | $124.8K | 0.20% | 204 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-14 | $61.1M | 4,871 | 0000319933-26-000014 |
| 2026-06-30 | 2026-07-08 | $274.9M | 18,827 | 0000319933-26-000010 |
| 2026-03-31 | 2026-04-14 | $242.2M | 18,176 | 0000319933-26-000007 |
| 2025-12-31 | 2026-01-20 | $286.9M | 20,869 | 0000319933-26-000001 |
Filer Information
Address
9000 KEYSTONE CROSSINGSUITE 700
INDIANAPOLIS, IN 46240-2142
Phone
(317) 581-4003
Filing Manager
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
INDIANAPOLIS, IN
Signatory
Stephanie West
Compliance Consultant