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JAMES INVESTMENT RESEARCH, INC. — 13F Holdings & Portfolio

CIK 810384 · latest 13F-HR filed 2026-07-24

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JAMES INVESTMENT RESEARCH, INC. manages $983.8M in 13F-reported U.S. long-equity assets across 375 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GOOGL (3.83%), NVDA (3.74%), AAPL (3.24%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 27 new positions and exited 11; 184 existing positions rose in reported value and 72 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$983.8M

Long-equity book

Holdings
375

Distinct positions

Period
2026-06-30

Filed 2026-07-24

Q/Q Activity
+27 / −11 / ↑184 / ↓72

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
GOOGL3.8% · -2%NVDA3.7% · -2%AAPL3.2% · -4%ENVA3.1% · -4%MSFT2.7% · +0%JPM2.3% · -3%CAT2.2% · -15%IAU2.2% · -1%NVMI1.6% · -22%AVGO1.6% · +0%WMT1.5% · -12%AMZN1.5% · +2%GS1.5% · -1%XLK1.4% · +24%LLY1.3% · +0%JBL1.3% · -24%URI1.3% · -1%ASML1.3% · -4%IWM1.2% · +5%IGSB1.1% · +0%SHY1.0% · -0%MA1.0% · -0%FLOT1.0% · -2%META1.0% · +1%JNJ0.9% · -1%HD0.9% · -1%PG0.9% · -3%ABBV0.9% · -1%MCD0.9% · -0%VLO0.8% · -15%SCHB0.8% · +17%CASY0.8% · -1%EFA0.8% · -1%ETN0.8% · -5%IEI0.8% · +3%AGG0.7% · +17%CVX0.7% · -16%MHO0.7% · +0%BLK0.7% · -1%IEF0.7% · +12%AEP0.6% · +3%CDNS0.6% · +25%BRK.B0.6% · +0%LIN0.6% · -0%LQD0.6% · +10%SHLD0.5% · +4%SLV0.5% · -2%AZN0.5% · -1%VRIG0.5% · -1%WDC0.4% · +6%TJX0.4% · +2%COKE0.4% · +1%XOM0.4% · -8%TBBK0.4% · -1%TSM0.4% · +4%RF0.4% · -2%VBR0.4% · -1%CBRE0.4% · -11%IGIB0.4% · 0%FNDB0.4% · +17%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 26.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 18, 2026.

Assets Under Management
$1.21B
Discretionary
$1.18B
Employees
15
Accounts
692
Address
1349 FAIRGROUND ROAD
XENIA, OH 45385
Phone
(937) 426-7640
Website
Mailing Address
P. O. BOX 8, ALPHA, OH, 45301
Name Title / Status Ownership Type
CULPEPPER, RICHARD, BRIAN ControlPRESIDENT (JAN. 2022) & CEO (NOV. 2022)
since Jan 2022
Less than 5%Individual
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 ControlOWNER
since Mar 1986
75% or moreDomestic Entity
JAMES, BARRY, RAY ControlCHAIRMAN OF THE BOARD
since Jan 1995
Less than 5%Individual
OTT, LESLEY, DAWN ControlCHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)
since Jan 2012
Less than 5%Individual
JAMES, BARRY, RAY Control
Indirect owner via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986
CO-TRUSTEE
since Apr 2019
General partner, trustee or managerIndividual
JAMES, FRANCIS, EDWARD Control
Indirect owner via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986
CO-TRUSTEE
since Apr 2019
General partner, trustee or managerIndividual
JAMES, IRIS, RAE Control
Indirect owner via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986
TRUSTEE
since Mar 2019
General partner, trustee or managerIndividual
Ownership & leadership changes · 7 filings with changes since Nov 15, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Dec 22, 2022 filing
  • ChangedCULPEPPER, RICHARD, BRIAN · title PRESIDENT → PRESIDENT (JAN. 2022) & CEO (NOV. 2022)
  • ChangedJAMES, BARRY, RAY · title CEO → CHAIRMAN OF THE BOARD
Feb 21, 2022 filing
  • No longer listedJAMES, DAVID, WILLIAM · CO-TRUSTEE · General partner, trustee or manager · indirect via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 · control person · listed since Apr 2019
Jan 12, 2022 filing
  • AddedCULPEPPER, RICHARD, BRIAN · PRESIDENT · Less than 5% · control person
  • ChangedJAMES, BARRY, RAY · title PRESIDENT/CEO → CEO
Jan 13, 2020 filing
  • No longer listedSHAW-KREMER, ANN, MARIE · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Apr 2001
  • ChangedOTT, LESLEY, DAWN · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)
Apr 9, 2019 filing
  • No longer listedJAMES, FRANCIS, E · CHAIRMAN/OWNER · 75% or more · control person · listed since Dec 1972
  • AddedFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 · OWNER · 75% or more · control person
  • AddedJAMES, BARRY, RAY · CO-TRUSTEE · General partner, trustee or manager · indirect via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 · control person
  • AddedJAMES, DAVID, WILLIAM · CO-TRUSTEE · General partner, trustee or manager · indirect via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 · control person
  • AddedJAMES, FRANCIS, EDWARD · CO-TRUSTEE · General partner, trustee or manager · indirect via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 · control person
  • AddedJAMES, IRIS, RAE · TRUSTEE · General partner, trustee or manager · indirect via FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 · control person
Feb 7, 2013 filing
  • No longer listedJAMES, BARRY, RAY · PRESIDENT/CEO · Less than 5% · control person · listed since Jan 1995
  • AddedJAMES, BARRY, RAY · PRESIDENT/CEO · Less than 5% · control person
Jan 10, 2012 filing
  • No longer listedMANGAN, THOMAS, LEE · SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2004
  • AddedOTT, LESLEY, DAWN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 15, 2011 filing (earliest on record)
  • ListedJAMES, BARRY, RAY · PRESIDENT/CEO · Less than 5% · control person
  • ListedJAMES, FRANCIS, E · CHAIRMAN/OWNER · 75% or more · control person
  • ListedMANGAN, THOMAS, LEE · SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedSHAW-KREMER, ANN, MARIE · CHIEF OPERATING OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

JAMES INVESTMENT RESEARCH, INC. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ALPHABET INC GOOGL 02079K305 $37.7M 3.83% 105,519 SH
2 NVIDIA CORPORATION NVDA 67066G104 $36.7M 3.74% 183,657 SH
3 APPLE INC AAPL 037833100 $31.9M 3.24% 110,118 SH
4 ENOVA INTL INC ENVA 29357K103 $30.0M 3.05% 124,764 SH
5 MICROSOFT CORP MSFT 594918104 $26.3M 2.67% 70,499 SH
6 JPMORGAN CHASE & CO JPM 46625H100 $22.4M 2.28% 68,483 SH
7 CATERPILLAR INC CAT 149123101 $22.1M 2.25% 20,761 SH
8 ISHARES GOLD TR IAU 464285204 $21.3M 2.16% 281,952 SH
9 NOVA LTD NVMI M7516K103 $16.0M 1.63% 29,448 SH
10 BROADCOM INC AVGO 11135F101 $15.4M 1.57% 40,779 SH
11 WALMART INC WMT 931142103 $15.2M 1.55% 134,584 SH
12 AMAZON COM INC AMZN 023135106 $14.7M 1.50% 61,721 SH
13 GOLDMAN SACHS GROUP INC GS 38141G104 $14.3M 1.45% 14,146 SH
14 SELECT SECTOR SPDR TR XLK 81369Y803 $13.5M 1.38% 71,073 SH
15 ELI LILLY & CO LLY 532457108 $13.1M 1.33% 10,889 SH
16 JABIL INC JBL 466313103 $12.8M 1.30% 33,184 SH
17 UNITED RENTALS INC URI 911363109 $12.5M 1.27% 11,048 SH
18 ASML HLDG NV ASML N07059210 $12.5M 1.27% 6,263 SH
19 ISHARES TR IWM 464287655 $11.9M 1.21% 39,500 SH
20 ISHARES TR IGSB 464288646 $10.4M 1.06% 199,000 SH
21 ISHARES TR SHY 464287457 $10.0M 1.02% 121,900 SH
22 MASTERCARD INCORPORATED MA 57636Q104 $9.8M 0.99% 18,997 SH
23 ISHARES TR FLOT 46429B655 $9.6M 0.98% 187,968 SH
24 META PLATFORMS INC META 30303M102 $9.5M 0.97% 16,880 SH
25 JOHNSON & JOHNSON JNJ 478160104 $8.7M 0.88% 34,169 SH
26 HOME DEPOT INC HD 437076102 $8.6M 0.88% 24,487 SH
27 PROCTER & GAMBLE CO PG 742718109 $8.6M 0.87% 58,604 SH
28 ABBVIE INC ABBV 00287Y109 $8.6M 0.87% 34,143 SH
29 MCDONALDS CORP MCD 580135101 $8.4M 0.85% 31,066 SH
30 VALERO ENERGY CORP VLO 91913Y100 $8.3M 0.84% 31,911 SH
31 SCHWAB STRATEGIC TR SCHB 808524102 $8.0M 0.81% 275,840 SH
32 CASEYS GEN STORES INC CASY 147528103 $7.5M 0.77% 9,492 SH
33 ISHARES TR EFA 464287465 $7.5M 0.76% 72,038 SH
34 EATON CORP PLC ETN G29183103 $7.4M 0.76% 17,478 SH
35 ISHARES TR IEI 464288661 $7.4M 0.75% 63,232 SH
36 ISHARES TR AGG 464287226 $7.3M 0.74% 73,937 SH
37 CHEVRON CORPORATION CVX 166764100 $7.0M 0.71% 42,402 SH
38 M/I HOMES INC MHO 55305B101 $6.9M 0.70% 42,966 SH
39 BLACKROCK INC BLK 09290D101 $6.9M 0.70% 7,178 SH
40 ISHARES TR IEF 464287440 $6.6M 0.67% 69,262 SH
41 AMERICAN ELEC PWR CO INC AEP 025537101 $6.4M 0.65% 46,422 SH
42 CADENCE DESIGN SYSTEM INC CDNS 127387108 $5.8M 0.59% 15,387 SH
43 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $5.5M 0.56% 11,031 SH
44 LINDE PLC LIN G54950103 $5.5M 0.56% 10,606 SH
45 ISHARES TR LQD 464287242 $5.4M 0.55% 49,658 SH
46 GLOBAL X FDS SHLD 37960A529 $4.8M 0.48% 79,666 SH
47 ISHARES SILVER TR SLV 46428Q109 $4.7M 0.48% 88,485 SH
48 ASTRAZENECA PLC AZN G0593M107 $4.5M 0.46% 23,867 SH
49 INVESCO ACTIVELY MANAGED EXC VRIG 46090A879 $4.5M 0.46% 179,378 SH
50 WESTERN DIGITAL CORP WDC 958102105 $4.4M 0.45% 6,900 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-24 $983.8M 375 0000810384-26-000004
2026-03-31 2026-04-24 $891.2M 359 0000810384-26-000003
2025-12-31 2026-01-29 $915.8M 361 0000810384-26-000001
Filer Information
Address
1349 FAIRGROUND RD
P O BOX 8
ALPHA, OH 45301
Phone
(937) 426-7640
Filing Manager
JAMES INVESTMENT RESEARCH, INC.
ALPHA, OH
Signatory
Lesley Ott
CCO